Equus Total Return EQS Insider Ownership

NYSE EQS
$0.89 -0.01 (-1.07%)
As of: Oct 21, 2026 · 3:58 PM EDT

Insider Holdings by Owner

4.62Mn Shares

Insider Ownership Statistics

as of 30 Sep, 2026
Insider Ownership
30.03%
■0% pp QoQ
Shares Held by Insiders
4.19Mn
filed for Sep 2026
■0.00% QoQ
Shares Outstanding
13.97Mn
13,966,696 shares
Direct Holdings
0
Indirect: 4.19Mn
Net Shares Traded (QoQ)
0
no net change in Sep 2026
Insiders Holding Shares
3
with Form 4 holdings on file

Shares Owned by Insiders

Shares held % of outstanding
Latest —
Average ownership —
Peak ownership —

Shares Purchased/Sold by Insiders

Bought Sold
Latest quarter —
Net over range —
Buying quarters —

Insider Ownership Summary

Updated

Per Business Quant, EQS insiders together hold 4.19Mn shares based on their latest Form 4 filings, unchanged from the end of Q2 2026 and Q3 2025.

Form 4 Holdings

Insiders Holding EQS

Insiders 3
Shares held 4.62Mn
Of outstanding 33.08%
# Insider Position Direct Indirect Total Share of Insiders Last Filed
1 John A. Hardy Ceo 0 3,861,706 3,861,706 83.6% 16 Sep, 2025
2 Kenneth I Denos Secretary 0 665,190 665,190 14.4% 30 Sep, 2025
3 Robert L Knauss Director 93,670 0 93,670 2.0% 18 Jul, 2023

Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.

Form 4 Filings

252 Insider Transactions

Source SEC Form 4
Latest quarter Sep 2026
Download Data
Date Insider Position Transaction Shares Price Value Shares Held After Ownership
16 Sep, 2025 Kenneth I Denos Secretary Acquired A 66,841 $2.51 $167.77K 332,595 Indirect
16 Sep, 2025 Kenneth I Denos Secretary Acquired A 250,000 $2.51 $627.50K 332,595 Indirect
16 Sep, 2025 John A. Hardy Ceo Acquired A 133,682 $2.51 $335.54K 3,861,706 Indirect
14 Jul, 2023 Robert L Knauss Director Acquired P 1,000 $1.48 $1.48K 93,670 Direct
29 Sep, 2021 Pallieres Bertrand Des TenPercentOwner Disposed S 1,844,259 $2.40 $4.43Mn 345,433 Indirect
23 Apr, 2021 Fraser Atkinson Director Acquired P 18,016 $1.89 $34.05K 39,405 Direct
26 Apr, 2021 Fraser Atkinson Director Acquired P 1,352 $1.90 $2.57K 40,757 Direct
27 Apr, 2021 Fraser Atkinson Director Acquired P 100 $1.90 $190 40,857 Direct
28 Apr, 2021 Fraser Atkinson Director Acquired P 700 $1.89 $1.32K 41,557 Direct
29 Apr, 2021 Fraser Atkinson Director Acquired P 4,034 $1.89 $7.62K 45,591 Direct
16 Jul, 2020 Michael T Tokarz TenPercentOwner Disposed S 3,228,024 $1.17 $3.78Mn 0 Indirect
16 Jul, 2020 Capital, Inc. Mvc TenPercentOwner Disposed S 3,228,024 $1.17 $3.78Mn 0 Direct
16 Jul, 2020 John A. Hardy Ceo Acquired P 3,228,024 $1.17 $3.78Mn 3,728,024 Indirect
16 Jul, 2020 Group Advisers Llc Tokarz TenPercentOwner Disposed S 3,228,024 $1.17 $3.78Mn 0 Indirect
12 Aug, 2019 Michael T Tokarz TenPercentOwner Disposed S 608,310 $1.62 $985.46K 3,228,024 Indirect
12 Aug, 2019 Capital, Inc. Mvc TenPercentOwner Disposed S 608,310 $1.62 $985.46K 3,228,024 Direct
12 Aug, 2019 Group Advisers Llc Tokarz TenPercentOwner Disposed S 608,310 $1.62 $985.46K 3,228,024 Indirect
29 Jul, 2019 Michael T Tokarz TenPercentOwner Disposed S 608,310 $1.70 $1.03Mn 3,836,334 Indirect
29 Jul, 2019 Group Advisers Llc Tokarz TenPercentOwner Disposed S 608,310 $1.70 $1.03Mn 3,836,334 Indirect
29 Jul, 2019 Capital, Inc. Mvc TenPercentOwner Disposed S 608,310 $1.70 $1.03Mn 3,836,334 Direct