According to recent filings covering the 90 days ending December 20, 2025, the three most significant insider holders at Cohen are EVP And CFO And Treasurer Joseph W. Jr. Pooler (67.44K shares), Director G Steven Dawson (27.82K shares), Chief Accounting Officer Douglas Listman (20.19K shares).
| Holder | Position | Shares | Report Date |
|---|---|---|---|
| Lester Raymond Brafman | Chief Executive Officer | 315,702 | 04 Feb, 2021 |
| Joseph W. Jr. Pooler | EVP And CFO And Treasurer | 67,442 | 05 Feb, 2025 |
| G Steven Dawson | 27,816 | 20 Dec, 2024 | |
| Jack Dimaio | 20,933 | 20 Dec, 2024 | |
| Douglas Listman | Chief Accounting Officer | 20,186 | 05 Feb, 2025 |
| Diana Louise Liberto | 15,638 | 20 Dec, 2024 | |
| Jack Haraburda | 11,584 | 20 Dec, 2024 | |
| Daniel G Cohen | Executive Chairman | 4,017 | 02 Jul, 2024 |
* Please note that the shares above only reflect shares from the fund portfolio and the institutional portfolio. Shares from the personal portfolio are excluded from this Institutional Ownership Page. See these insiders' latest transactions here on Insider Page.
| Transaction Date | Insider Name | Security Class | Transaction Type | Shares Traded | Price | Shares Remaining | Ownership | Code |
|---|---|---|---|---|---|---|---|---|
| 04 Feb, 2025 | Joseph W. Jr. Pooler | Common Stock, par value $0.01 per share | D | 6,843 | $9.74 | 67,442 | D | F |
| 04 Feb, 2025 | Douglas Listman | Common Stock, par value $0.01 per share | D | 1,811 | $9.74 | 20,186 | D | F |
| 20 Dec, 2024 | Jack Haraburda | Common Stock, par value $0.01 per share | A | 1,100 | $0.00 | 11,584 | D | A |
| 20 Dec, 2024 | G Steven Dawson | Common Stock, par value $0.01 per share | A | 1,100 | $0.00 | 1,100 | D | A |
| 20 Dec, 2024 | Jack Dimaio | Common Stock, par value $0.01 per share | A | 1,100 | $0.00 | 20,933 | D | A |
| 20 Dec, 2024 | G Steven Dawson | - | - | 1,100 | D | |||
| 20 Dec, 2024 | Diana Louise Liberto | Common Stock, par value $0.01 per share | A | 1,100 | $0.00 | 15,638 | D | A |
| 20 Dec, 2024 | Joseph W. Jr. Pooler | Common Stock, par value $0.01 per share | A | 15,500 | $0.00 | 74,285 | D | A |
| 20 Dec, 2024 | Douglas Listman | Common Stock, par value $0.01 per share | A | 10,000 | $0.00 | 21,997 | D | A |
| 01 Jul, 2024 | Daniel G Cohen | Common Stock, par value $0.01 per share | D | 20,000 | $0.00 | 4,017 | D | G |
| 01 Jul, 2024 | Daniel G Cohen | - | - | 4,017 | D | |||
| 07 Jun, 2024 | Joseph W. Jr. Pooler | - | - | 58,785 | D | |||
| 07 Jun, 2024 | Joseph W. Jr. Pooler | Common Stock, par value $0.01 per share | D | 10,000 | $11.64 | 58,785 | D | S |
| 01 Feb, 2024 | Douglas Listman | Common Stock, par value $0.01 per share | D | 1,337 | $7.23 | 11,997 | D | F |
| 01 Feb, 2024 | Douglas Listman | - | - | 11,997 | D | |||
| 01 Feb, 2024 | Joseph W. Jr. Pooler | Common Stock, par value $0.01 per share | D | 4,352 | $7.23 | 68,785 | D | F |
| 21 Dec, 2023 | Joseph W. Jr. Pooler | Common Stock, par value $0.01 per share | A | 15,500 | $0.00 | 73,137 | D | A |
| 21 Dec, 2023 | Douglas Listman | Common Stock, par value $0.01 per share | A | 5,000 | $0.00 | 13,334 | D | A |
| 21 Dec, 2023 | Diana Louise Liberto | Common Stock, par value $0.01 per share | A | 1,100 | $0.00 | 14,538 | D | A |
| 21 Dec, 2023 | Jack Haraburda | Common Stock, par value $0.01 per share | A | 1,100 | $0.00 | 10,484 | D | A |