Sprott Focus Trust FUND Insider Ownership

NASDAQ FUND

$9.99 +0.19 (+1.94%)

At close: Nov 6, 2026 · 4:00 PM EST

Insider Holdings by Owner

11.66Mn Shares

W Whitney George11.66Mn99.9%

Thomas W Ulrich9.16K0.1%

Insider Ownership Statistics

as of 30 Sep, 2026

Insider Ownership

—

share count not reported for this filer set

Shares Held by Insiders

16.46Mn

filed for Sep 2026

▲+1.12% QoQ

Shares Outstanding

—

not reported

Direct Holdings

8.16Mn

Indirect: 8.30Mn

Net Open-Market Trades

+181.81K

net bought · $1.83Mn in Sep 2026

Insiders Holding Shares

with Form 4 holdings on file

Shares Owned by Insiders

Shares held % of outstanding

Latest —

Average ownership —

Peak ownership —

Open-Market Insider Trades

Bought Sold

Latest quarter —

Net over range —

Net-buying quarters —

Insider Ownership Summary

Updated Oct 21, 2026

In the last 12 months, insiders at Sprott Focus Trust made open-market purchases of $6.22 million (676.98K shares) and open-market sales of $156,645 (17.7K shares).

Among Sprott Focus Trust's insiders, the largest open-market purchases in the past 12 months were by W. Whitney George (Director and 10% owner), totaling $6.22 million (676.98K shares), most recently on September 29, 2026.
On the selling side, W. Whitney George (Director and 10% owner) was the top open-market seller of Sprott Focus Trust over the past 12 months, with $156,645 sold (17.7K shares) and the latest sale on January 6, 2026.
Outside the open market, Sprott Focus Trust insiders gave away 21.94K shares as gifts over the past 12 months.
According to Business Quant data, insiders at Sprott Focus Trust reported 16.46Mn shares in total in their latest Form 4 filings, up 1.12% from 16.28Mn shares at the end of Q2 2026 and up 3.97% from 15.83Mn shares at the end of Q3 2025.
Direct holdings account for 8.16Mn shares (49.59%) of FUND's insider total, and indirect holdings through trusts, partnerships and family members for 8.3Mn shares (50.41%).
Per Business Quant, 2 insiders of FUND hold shares, counting officers, directors and 10% owners who have filed a Form 4 in the past two years.
Sprott Focus Trust's top two insider holders by shares held are W. Whitney George (Director and 10% owner, 16.45Mn shares) and Thomas W. Ulrich (Officer, 9.16K shares).
W. Whitney George holds 99.94% of the combined insider position in Sprott Focus Trust.
Over the trailing 12 months, one insider reported transactions in FUND stock across 7 Form 4 filings.
The insider holdings and trades above for Sprott Focus Trust reflect Form 4 filings through October 1, 2026.

Form 4 Holdings

Insiders Holding FUND

Insiders 2

Shares held 11.66Mn

Of outstanding —

#	Insider	Position	Direct	Indirect	Total	Share of Insiders	Last Filed
1	W Whitney George	Vice President	8,160,307	3,495,406	11,655,713	99.9%	01 Oct, 2026
2	Thomas W Ulrich	Officer	0	9,163	9,163	0.1%	16 Oct, 2025

Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.

Form 4 Filings

533 Insider Transactions

Source SEC Form 4

Latest quarter Sep 2026

Date	Insider	Position	Transaction	Shares	Price	Value	Shares Held After	Ownership
29 Sep, 2026	W Whitney George	Director, TenPercentOwner, Other	Acquired P	59,702	$10.05	$600.01K	8,160,307	Direct
29 Sep, 2026	W Whitney George	Director, TenPercentOwner, Other	Acquired P	4,725	$10.05	$47.49K	320,707	Indirect
29 Sep, 2026	W Whitney George	Director, TenPercentOwner, Other	Acquired P	49,743	$10.05	$499.92K	3,375,936	Indirect
29 Sep, 2026	W Whitney George	Director, TenPercentOwner, Other	Acquired P	21,944	$10.05	$220.54K	1,489,269	Indirect
29 Sep, 2026	W Whitney George	Director, TenPercentOwner, Other	Acquired P	4,076	$10.05	$40.96K	276,642	Indirect
29 Sep, 2026	W Whitney George	Director, TenPercentOwner, Other	Acquired P	1,760	$10.05	$17.69K	119,470	Indirect
29 Sep, 2026	W Whitney George	Director, TenPercentOwner, Other	Acquired P	39,863	$10.05	$400.62K	2,705,397	Indirect
29 Jun, 2026	W Whitney George	Director, TenPercentOwner, Other	Acquired P	16,394	$9.63	$157.87K	8,100,605	Direct
29 Jun, 2026	W Whitney George	Director, TenPercentOwner, Other	Acquired P	4,606	$9.63	$44.36K	315,982	Indirect
29 Jun, 2026	W Whitney George	Director, TenPercentOwner, Other	Acquired P	1,116	$9.63	$10.75K	3,326,193	Indirect
29 Jun, 2026	W Whitney George	Director, TenPercentOwner, Other	Acquired P	21,392	$9.63	$206.00K	1,467,325	Indirect
29 Jun, 2026	W Whitney George	Director, TenPercentOwner, Other	Acquired P	3,973	$9.63	$38.26K	272,566	Indirect
29 Jun, 2026	W Whitney George	Director, TenPercentOwner, Other	Acquired P	1,716	$9.63	$16.53K	117,710	Indirect
29 Jun, 2026	W Whitney George	Director, TenPercentOwner, Other	Acquired P	38,861	$9.63	$374.23K	2,665,534	Indirect
27 Mar, 2026	W Whitney George	Director, TenPercentOwner, Other	Acquired P	16,268	$8.96	$145.76K	8,094,301	Direct
27 Mar, 2026	W Whitney George	Director, TenPercentOwner, Other	Acquired P	4,571	$8.85	$40.45K	311,376	Indirect
27 Mar, 2026	W Whitney George	Director, TenPercentOwner, Other	Acquired P	48,814	$8.96	$437.37K	3,325,077	Indirect
27 Mar, 2026	W Whitney George	Director, TenPercentOwner, Other	Acquired P	21,227	$8.96	$190.19K	1,445,933	Indirect
27 Mar, 2026	W Whitney George	Director, TenPercentOwner, Other	Acquired P	3,943	$8.96	$35.33K	268,593	Indirect
27 Mar, 2026	W Whitney George	Director, TenPercentOwner, Other	Acquired P	1,702	$8.96	$15.25K	115,994	Indirect

Showing 1 to 20 of 533 transactions