| Holder | Position | Shares (Direct) | Shares (Indirect) | Report Date |
|---|---|---|---|---|
| Steven Henry Gunby | President Ceo | 318,494 | 0 | 07 Mar, 2024 |
| Steven Henry Gunby | Ceo, Chairman And President | 314,507 | 0 | 12 Mar, 2026 |
| Paul Alderman Linton | Csto And Interim Cfo | 90,424 | 0 | 12 Mar, 2026 |
| Curtis P Lu | General Counsel | 47,288 | 0 | 12 Mar, 2026 |
| Claudio Costamagna | - | 47,219 | 0 | 02 Jun, 2022 |
| Claudio Costamagna | - | 35,120 | 0 | 09 Jun, 2025 |
| Vernon James Ellis | - | 30,427 | 0 | 02 Jun, 2022 |
| Mark S. Bartlett | - | 27,628 | 0 | 05 Jun, 2025 |
| Vernon James Ellis | - | 26,227 | 0 | 10 Mar, 2023 |
| Ajay Sabherwal | Chief Financial Officer | 24,777 | 0 | 05 May, 2025 |
| Holly Paul | Chief Human Resources Officer | 21,303 | 0 | 11 Mar, 2025 |
| Laureen Seeger | - | 17,649 | 0 | 05 Jun, 2025 |
| Brenda J Bacon | - | 16,437 | 0 | 06 Jun, 2024 |
| Nicholas C Fanandakis | - | 16,137 | 0 | 05 Jun, 2025 |
| Stephen C Robinson | - | 5,812 | 0 | 05 Jun, 2025 |
| Elsy Lisa Boglioli | - | 3,860 | 0 | 09 Jun, 2025 |
| Ulrike Rabl | Chief Human Resources Officer | 2,471 | 0 | 12 Mar, 2026 |
| Matthew Pachman | Vp, Chief Risk/Ethics Officer | 1,844 | 0 | 12 Mar, 2026 |
| Janet Zelenka | - | 1,816 | 0 | 05 Jun, 2025 |
| Eric T Steigerwalt | - | 1,816 | 0 | 05 Jun, 2025 |
| Nicole S Jones | - | 1,809 | 0 | 02 Jun, 2022 |
| Matthew Pachman | Vp, Chief Risk/Ethics Officer | 1,607 | 0 | 07 Mar, 2024 |
| Elsy Lisa Boglioli | - | 191 | 0 | 11 Apr, 2023 |
* Please note that the shares above only reflect shares from the fund portfolio and the institutional portfolio. Shares from the personal portfolio are excluded from this Institutional Ownership Page. See these insiders' latest transactions here on Insider Page.
| Transaction Date | Insider Name | Security Class | Transaction Type | Shares Traded | Price | Shares Remaining | Ownership | Code |
|---|---|---|---|---|---|---|---|---|
| 11 Mar, 2026 | Paul Alderman Linton | Common Stock | A | 2,333 | $0.00 | 90,424 | D | A |
| 11 Mar, 2026 | Ulrike Rabl | Common Stock | A | 1,670 | $0.00 | 2,471 | D | A |
| 11 Mar, 2026 | Steven Henry Gunby | Common Stock | A | 3,695 | $0.00 | 298,132 | D | A |
| 11 Mar, 2026 | Matthew Pachman | Common Stock | A | 153 | $0.00 | 1,844 | D | A |
| 11 Mar, 2026 | Curtis P Lu | Common Stock | A | 2,333 | $0.00 | 47,288 | D | A |
| 11 Mar, 2026 | Steven Henry Gunby | Common Stock | A | 16,375 | $0.00 | 314,507 | D | A |
| 06 Mar, 2026 | Paul Alderman Linton | Common Stock | D | 193 | $168.41 | 88,269 | D | F |
| 06 Mar, 2026 | Ulrike Rabl | Common Stock | D | 10 | $168.41 | 801 | D | F |
| 06 Mar, 2026 | Steven Henry Gunby | Common Stock | D | 1,516 | $168.41 | 296,169 | D | F |
| 06 Mar, 2026 | Curtis P Lu | Common Stock | D | 171 | $168.41 | 45,112 | D | F |
| 06 Mar, 2026 | Matthew Pachman | Common Stock | D | 20 | $168.41 | 1,691 | D | F |
| 08 Mar, 2026 | Paul Alderman Linton | Common Stock | D | 178 | $168.41 | 88,091 | D | F |
| 08 Mar, 2026 | Steven Henry Gunby | Common Stock | D | 1,732 | $168.41 | 294,437 | D | F |
| 08 Mar, 2026 | Curtis P Lu | Common Stock | D | 157 | $168.41 | 44,955 | D | F |
| 09 Mar, 2026 | Curtis P Lu | Common Stock | A | 8,710 | $40.36 | 53,665 | D | M |
| 09 Mar, 2026 | Curtis P Lu | Common Stock | D | 8,710 | $166.60 | 44,955 | D | S |
| 09 Mar, 2026 | Curtis P Lu | Stock Option (right to buy) | D | 8,710 | $0.00 | 0 | D | M |
| 05 Mar, 2026 | Curtis P Lu | Common Stock | D | 207 | $165.51 | 45,283 | D | F |
| 05 Mar, 2026 | Ulrike Rabl | Common Stock | D | 167 | $165.51 | 811 | D | F |
| 05 Mar, 2026 | Paul Alderman Linton | Common Stock | D | 235 | $165.51 | 88,462 | D | F |