Great Elm Capital GECC Insider Ownership

NASDAQ GECC
$4.91 +0.01 (+0.20%)
At close: Oct 21, 2026 · 4:00 PM EDT

Insider Holdings by Owner

2.96Mn Shares

Insider Ownership Statistics

as of 30 Sep, 2026
Insider Ownership
20.68%
▲+2.80% pp QoQ
Shares Held by Insiders
2.87Mn
filed for Sep 2026
▲+15.65% QoQ
Shares Outstanding
13.89Mn
13,889,803 shares
Direct Holdings
2.87Mn
Indirect: 2.61K
Net Shares Traded (QoQ)
+388.66K
net buying in Sep 2026
Insiders Holding Shares
9
with Form 4 holdings on file

Shares Owned by Insiders

Shares held % of outstanding
Latest —
Average ownership —
Peak ownership —

Shares Purchased/Sold by Insiders

Bought Sold
Latest quarter —
Net over range —
Buying quarters —

Insider Ownership Summary

Over the past year, GECC insiders bought $150,126 of stock (19.65K shares) on the open market and sold none.

Form 4 Holdings

Insiders Holding GECC

Insiders 9
Shares held 2.96Mn
Of outstanding 21.33%
# Insider Position Direct Indirect Total Share of Insiders Last Filed
1 Elm Strategic Partnership I, Llc Great TenPercentOwner 1,378,260 0 1,378,260 46.5% 30 Jun, 2026
2 Elm Group, Inc. Great TenPercentOwner 1,244,167 0 1,244,167 42.0% 23 Sep, 2026
3 Matthew D Kaplan Ceo And President 142,400 0 142,400 4.8% 10 Nov, 2025
4 Matthew A Drapkin Director 75,716 0 75,716 2.6% 17 Sep, 2024
5 Adam M Kleinman Cco And Secretary 57,229 0 57,229 1.9% 23 Sep, 2026
6 Keri Davis Cfo 27,939 0 27,939 0.9% 23 Sep, 2026
7 Richard M Cohen Director 18,136 0 18,136 0.6% 13 Jun, 2025
8 Mark Kuperschmid Director 3,000 13,972 16,972 0.6% 16 May, 2023
9 Chad Perry Director 1,850 0 1,850 0.1% 05 Jun, 2025

Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.

Form 4 Filings

430 Insider Transactions

Source SEC Form 4
Latest quarter Sep 2026
Download Data
Date Insider Position Transaction Shares Price Value Shares Held After Ownership
21 Sep, 2026 Elm Group, Inc. Great TenPercentOwner Disposed J 111,958 $0.00 $0 1,244,167 Direct
21 Sep, 2026 Adam M Kleinman Cco And Secretary Acquired A 15,292 $0.00 $0 59,889 Direct
21 Sep, 2026 Keri Davis Cfo Acquired A 7,646 $0.00 $0 29,539 Direct
21 Sep, 2026 Keri Davis Cfo Acquired A 1,372 $0.00 $0 30,911 Direct
21 Sep, 2026 Adam M Kleinman Cco And Secretary Acquired A 791 $0.00 $0 60,680 Direct
21 Sep, 2026 Keri Davis Cfo Disposed F 2,972 $5.37 $15.96K 27,939 Direct
21 Sep, 2026 Adam M Kleinman Cco And Secretary Disposed F 3,451 $5.37 $18.53K 57,229 Direct
29 Jun, 2026 Elm Strategic Partnership I, Llc Great TenPercentOwner Disposed J 180,000 $5.45 $981.00K 1,378,260 Direct
07 Nov, 2025 Matthew D Kaplan Ceo And President Acquired P 19,650 $7.64 $150.13K 142,400 Direct
25 Sep, 2025 Elm Strategic Partnership I, Llc Great TenPercentOwner Disposed S 1,696 $11.45 $19.42K 1,560,573 Direct
26 Sep, 2025 Elm Strategic Partnership I, Llc Great TenPercentOwner Disposed S 2,313 $11.45 $26.48K 1,558,260 Direct
19 Sep, 2025 Elm Group, Inc. Great TenPercentOwner Disposed J 16,612 $0.00 $0 1,421,467 Direct
19 Sep, 2025 Adam M Kleinman Cco And Secretary Acquired A 5,458 $0.00 $0 45,802 Direct
22 Sep, 2025 Elm Strategic Partnership I, Llc Great TenPercentOwner Disposed S 48,248 $11.45 $552.44K 1,563,759 Direct
19 Sep, 2025 Keri Davis Cfo Acquired A 3,820 $0.00 $0 23,212 Direct
19 Sep, 2025 Matthew D Kaplan Ceo And President Acquired A 37,117 $0.00 $0 129,906 Direct
19 Sep, 2025 Matthew D Kaplan Ceo And President Acquired A 1,055 $0.00 $0 130,961 Direct
20 Sep, 2025 Elm Group, Inc. Great TenPercentOwner Disposed J 63,189 $0.00 $0 1,358,278 Direct
19 Sep, 2025 Keri Davis Cfo Acquired A 1,406 $0.00 $0 24,618 Direct
19 Sep, 2025 Adam M Kleinman Cco And Secretary Acquired A 156 $0.00 $0 45,958 Direct