As of March 23, 2026, Cohen's top three insider holders are Joseph W. Jr. Pooler (Evp, Cfo And Treasurer, 75.89K shares), Daniel G Cohen (Executive Chairman, 52.76K shares), Douglas Listman (Chief Accounting Officer, 28.93K shares).
| Holder | Position | Shares (Direct) | Shares (Indirect) | Report Date |
|---|---|---|---|---|
| Joseph W. Jr. Pooler | Evp, Cfo And Treasurer | 69,073 | 0 | 23 Mar, 2026 |
| Douglas Listman | Chief Accounting Officer | 28,934 | 0 | 05 Feb, 2026 |
| G Steven Dawson | 0 | 26,716 | 29 Nov, 2022 | |
| Jack J. Jr. Dimaio | 23,233 | 0 | 29 Jan, 2026 | |
| Jack Dimaio | 20,933 | 0 | 20 Dec, 2024 | |
| Diana Louise Liberto | 17,938 | 0 | 19 Dec, 2025 | |
| Jack Haraburda | 13,884 | 0 | 19 Dec, 2025 | |
| G Steven Dawson | 2,300 | 0 | 19 Dec, 2025 |
* Please note that the shares above only reflect shares from the fund portfolio and the institutional portfolio. Shares from the personal portfolio are excluded from this Institutional Ownership Page. See these insiders' latest transactions here on Insider Page.
| Transaction Date | Insider Name | Security Class | Transaction Type | Shares Traded | Price | Shares Remaining | Ownership | Code |
|---|---|---|---|---|---|---|---|---|
| 19 Mar, 2026 | Joseph W. Jr. Pooler | Common Stock, par value $0.01 per share | D | 6,113 | $17.15 | 69,778 | D | S |
| 20 Mar, 2026 | Joseph W. Jr. Pooler | Common Stock, par value $0.01 per share | D | 705 | $15.58 | 69,073 | D | S |
| 06 Mar, 2026 | Joseph W. Jr. Pooler | Cohen Company, LLC LTIP Units | A | 160,000 | $0.00 | 160,000 | D | A |
| 03 Feb, 2026 | Joseph W. Jr. Pooler | Common Stock, par value $0.01 per share | D | 7,051 | $18.69 | 75,891 | D | F |
| 03 Feb, 2026 | Douglas Listman | Common Stock, par value $0.01 per share | D | 3,252 | $18.69 | 28,934 | D | F |
| 19 Dec, 2025 | Jack J. Jr. Dimaio | Common Stock, par value $0.01 per share | A | 2,300 | $0.00 | 23,233 | D | A |
| 19 Dec, 2025 | Douglas Listman | Common Stock, par value $0.01 per share | A | 12,000 | $0.00 | 32,186 | D | A |
| 19 Dec, 2025 | Diana Louise Liberto | Common Stock, par value $0.01 per share | A | 2,300 | $0.00 | 17,938 | D | A |
| 19 Dec, 2025 | Jack Haraburda | Common Stock, par value $0.01 per share | A | 2,300 | $0.00 | 13,884 | D | A |
| 19 Dec, 2025 | G Steven Dawson | Common Stock, par value $0.01 per share | A | 2,300 | $0.00 | 2,300 | D | A |
| 19 Dec, 2025 | Joseph W. Jr. Pooler | Common Stock, par value $0.01 per share | A | 15,500 | $0.00 | 82,942 | D | A |
| 04 Feb, 2025 | Joseph W. Jr. Pooler | Common Stock, par value $0.01 per share | D | 6,843 | $9.74 | 67,442 | D | F |
| 04 Feb, 2025 | Douglas Listman | Common Stock, par value $0.01 per share | D | 1,811 | $9.74 | 20,186 | D | F |
| 20 Dec, 2024 | Jack Haraburda | Common Stock, par value $0.01 per share | A | 1,100 | $0.00 | 11,584 | D | A |
| 20 Dec, 2024 | Diana Louise Liberto | Common Stock, par value $0.01 per share | A | 1,100 | $0.00 | 15,638 | D | A |
| 20 Dec, 2024 | Douglas Listman | Common Stock, par value $0.01 per share | A | 10,000 | $0.00 | 21,997 | D | A |
| 20 Dec, 2024 | Joseph W. Jr. Pooler | Common Stock, par value $0.01 per share | A | 15,500 | $0.00 | 74,285 | D | A |
| 20 Dec, 2024 | Jack Dimaio | Common Stock, par value $0.01 per share | A | 1,100 | $0.00 | 20,933 | D | A |
| 20 Dec, 2024 | G Steven Dawson | Common Stock, par value $0.01 per share | A | 1,100 | $0.00 | 1,100 | D | A |
| 07 Jun, 2024 | Joseph W. Jr. Pooler | Common Stock, par value $0.01 per share | D | 10,000 | $11.64 | 58,785 | D | S |