U S Global Investors GROW Insider Ownership

NASDAQ GROW
$2.86 -0.04 (-1.38%)
At close: Sep 9, 2026 · 4:00 PM EDT

Insider Holdings by Owner

3.69Mn Shares

Insider Ownership Statistics

as of 30 Sep, 2026
Insider Ownership
28.41%
+0.017% pp QoQ
Shares Held by Insiders
3.69Mn
filed for Sep 2026
+0.06% QoQ
Shares Outstanding
12.97Mn
12,974,543 shares
Direct Holdings
342.56K
Indirect: 3.34Mn
Net Shares Traded (QoQ)
+2.18K
net buying in Sep 2026
Insiders Holding Shares
4
with Form 4 holdings on file

Shares Owned by Insiders

Shares held % of outstanding
Latest
Average ownership
Peak ownership

Shares Purchased/Sold by Insiders

Bought Sold
Latest quarter
Net over range
Buying quarters

Insider Ownership Summary

Quarter ending 30 Sep, 2026

GROW's three largest insider shareholders as of September 09, 2026 are Derek Steven Pilecki (Other, 2.22Mn shares), Capital Management, Llc Gator (TenPercentOwner, 1.12Mn shares), Frank E Holmes (Ceo/Cio, 303.35K shares).

Form 4 Holdings

Insiders Holding GROW

Insiders 4
Shares held 3.69Mn
Of outstanding 28.41%
# Insider Position Direct Indirect Total Share of Insiders Last Filed
1 Derek Steven Pilecki Other 0 2,222,360 2,222,360 60.3% 04 Jun, 2026
2 Capital Management, Llc Gator TenPercentOwner 0 1,121,593 1,121,593 30.4% 04 Jun, 2026
3 Frank E Holmes Ceo/Cio 303,352 0 303,352 8.2% 01 Sep, 2026
4 Lisa Callicotte Cfo 39,208 0 39,208 1.1% 01 Sep, 2026

Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.

Form 4 Filings

1,429 Insider Transactions

Source SEC Form 4
Latest quarter Sep 2026
Download Data
Date Insider Position Transaction Shares Price Value Shares Held After Ownership
31 Aug, 2026 Frank E Holmes Ceo/Cio Acquired J 729 $3.27 $2.38K 303,352 Direct
31 Aug, 2026 Lisa Callicotte Cfo Acquired J 289 $3.27 $945 39,208 Direct
31 Jul, 2026 Frank E Holmes Ceo/Cio Acquired J 835 $2.86 $2.39K 302,623 Direct
31 Jul, 2026 Lisa Callicotte Cfo Acquired J 331 $2.86 $947 38,919 Direct
30 Jun, 2026 Lisa Callicotte Cfo Acquired J 303 $3.12 $945 38,588 Direct
30 Jun, 2026 Frank E Holmes Ceo/Cio Acquired J 764 $3.12 $2.38K 301,788 Direct
02 Jun, 2026 Capital Management, Llc Gator TenPercentOwner Acquired P 20,496 $2.59 $53.18K 1,121,263 Indirect
02 Jun, 2026 Derek Steven Pilecki Other Acquired P 20,496 $2.59 $53.18K 1,121,263 Indirect
03 Jun, 2026 Derek Steven Pilecki Other Acquired P 330 $2.60 $858 1,121,593 Indirect
03 Jun, 2026 Capital Management, Llc Gator TenPercentOwner Acquired P 330 $2.60 $858 1,121,593 Indirect
01 May, 2026 Derek Steven Pilecki Other Acquired P 205 $2.63 $539 1,062,679 Indirect
01 May, 2026 Capital Management, Llc Gator TenPercentOwner Acquired P 205 $2.63 $539 1,062,679 Indirect
06 May, 2026 Derek Steven Pilecki Other Acquired P 259 $2.61 $676 1,062,938 Indirect
06 May, 2026 Capital Management, Llc Gator TenPercentOwner Acquired P 259 $2.61 $676 1,062,938 Indirect
07 May, 2026 Capital Management, Llc Gator TenPercentOwner Acquired P 2,976 $2.62 $7.80K 1,065,914 Indirect
07 May, 2026 Derek Steven Pilecki Other Acquired P 2,976 $2.62 $7.80K 1,065,914 Indirect
08 May, 2026 Capital Management, Llc Gator TenPercentOwner Acquired P 208 $2.62 $545 1,066,122 Indirect
08 May, 2026 Derek Steven Pilecki Other Acquired P 208 $2.62 $545 1,066,122 Indirect
11 May, 2026 Derek Steven Pilecki Other Acquired P 5,354 $2.62 $14.03K 1,071,476 Indirect
11 May, 2026 Capital Management, Llc Gator TenPercentOwner Acquired P 5,354 $2.62 $14.03K 1,071,476 Indirect