U S Global Investors GROW Insider Ownership

NASDAQ GROW

$2.90 +0.04 (+1.40%)

At close: Oct 5, 2026 · 4:00 PM EDT

Insider Holdings by Owner

3.69Mn Shares

Insider Ownership Statistics

as of 30 Sep, 2026

Insider Ownership

11.82%

▲+0.026% pp QoQ

Shares Held by Insiders

1.50Mn

filed for Sep 2026

▲+0.22% QoQ

Shares Outstanding

12.67Mn

12,674,691 shares

Direct Holdings

343.72K

Indirect: 1.15Mn

Net Shares Traded (QoQ)

+3.34K

net buying in Sep 2026

Insiders Holding Shares

with Form 4 holdings on file

Shares Owned by Insiders

Shares held % of outstanding

Latest —

Average ownership —

Peak ownership —

Shares Purchased/Sold by Insiders

Bought Sold

Latest quarter —

Net over range —

Buying quarters —

Insider Ownership Summary

Updated Oct 5, 2026

Over the past 12 months, U S Global Investors insiders bought $152,347 of stock on the open market (59.12K shares) and made no open-market sales.

Counted by insider, open-market buying of GROW stock in the past 12 months came from 2 insiders, with no insider selling.
Among GROW insiders, Derek Steven Pilecki bought the most stock on the open market in the past 12 months: $98,313 (38.29K shares), most recently on May 28, 2026.
U S Global Investors' latest insider trade on the open market was a purchase of 330 shares for $858 by Gator Capital Management, LLC (10% owner) on June 3, 2026.
Business Quant data puts insider holdings in GROW at 1.5Mn shares across insiders' latest Form 4 filings, up 0.22% from 1.49Mn shares at the end of Q2 2026.
U S Global Investors insiders hold 343.72K shares directly (22.94% of their total) and 1.15Mn shares (77.06%) indirectly, through entities such as trusts and partnerships.
GROW's insider total is spread across 3 insiders who have filed a Form 4 in the past two years.
U S Global Investors' top three insider holders by shares held are Derek Steven Pilecki (1.12Mn shares), Frank E. Holmes (CEO/CIO, 337.04K shares) and Lisa Callicotte (CFO, 39.54K shares).
Derek Steven Pilecki holds 74.86% of the combined insider position in U S Global Investors.
Institutional investors held 33.09% of U S Global Investors stock at the end of Q2 2026, while the latest Form 4 filings of its insiders account for about 11.82%; other investors, including the public, hold roughly 55.09%.
Over the past 12 months, 4 insiders reported transactions in U S Global Investors stock in 28 Form 4 filings.
These insider figures for U S Global Investors are based on Form 4 filings through October 1, 2026.

Form 4 Holdings

Insiders Holding GROW

Insiders 4

Shares held 3.69Mn

Of outstanding 29.09%

#	Insider	Position	Direct	Indirect	Total	Share of Insiders	Last Filed
1	Derek Steven Pilecki	Other	0	2,222,360	2,222,360	60.3%	04 Jun, 2026
2	Capital Management, Llc Gator	TenPercentOwner	0	1,121,593	1,121,593	30.4%	04 Jun, 2026
3	Frank E Holmes	Ceo/Cio	304,181	0	304,181	8.2%	01 Oct, 2026
4	Lisa Callicotte	Cfo	39,536	0	39,536	1.1%	01 Oct, 2026

Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.

Form 4 Filings

1,431 Insider Transactions

Source SEC Form 4

Latest quarter Sep 2026

Date	Insider	Position	Transaction	Shares	Price	Value	Shares Held After	Ownership
30 Sep, 2026	Lisa Callicotte	Cfo	Acquired J	328	$2.88	$945	39,536	Direct
30 Sep, 2026	Frank E Holmes	Ceo/Cio	Acquired J	829	$2.88	$2.39K	304,181	Direct
31 Aug, 2026	Lisa Callicotte	Cfo	Acquired J	289	$3.27	$945	39,208	Direct
31 Aug, 2026	Frank E Holmes	Ceo/Cio	Acquired J	729	$3.27	$2.38K	303,352	Direct
31 Jul, 2026	Frank E Holmes	Ceo/Cio	Acquired J	835	$2.86	$2.39K	302,623	Direct
31 Jul, 2026	Lisa Callicotte	Cfo	Acquired J	331	$2.86	$947	38,919	Direct
30 Jun, 2026	Lisa Callicotte	Cfo	Acquired J	303	$3.12	$945	38,588	Direct
30 Jun, 2026	Frank E Holmes	Ceo/Cio	Acquired J	764	$3.12	$2.38K	301,788	Direct
02 Jun, 2026	Capital Management, Llc Gator	TenPercentOwner	Acquired P	20,496	$2.59	$53.18K	1,121,263	Indirect
02 Jun, 2026	Derek Steven Pilecki	Other	Acquired P	20,496	$2.59	$53.18K	1,121,263	Indirect
03 Jun, 2026	Derek Steven Pilecki	Other	Acquired P	330	$2.60	$858	1,121,593	Indirect
03 Jun, 2026	Capital Management, Llc Gator	TenPercentOwner	Acquired P	330	$2.60	$858	1,121,593	Indirect
01 May, 2026	Derek Steven Pilecki	Other	Acquired P	205	$2.63	$539	1,062,679	Indirect
01 May, 2026	Capital Management, Llc Gator	TenPercentOwner	Acquired P	205	$2.63	$539	1,062,679	Indirect
06 May, 2026	Derek Steven Pilecki	Other	Acquired P	259	$2.61	$676	1,062,938	Indirect
06 May, 2026	Capital Management, Llc Gator	TenPercentOwner	Acquired P	259	$2.61	$676	1,062,938	Indirect
07 May, 2026	Capital Management, Llc Gator	TenPercentOwner	Acquired P	2,976	$2.62	$7.80K	1,065,914	Indirect
07 May, 2026	Derek Steven Pilecki	Other	Acquired P	2,976	$2.62	$7.80K	1,065,914	Indirect
08 May, 2026	Derek Steven Pilecki	Other	Acquired P	208	$2.62	$545	1,066,122	Indirect
08 May, 2026	Capital Management, Llc Gator	TenPercentOwner	Acquired P	208	$2.62	$545	1,066,122	Indirect

Showing 1 to 20 of 1,431 transactions