Energy Focus, Inc/De (EFOI) Insider Ownership

Historic Insider Ownership Trends

As of March 23, 2026, the three largest insider holders of EFOI are Gina Huang (Director, 3.72Mn shares), Chiao Chieh Huang (Director, 2.66Mn shares), Chiao Chieh Huang (Chief Executive Officer, 1.42Mn shares).

Top Direct Holders

Insider ownership data is derived from the last 60 months of Form 4 SEC filings.
Holder Position Shares (Direct) Shares (Indirect) Report Date
Gina Huang 0 3,720,242 04 Apr, 2023
Chiao Chieh Huang 0 2,659,017 04 Apr, 2023
Chiao Chieh Huang Chief Executive Officer 1,421,219 0 31 Dec, 2025
James Tu Chairman And Ceo 0 611,683 05 Apr, 2021
Gina Huang 0 381,832 23 Jun, 2022
James Tu Chairman And Ceo 249,851 0 18 Aug, 2021
Philip Politziner 31,400 0 23 Jun, 2022
Stephen Socolof Chairman And Interim Ceo 25,500 0 23 Jun, 2022
Jennifer Y Cheng 22,000 0 23 Jun, 2022
Geraldine Mcmanus 17,000 0 27 May, 2021
Jeffery Robert Parker 10,000 0 23 Jun, 2022
Brian J Lagarto 10,000 0 23 Jun, 2022
James Raymond Iii Warren Svp, Gc Corp. Secretary 1,600 0 29 Sep, 2022

* Please note that the shares above only reflect shares from the fund portfolio and the institutional portfolio. Shares from the personal portfolio are excluded from this Institutional Ownership Page. See these insiders' latest transactions here on Insider Page.

Recent Insider Transactions

Detailed insider trading activity based on Form 4 SEC filings.
Download Data
Transaction Date Insider Name Security Class Transaction Type Shares Traded Price Shares Remaining Ownership Code
26 Nov, 2025 Chiao Chieh Huang Common Stock A 262,009 $2.29 1,421,219 D P
15 Aug, 2025 Chiao Chieh Huang Common Stock A 264,550 $1.89 1,159,210 D P
29 Jun, 2023 Chiao Chieh Huang Common Stock A 343,465 $1.76 680,536 D A
28 Apr, 2023 James Raymond Iii Warren Stock Option (Right to buy) A 30,000 $0.43 30,000 D A
28 Apr, 2023 Lesley A. Matt Stock Option (Right to buy) A 40,000 $0.43 40,000 D A
30 Mar, 2023 Gina Huang Common Stock A 500,000 $0.50 3,720,242 I A
28 Mar, 2023 Chiao Chieh Huang Common Stock A 108,502 $0.56 2,659,017 I A
17 Jan, 2023 Gina Huang Common Stock A 1,451,597 $0.56 2,417,030 I A
24 Feb, 2023 Gina Huang Common Stock A 803,212 $0.50 3,220,242 I A
10 Jan, 2023 Gina Huang Common Stock A 325,803 $0.46 965,433 I A
05 Jan, 2023 Gina Huang Common Stock A 257,798 $0.39 639,630 I A
28 Sep, 2022 James Raymond Iii Warren Common Stock A 800 $0.00 1,600 D M
28 Sep, 2022 James Raymond Iii Warren Restricted Stock Units D 800 $0.00 1,600 D M
04 Sep, 2022 Daas Kaj Den Restricted Stock Units A 10,000 $0.00 10,000 D A
12 Sep, 2022 Lesley A. Matt Stock Option (Right to buy) A 150,000 $0.00 150,000 D A
01 Aug, 2022 Clifford R. Griffin Stock Option (Right to buy) A 6,000 $0.74 6,000 D A
22 Jun, 2022 Stephen Socolof Common Stock A 5,000 $0.00 25,500 D M
22 Jun, 2022 Jeffery Robert Parker Common Stock A 10,000 $0.00 10,000 D M
22 Jun, 2022 Brian J Lagarto Common Stock A 10,000 $0.00 10,000 D M
22 Jun, 2022 Philip Politziner Common Stock A 5,000 $0.00 31,400 D M