Based on data from the past 90 days ending February 19, 2026, Great Elm Capital's three largest insider shareholders are TenPercentOwner Elm Strategic Partnership I, Llc Great (1.56Mn shares), TenPercentOwner Elm Group, Inc. Great (1.36Mn shares), Director Matthew A Drapkin (450.64K shares).
| Holder | Position | Shares | Report Date |
|---|---|---|---|
| Elm Strategic Partnership I, Llc Great | 1,558,260 | 26 Sep, 2025 | |
| Elm Group, Inc. Great | 1,358,278 | 23 Sep, 2025 | |
| Matthew A Drapkin | 450,639 | 17 Jun, 2022 | |
| Peter A Reed | President And Ceo | 58,607 | 28 Sep, 2021 |
| Matthew D Kaplan | Ceo And President | 142,400 | 10 Nov, 2025 |
| Adam M Kleinman | Cco And Secretary | 44,597 | 23 Sep, 2025 |
| Keri Davis | Cfo | 21,893 | 23 Sep, 2025 |
| Richard M Cohen | 20,748 | 13 Jun, 2025 | |
| Mark Kuperschmid | 16,972 | 16 May, 2023 | |
| Chad Perry | 1,850 | 05 Jun, 2025 |
* Please note that the shares above only reflect shares from the fund portfolio and the institutional portfolio. Shares from the personal portfolio are excluded from this Institutional Ownership Page. See these insiders' latest transactions here on Insider Page.
| Transaction Date | Insider Name | Security Class | Transaction Type | Shares Traded | Price | Shares Remaining | Ownership | Code |
|---|---|---|---|---|---|---|---|---|
| 07 Nov, 2025 | Matthew D Kaplan | Common Stock | A | 19,650 | $7.64 | 142,400 | D | P |
| 26 Sep, 2025 | Elm Strategic Partnership I, Llc Great | Common Stock | D | 2,313 | $11.45 | 1,558,260 | D | S |
| 26 Sep, 2025 | Elm Strategic Partnership I, Llc Great | - | - | 1,558,260 | D | |||
| 25 Sep, 2025 | Elm Strategic Partnership I, Llc Great | Common Stock | D | 1,696 | $11.45 | 1,560,573 | D | S |
| 23 Sep, 2025 | Adam M Kleinman | Common Stock | D | 1,361 | $11.43 | 44,597 | D | F |
| 23 Sep, 2025 | Keri Davis | Common Stock | D | 2,725 | $11.43 | 21,893 | D | F |
| 23 Sep, 2025 | Keri Davis | - | - | 21,893 | D | |||
| 23 Sep, 2025 | Matthew D Kaplan | Common Stock | D | 8,211 | $11.43 | 122,750 | D | F |
| 23 Sep, 2025 | Elm Strategic Partnership I, Llc Great | Common Stock | D | 1,490 | $11.45 | 1,562,269 | D | S |
| 22 Sep, 2025 | Elm Strategic Partnership I, Llc Great | Common Stock | D | 48,248 | $11.45 | 1,563,759 | D | S |
| 20 Sep, 2025 | Elm Group, Inc. Great | Common Stock | D | 63,189 | $0.00 | 1,358,278 | D | J |
| 20 Sep, 2025 | Elm Group, Inc. Great | - | - | 1,358,278 | D | |||
| 19 Sep, 2025 | Adam M Kleinman | Common Stock | A | 5,458 | $0.00 | 45,802 | D | A |
| 19 Sep, 2025 | Adam M Kleinman | Common Stock | A | 156 | $0.00 | 45,958 | D | A |
| 19 Sep, 2025 | Keri Davis | Common Stock | A | 1,406 | $0.00 | 24,618 | D | A |
| 19 Sep, 2025 | Keri Davis | - | - | 23,212 | D | |||
| 19 Sep, 2025 | Keri Davis | Common Stock | A | 3,820 | $0.00 | 23,212 | D | A |
| 19 Sep, 2025 | Keri Davis | - | - | 24,618 | D | |||
| 19 Sep, 2025 | Elm Group, Inc. Great | Common Stock | D | 16,612 | $0.00 | 1,421,467 | D | J |
| 19 Sep, 2025 | Matthew D Kaplan | Common Stock | A | 1,055 | $0.00 | 130,961 | D | A |