Great Elm Capital GECC Insider Ownership

NASDAQ GECC
$5.91 -0.10 (-1.66%)
At close: Sep 9, 2026 · 4:00 PM EDT

Insider Holdings by Owner

3.41Mn Shares

Insider Ownership Statistics

as of 30 Sep, 2026
Insider Ownership
23.89%
-0.476% pp QoQ
Shares Held by Insiders
2.94Mn
filed for Sep 2026
-1.95% QoQ
Shares Outstanding
12.32Mn
12,315,210 shares
Direct Holdings
2.93Mn
Indirect: 13.97K
Net Shares Traded (QoQ)
-58.61K
net selling in Sep 2026
Insiders Holding Shares
10
with Form 4 holdings on file

Shares Owned by Insiders

Shares held % of outstanding
Latest
Average ownership
Peak ownership

Shares Purchased/Sold by Insiders

Bought Sold
Latest quarter
Net over range
Buying quarters

Insider Ownership Summary

Quarter ending 30 Sep, 2026

GECC's three largest insider shareholders as of September 09, 2026 are Elm Strategic Partnership I, Llc Great (TenPercentOwner, 1.38Mn shares), Elm Group, Inc. Great (TenPercentOwner, 1.36Mn shares), Matthew D Kaplan (Ceo And President, 142.40K shares).

Form 4 Holdings

Insiders Holding GECC

Insiders 10
Shares held 3.41Mn
Of outstanding 27.69%
# Insider Position Direct Indirect Total Share of Insiders Last Filed
1 Elm Strategic Partnership I, Llc Great TenPercentOwner 1,378,260 0 1,378,260 40.4% 30 Jun, 2026
2 Elm Group, Inc. Great TenPercentOwner 1,358,278 0 1,358,278 39.8% 23 Sep, 2025
3 Peter A Reed President And Ceo 351,636 0 351,636 10.3% 28 Sep, 2021
4 Matthew D Kaplan Ceo And President 142,400 0 142,400 4.2% 10 Nov, 2025
5 Matthew A Drapkin Director 75,716 0 75,716 2.2% 17 Sep, 2024
6 Adam M Kleinman Cco And Secretary 44,597 0 44,597 1.3% 23 Sep, 2025
7 Keri Davis Cfo 21,893 0 21,893 0.6% 23 Sep, 2025
8 Richard M Cohen Director 18,136 0 18,136 0.5% 13 Jun, 2025
9 Mark Kuperschmid Director 3,000 13,972 16,972 0.5% 16 May, 2023
10 Chad Perry Director 1,850 0 1,850 0.1% 05 Jun, 2025

Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.

Form 4 Filings

1,069 Insider Transactions

Source SEC Form 4
Latest quarter Sep 2026
Download Data
Date Insider Position Transaction Shares Price Value Shares Held After Ownership
29 Jun, 2026 Elm Strategic Partnership I, Llc Great TenPercentOwner Disposed J 180,000 $5.45 $981.00K 1,378,260 Direct
07 Nov, 2025 Matthew D Kaplan Ceo And President Acquired P 19,650 $7.64 $150.13K 142,400 Direct
07 Nov, 2025 Matthew D Kaplan Ceo And President Acquired P 19,650 $7.64 $150.13K 142,400 Direct
07 Nov, 2025 Matthew D Kaplan Ceo And President Acquired P 19,650 $7.64 $150.13K 142,400 Direct
07 Nov, 2025 Matthew D Kaplan Ceo And President Acquired P 19,650 $7.64 $150.13K 142,400 Direct
25 Sep, 2025 Elm Strategic Partnership I, Llc Great TenPercentOwner Disposed S 1,696 $11.45 $19.42K 1,560,573 Direct
25 Sep, 2025 Elm Strategic Partnership I, Llc Great TenPercentOwner Disposed S 1,696 $11.45 $19.42K 1,560,573 Direct
25 Sep, 2025 Elm Strategic Partnership I, Llc Great TenPercentOwner Disposed S 1,696 $11.45 $19.42K 1,560,573 Direct
25 Sep, 2025 Elm Strategic Partnership I, Llc Great TenPercentOwner Disposed S 1,696 $11.45 $19.42K 1,560,573 Direct
26 Sep, 2025 Elm Strategic Partnership I, Llc Great TenPercentOwner Disposed S 2,313 $11.45 $26.48K 1,558,260 Direct
26 Sep, 2025 Elm Strategic Partnership I, Llc Great TenPercentOwner Disposed S 2,313 $11.45 $26.48K 1,558,260 Direct
26 Sep, 2025 Elm Strategic Partnership I, Llc Great TenPercentOwner Disposed S 2,313 $11.45 $26.48K 1,558,260 Direct
26 Sep, 2025 Elm Strategic Partnership I, Llc Great TenPercentOwner Disposed S 2,313 $11.45 $26.48K 1,558,260 Direct
19 Sep, 2025 Matthew D Kaplan Ceo And President Acquired A 37,117 $0.00 $0 129,906 Direct
19 Sep, 2025 Matthew D Kaplan Ceo And President Acquired A 37,117 $0.00 $0 129,906 Direct
22 Sep, 2025 Elm Strategic Partnership I, Llc Great TenPercentOwner Disposed S 48,248 $11.45 $552.44K 1,563,759 Direct
22 Sep, 2025 Elm Strategic Partnership I, Llc Great TenPercentOwner Disposed S 48,248 $11.45 $552.44K 1,563,759 Direct
19 Sep, 2025 Keri Davis Cfo Acquired A 3,820 $0.00 $0 23,212 Direct
19 Sep, 2025 Matthew D Kaplan Ceo And President Acquired A 37,117 $0.00 $0 129,906 Direct
22 Sep, 2025 Elm Strategic Partnership I, Llc Great TenPercentOwner Disposed S 48,248 $11.45 $552.44K 1,563,759 Direct