COHN's three largest insider shareholders as of September 29, 2026 are Daniel G Cohen (Executive Chairman, 107.16K shares), Joseph W. Jr. Pooler (Evp, Cfo And Treasurer, 60.28K shares), Douglas Listman (Chief Accounting Officer, 28.93K shares).
| # | Insider | Position | Direct | Indirect | Total | Share of Insiders | Last Filed |
|---|---|---|---|---|---|---|---|
| 1 | Daniel G Cohen | Executive Chairman | 107,157 | 0 | 107,157 | 39.0% | 17 Jul, 2026 |
| 2 | Joseph W. Jr. Pooler | Evp, Cfo And Treasurer | 60,278 | 0 | 60,278 | 21.9% | 07 Aug, 2026 |
| 3 | Douglas Listman | Chief Accounting Officer | 28,934 | 0 | 28,934 | 10.5% | 05 Feb, 2026 |
| 4 | Jack J. Jr. Dimaio | Director | 23,233 | 0 | 23,233 | 8.5% | 29 Jan, 2026 |
| 5 | Jack Dimaio | Director | 20,933 | 0 | 20,933 | 7.6% | 20 Dec, 2024 |
| 6 | Diana Louise Liberto | Director | 17,938 | 0 | 17,938 | 6.5% | 19 Dec, 2025 |
| 7 | Jack Haraburda | Director | 13,884 | 0 | 13,884 | 5.1% | 19 Dec, 2025 |
| 8 | G Steven Dawson | Director | 2,300 | 0 | 2,300 | 0.8% | 19 Dec, 2025 |
Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.
| Date | Insider | Position | Transaction | Shares | Price | Value | Shares Held After | Ownership |
|---|---|---|---|---|---|---|---|---|
| 05 Aug, 2026 | Joseph W. Jr. Pooler | Evp, Cfo And Treasurer | Disposed S | 7,295 | $11.75 | $85.72K | 61,778 | Direct |
| 06 Aug, 2026 | Joseph W. Jr. Pooler | Evp, Cfo And Treasurer | Disposed S | 1,500 | $11.50 | $17.25K | 60,278 | Direct |
| 17 Jul, 2026 | Daniel G Cohen | Executive Chairman | Disposed G | 17,600 | $0.00 | $0 | 107,157 | Direct |
| 23 Apr, 2026 | Daniel G Cohen | Executive Chairman | Disposed G | 8,000 | $0.00 | $0 | 24,757 | Direct |
| 30 Mar, 2026 | Daniel G Cohen | Executive Chairman | Disposed G | 20,000 | $0.00 | $0 | 32,757 | Direct |
| 19 Mar, 2026 | Joseph W. Jr. Pooler | Evp, Cfo And Treasurer | Disposed S | 6,113 | $17.15 | $104.84K | 69,778 | Direct |
| 20 Mar, 2026 | Joseph W. Jr. Pooler | Evp, Cfo And Treasurer | Disposed S | 705 | $15.58 | $10.98K | 69,073 | Direct |
| 06 Mar, 2026 | Joseph W. Jr. Pooler | Evp, Cfo And Treasurer | Acquired A | 160,000 | $0.00 | $0 | 160,000 | Direct |
| 06 Mar, 2026 | Lester Raymond Brafman | Chief Executive Officer | Acquired A | 1,605,000 | $0.00 | $0 | 1,605,000 | Direct |
| 06 Mar, 2026 | Daniel G Cohen | Executive Chairman | Acquired A | 2,888,000 | $0.00 | $0 | 2,888,000 | Direct |
| 03 Feb, 2026 | Douglas Listman | Chief Accounting Officer | Disposed F | 3,252 | $18.69 | $60.78K | 28,934 | Direct |
| 03 Feb, 2026 | Joseph W. Jr. Pooler | Evp, Cfo And Treasurer | Disposed F | 7,051 | $18.69 | $131.78K | 75,891 | Direct |
| 03 Feb, 2026 | Lester Raymond Brafman | Chief Executive Officer | Disposed M | 501,455 | $1.95 | $978.34K | 1,097,861 | Direct |
| 03 Feb, 2026 | Daniel G Cohen | Executive Chairman | Disposed M | 463,915 | $1.95 | $905.10K | 22,261,907 | Direct |
| 19 Dec, 2025 | Jack J. Jr. Dimaio | Director | Acquired A | 2,300 | $0.00 | $0 | 23,233 | Direct |
| 30 Dec, 2025 | Daniel G Cohen | Executive Chairman | Disposed G | 30,000 | $0.00 | $0 | 52,757 | Direct |
| 19 Dec, 2025 | G Steven Dawson | Director | Acquired A | 2,300 | $0.00 | $0 | 2,300 | Direct |
| 19 Dec, 2025 | Douglas Listman | Chief Accounting Officer | Acquired A | 12,000 | $0.00 | $0 | 32,186 | Direct |
| 19 Dec, 2025 | Jack Haraburda | Director | Acquired A | 2,300 | $0.00 | $0 | 13,884 | Direct |
| 19 Dec, 2025 | Joseph W. Jr. Pooler | Evp, Cfo And Treasurer | Acquired A | 15,500 | $0.00 | $0 | 82,942 | Direct |