Gaia Insider Ownership

NASDAQ GAIA

$1.25 -0.03 (-2.34%)

At close: Nov 10, 2026 · 4:00 PM EST

Insider Holdings by Owner

4.68Mn Shares

Investment Company, Inc. Awm1.94Mn41.5%

James Colquhoun1.03Mn22.1%

Paul Howard Sutherland685.69K14.6%

Jirka Rysavy423.46K9.0%

David Maisel162.76K3.5%

Other insiders (5)433.73K9.3%

Insider Ownership Statistics

as of 30 Sep, 2026

Insider Ownership

13.22%

▲+0.408% pp QoQ

Shares Held by Insiders

3.36Mn

filed for Sep 2026

▲+3.19% QoQ

Shares Outstanding

25.43Mn

25,425,793 shares

Direct Holdings

1.15Mn

Indirect: 2.21Mn

Net Open-Market Trades

+103.85K

net bought · $131.23K in Sep 2026

Insiders Holding Shares

with Form 4 holdings on file

Shares Owned by Insiders

Shares held % of outstanding

Latest —

Average ownership —

Peak ownership —

Open-Market Insider Trades

Bought Sold

Latest quarter —

Net over range —

Net-buying quarters —

Insider Ownership Summary

Updated Nov 4, 2026

Across the past 12 months, open-market trades by GAIA insiders were all purchases, totaling $318,529 (160.09K shares).

By number of insiders, GAIA saw 3 insiders buy on the open market over the past 12 months and none sell.
Among GAIA's insiders, the largest open-market purchases in the past 12 months were by Paul Howard Sutherland (Director), totaling $294,716 (153.03K shares), most recently on September 25, 2026.
Beyond open-market trades, insiders at GAIA received 443.22K shares in stock awards, acquired 26.14K shares through option exercises and conversions, gave up 65.01K shares to cover taxes or exercise prices and gave away 175 shares as gifts in the last 12 months.
Business Quant data shows GAIA insiders holding 3.37Mn shares in total in their latest Form 4 filings, up 3.62% from 3.26Mn shares at the end of Q2 2026.
GAIA insiders hold 1.17Mn shares directly (34.63% of their total) and 2.21Mn shares (65.37%) indirectly, through entities such as trusts and partnerships.
The insider holdings in GAIA belong to 7 insiders who have reported on Form 4 within the past two years.
GAIA's three biggest insider holders are Awm Investment Company, Inc. (10% owner, 1.94Mn shares), Paul Howard Sutherland (Director, 727.13K shares) and Jirka Rysavy (Director and 10% owner, 423.46K shares), based on their latest Form 4 filings.
Awm Investment Company, Inc. alone accounts for 57.57% of the shares held by GAIA insiders.
Institutional holders reported 34.63% of GAIA's outstanding shares for Q2 2026; insiders' latest Form 4 filings put their stake at about 13.27%, and other investors, including the public, hold the remaining 52.10%.
A total of 51 Form 4 filings with transactions in GAIA stock were made over the past 12 months, by 7 insiders.
Insider figures for GAIA include Form 4 filings through November 3, 2026.

Form 4 Holdings

Insiders Holding GAIA

Insiders 10

Shares held 4.68Mn

Of outstanding 18.41%

#	Insider	Position	Direct	Indirect	Total	Share of Insiders	Last Filed
1	Investment Company, Inc. Awm	TenPercentOwner	0	1,942,706	1,942,706	41.5%	09 May, 2025
2	James Colquhoun	Ceo	1,033,203	0	1,033,203	22.1%	23 Apr, 2024
3	Paul Howard Sutherland	Director	685,688	0	685,688	14.6%	29 Sep, 2026
4	Jirka Rysavy	Chairman	423,463	0	423,463	9.0%	13 May, 2026
5	David Maisel	Director	162,757	0	162,757	3.5%	02 May, 2022
6	Paul C. Jr. Tarell	Chief Financial Officer	152,802	0	152,802	3.3%	04 Apr, 2022
7	Kiersten Medvedich	Ceo	103,792	0	103,792	2.2%	13 May, 2026
8	Kristin E. Frank	Director	88,557	0	88,557	1.9%	29 Apr, 2026
9	Ned Preston	Cfo	69,027	0	69,027	1.5%	29 Jun, 2026
10	Yonathan Abraham Nuta	Coo	19,555	0	19,555	0.4%	03 Nov, 2026

Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.

Form 4 Filings

625 Insider Transactions

Source SEC Form 4

Latest quarter Sep 2026

Date	Insider	Position	Transaction	Shares	Price	Value	Shares Held After	Ownership
30 Oct, 2026	Yonathan Abraham Nuta	Coo	Acquired A	21,250	$1.45	$30.81K	26,791	Direct
30 Oct, 2026	Yonathan Abraham Nuta	Coo	Disposed F	7,236	$1.45	$10.49K	19,555	Direct
25 Sep, 2026	Paul Howard Sutherland	Director	Acquired P	2,000	$1.31	$2.61K	464,173	Direct
14 Sep, 2026	Paul Howard Sutherland	Director	Acquired P	11,000	$1.23	$13.52K	462,073	Direct
14 Sep, 2026	Paul Howard Sutherland	Director	Acquired P	100	$1.25	$125	462,173	Direct
11 Sep, 2026	Paul Howard Sutherland	Director	Acquired P	3,500	$1.37	$4.80K	451,073	Direct
09 Sep, 2026	Paul Howard Sutherland	Director	Acquired P	500	$1.55	$775	447,573	Direct
02 Sep, 2026	Paul Howard Sutherland	Director	Acquired P	1,000	$1.67	$1.67K	447,073	Direct
21 Aug, 2026	Paul Howard Sutherland	Director	Acquired P	2,500	$1.46	$3.64K	446,073	Direct
20 Aug, 2026	Paul Howard Sutherland	Director	Acquired P	1,580	$1.46	$2.31K	443,573	Direct
17 Aug, 2026	Paul Howard Sutherland	Director	Acquired P	3,420	$1.47	$5.04K	441,993	Direct
14 Aug, 2026	Paul Howard Sutherland	Director	Acquired P	7,500	$1.42	$10.67K	438,573	Direct
13 Aug, 2026	Paul Howard Sutherland	Director	Acquired P	70,750	$1.22	$86.07K	431,073	Direct
13 Aug, 2026	Paul Howard Sutherland	Director	Acquired A	70,750	$1.22	$86.07K	431,073	Direct
26 Jun, 2026	Ned Preston	Cfo	Acquired A	76,220	$2.08	$158.54K	90,444	Direct
26 Jun, 2026	Ned Preston	Cfo	Disposed F	21,417	$2.08	$44.55K	69,027	Direct
16 Jun, 2026	Paul Howard Sutherland	Director	Acquired A	1,750	$2.41	$4.21K	360,323	Direct
23 Apr, 2026	Kimberly Alison Arem	Director	Acquired A	6,762	$0.00	$0	11,762	Direct
10 Jun, 2026	Paul Howard Sutherland	Director	Acquired A	2,500	$2.66	$6.65K	358,573	Direct
09 Jun, 2026	Paul Howard Sutherland	Director	Disposed G	175	$0.00	$0	356,073	Direct

Showing 1 to 20 of 625 transactions