Hanmi Financial HAFC Insider Ownership

NASDAQ HAFC

$31.50 +0.03 (+0.10%)

At close: Oct 21, 2026 · 4:00 PM EDT

Insider Holdings by Owner

710.65K Shares

Insider Ownership Statistics

as of 30 Sep, 2026

Insider Ownership

2.18%

■0% pp QoQ

Shares Held by Insiders

645.30K

filed for Sep 2026

■0.00% QoQ

Shares Outstanding

29.65Mn

29,650,306 shares

Direct Holdings

644.25K

Indirect: 1.05K

Net Shares Traded (QoQ)

no net change in Sep 2026

Insiders Holding Shares

with Form 4 holdings on file

Shares Owned by Insiders

Shares held % of outstanding

Latest —

Average ownership —

Peak ownership —

Shares Purchased/Sold by Insiders

Bought Sold

Latest quarter —

Net over range —

Buying quarters —

Insider Ownership Summary

Updated Oct 10, 2026

Over the past 12 months, Hanmi Financial insiders bought $5,422 of stock on the open market (200 shares) and sold $278,962 (9.12K shares).

A count shows one insider buying HAFC stock on the open market over the past 12 months and 3 insiders selling.
Among Hanmi Financial's insiders, the largest open-market purchases in the past 12 months were by Daniel John Medici (Director), totaling $5,422 (200 shares), most recently on October 24, 2025.
On the selling side, Anthony I. Kim (Chief Banking Officer) was the top open-market seller of Hanmi Financial over the past 12 months, with $163,895 sold (5.33K shares) and the latest sale on June 8, 2026.
In transactions other than open-market trades, Hanmi Financial insiders received 74.44K shares in stock awards and gave up 43.06K shares to cover taxes or exercise prices over the past 12 months.
According to Business Quant data, insiders at Hanmi Financial reported 645.3K shares in total in their latest Form 4 filings, unchanged from 645.3K shares at the end of Q2 2026 and up 7.08% from 602.64K shares at the end of Q3 2025.
Indirect holdings, through trusts, partnerships, family members and other entities, make up 0.16% (1.05K shares) of Hanmi Financial's insider total, with the other 99.84% (644.25K shares) held directly.
HAFC's insider total is spread across 17 insiders who have filed a Form 4 in the past two years.
HAFC's three largest insider shareholders, per their latest Form 4 filings, are Bonita Lee (President & CEO, 202.56K shares), Romolo Santarosa (Chief Financial Officer, 77.41K shares) and John J. Ahn (Director, 53.62K shares).
The holding of Bonita Lee makes up 31.39% of all shares held by Hanmi Financial insiders.
Institutions owned 93.12% of HAFC shares as of Q2 2026; insiders' latest Form 4 filings account for about 2.18%, leaving roughly 4.70% with other investors, including the public.
Over the trailing 12 months, 15 insiders reported transactions in HAFC stock across 42 Form 4 filings.
The insider data for HAFC reflects Form 4 filings through June 8, 2026.

Form 4 Holdings

Insiders Holding HAFC

Insiders 19

Shares held 710.65K

Of outstanding 2.40%

#	Insider	Position	Direct	Total	Share of Insiders	Last Filed
1	Bonita Lee	President Ceo	202,555	202,555	28.5%	06 Apr, 2026
2	Romolo Santarosa	Chief Financial Officer	77,410	77,410	10.9%	06 Apr, 2026
3	Anthony I. Kim	Chief Banking Officer	74,105	74,105	10.4%	08 Jun, 2026
4	John J Ahn	Director	53,623	53,623	7.5%	28 May, 2026
5	Harry Chung	Director	39,623	39,623	5.6%	28 May, 2026
6	David L Rosenblum	Director	38,883	38,883	5.5%	28 May, 2026
7	Matthew Fuhr	Chief Credit Officer	34,002	34,002	4.8%	28 Apr, 2026
8	Christie K Chu	Director	31,623	31,623	4.4%	28 May, 2026
9	Michael Yang	Director	30,325	30,325	4.3%	29 May, 2025
10	Thomas James Williams	Director	28,623	28,623	4.0%	28 May, 2026
11	Scott Diehl	Director	17,328	17,328	2.4%	08 Jun, 2022
12	Min S Park	Chief Credit Risk Officer	16,580	16,580	2.3%	27 Mar, 2023
13	Gloria J Lee	Director	15,715	15,715	2.2%	28 May, 2026
14	Gideon Yu	Director	15,410	15,410	2.2%	29 May, 2025
15	Michael Du	Chief Risk Officer	15,249	15,249	2.1%	06 Apr, 2026
16	James A Marasco	Director	9,187	9,187	1.3%	28 May, 2026
17	Christine P Ball	Director	5,147	5,147	0.7%	28 May, 2026
18	Joseph Pangrazio	Chief Accounting Officer	2,765	2,765	0.4%	06 Apr, 2026
19	Daniel John Medici	Director	2,498	2,498	0.4%	28 May, 2026

Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.

Form 4 Filings

696 Insider Transactions

Source SEC Form 4

Latest quarter Sep 2026

Date	Insider	Position	Transaction	Shares	Price	Value	Shares Held After	Ownership
08 Jun, 2026	Anthony I. Kim	Chief Banking Officer	Disposed S	5,333	$30.73	$163.90K	41,615	Direct
27 May, 2026	Christie K Chu	Director	Acquired A	2,298	$0.00	$0	31,623	Direct
27 May, 2026	Christine P Ball	Director	Acquired A	2,298	$0.00	$0	5,147	Direct
27 May, 2026	David L Rosenblum	Director	Acquired A	2,298	$0.00	$0	38,883	Direct
27 May, 2026	Harry Chung	Director	Acquired A	2,298	$0.00	$0	39,623	Direct
27 May, 2026	James A Marasco	Director	Acquired A	2,298	$0.00	$0	9,187	Direct
27 May, 2026	Thomas James Williams	Director	Acquired A	2,298	$0.00	$0	28,623	Direct
27 May, 2026	Gloria J Lee	Director	Acquired A	2,298	$0.00	$0	15,715	Direct
27 May, 2026	John J Ahn	Director	Acquired A	2,298	$0.00	$0	53,623	Direct
27 May, 2026	Daniel John Medici	Director	Acquired A	2,298	$0.00	$0	2,498	Direct
28 Apr, 2026	Matthew Fuhr	Chief Credit Officer	Disposed S	3,300	$30.83	$101.75K	34,002	Direct
26 Mar, 2026	Anthony I. Kim	Chief Banking Officer	Disposed F	339	$26.33	$8.93K	44,493	Direct
01 Apr, 2026	Matthew Fuhr	Chief Credit Officer	Disposed F	492	$26.60	$13.09K	37,302	Direct
26 Mar, 2026	Michael Du	Chief Risk Officer	Disposed F	169	$26.33	$4.45K	14,005	Direct
26 Mar, 2026	Romolo Santarosa	Chief Financial Officer	Disposed F	553	$26.33	$14.56K	72,762	Direct
26 Mar, 2026	Bonita Lee	President Ceo	Disposed F	2,391	$26.33	$62.96K	194,582	Direct
26 Mar, 2026	Matthew Fuhr	Chief Credit Officer	Disposed F	297	$26.33	$7.82K	35,290	Direct
01 Apr, 2026	Michael Du	Chief Risk Officer	Disposed F	360	$26.60	$9.58K	15,249	Direct
01 Apr, 2026	Bonita Lee	President Ceo	Disposed F	3,769	$26.60	$100.26K	202,555	Direct
01 Apr, 2026	Anthony I. Kim	Chief Banking Officer	Disposed F	563	$26.60	$14.98K	46,948	Direct

Showing 1 to 20 of 696 transactions