Data spanning the past 90 days through February 07, 2026 reveals that Cohen's three principal insider shareholders consist of Evp And Cfo And Treasurer Joseph W. Jr. Pooler (75.89K shares), Executive Chairman Daniel G Cohen (52.76K shares), Director G Steven Dawson (29.02K shares).
| Holder | Position | Shares | Report Date |
|---|---|---|---|
| Joseph W. Jr. Pooler | Evp And Cfo And Treasurer | 75,891 | 05 Feb, 2026 |
| Daniel G Cohen | Executive Chairman | 52,757 | 31 Dec, 2025 |
| G Steven Dawson | 29,016 | 19 Dec, 2025 | |
| Douglas Listman | Chief Accounting Officer | 28,934 | 05 Feb, 2026 |
| Jack J. Jr. Dimaio | 23,233 | 29 Jan, 2026 | |
| Jack Dimaio | 20,933 | 20 Dec, 2024 | |
| Diana Louise Liberto | 17,938 | 19 Dec, 2025 | |
| Jack Haraburda | 13,884 | 19 Dec, 2025 |
* Please note that the shares above only reflect shares from the fund portfolio and the institutional portfolio. Shares from the personal portfolio are excluded from this Institutional Ownership Page. See these insiders' latest transactions here on Insider Page.
| Transaction Date | Insider Name | Security Class | Transaction Type | Shares Traded | Price | Shares Remaining | Ownership | Code |
|---|---|---|---|---|---|---|---|---|
| 03 Feb, 2026 | Joseph W. Jr. Pooler | Common Stock, par value $0.01 per share | D | 7,051 | $18.69 | 75,891 | D | F |
| 03 Feb, 2026 | Douglas Listman | Common Stock, par value $0.01 per share | D | 3,252 | $18.69 | 28,934 | D | F |
| 30 Dec, 2025 | Daniel G Cohen | - | - | 52,757 | D | |||
| 30 Dec, 2025 | Daniel G Cohen | Common Stock, par value $0.01 per share | D | 30,000 | $0.00 | 52,757 | D | G |
| 19 Dec, 2025 | G Steven Dawson | Common Stock, par value $0.01 per share | A | 2,300 | $0.00 | 2,300 | D | A |
| 19 Dec, 2025 | Jack Haraburda | Common Stock, par value $0.01 per share | A | 2,300 | $0.00 | 13,884 | D | A |
| 19 Dec, 2025 | Joseph W. Jr. Pooler | Common Stock, par value $0.01 per share | A | 15,500 | $0.00 | 82,942 | D | A |
| 19 Dec, 2025 | Douglas Listman | Common Stock, par value $0.01 per share | A | 12,000 | $0.00 | 32,186 | D | A |
| 19 Dec, 2025 | Diana Louise Liberto | - | - | 17,938 | D | |||
| 19 Dec, 2025 | Diana Louise Liberto | Common Stock, par value $0.01 per share | A | 2,300 | $0.00 | 17,938 | D | A |
| 19 Dec, 2025 | Jack J. Jr. Dimaio | Common Stock, par value $0.01 per share | A | 2,300 | $0.00 | 23,233 | D | A |
| 04 Feb, 2025 | Joseph W. Jr. Pooler | Common Stock, par value $0.01 per share | D | 6,843 | $9.74 | 67,442 | D | F |
| 04 Feb, 2025 | Douglas Listman | Common Stock, par value $0.01 per share | D | 1,811 | $9.74 | 20,186 | D | F |
| 20 Dec, 2024 | G Steven Dawson | - | - | 1,100 | D | |||
| 20 Dec, 2024 | G Steven Dawson | Common Stock, par value $0.01 per share | A | 1,100 | $0.00 | 1,100 | D | A |
| 20 Dec, 2024 | Jack Haraburda | Common Stock, par value $0.01 per share | A | 1,100 | $0.00 | 11,584 | D | A |
| 20 Dec, 2024 | Jack Dimaio | Common Stock, par value $0.01 per share | A | 1,100 | $0.00 | 20,933 | D | A |
| 20 Dec, 2024 | Joseph W. Jr. Pooler | Common Stock, par value $0.01 per share | A | 15,500 | $0.00 | 74,285 | D | A |
| 20 Dec, 2024 | Douglas Listman | Common Stock, par value $0.01 per share | A | 10,000 | $0.00 | 21,997 | D | A |
| 20 Dec, 2024 | Diana Louise Liberto | Common Stock, par value $0.01 per share | A | 1,100 | $0.00 | 15,638 | D | A |