Capital One Financial COF Insider Ownership

NYSE COF
$202.31 +0.32 (+0.16%)
At close: Sep 18, 2026 · 4:00 PM EDT

Insider Holdings by Owner

5.75Mn Shares

Insider Ownership Statistics

as of 30 Sep, 2026
Insider Ownership
0.927%
-0.0063% pp QoQ
Shares Held by Insiders
5.75Mn
filed for Sep 2026
-0.68% QoQ
Shares Outstanding
620.50Mn
620,500,000 shares
Direct Holdings
5.75Mn
Indirect: 94
Net Shares Traded (QoQ)
-39.21K
net selling in Sep 2026
Insiders Holding Shares
38
with Form 4 holdings on file

Shares Owned by Insiders

Shares held % of outstanding
Latest
Average ownership
Peak ownership

Shares Purchased/Sold by Insiders

Bought Sold
Latest quarter
Net over range
Buying quarters

Insider Ownership Summary

Quarter ending 30 Sep, 2026

As of September 17, 2026, the three largest insider holders of COF are Richard D Fairbank (Chairman And Ceo, 4.07Mn shares), Yajnik Sanjiv (President, Financial Services, 149.38K shares), Sheldon Hall (Senior Advisor To Ceo, 98.61K shares).

Form 4 Holdings

Insiders Holding COF

Insiders 38
Shares held 5.75Mn
Of outstanding 0.927%
# Insider Position Direct Indirect Total Share of Insiders Last Filed
1 Richard D Fairbank Chairman And Ceo 4,068,510 0 4,068,510 70.8% 11 Mar, 2026
2 Yajnik Sanjiv President, Financial Services 149,383 0 149,383 2.6% 11 Mar, 2026
3 Sheldon Hall Senior Advisor To Ceo 98,614 0 98,614 1.7% 13 Mar, 2024
4 Michael J Wassmer President, Card 89,785 0 89,785 1.6% 15 Mar, 2022
5 Matthew W Cooper General Counsel Corp Secy 83,194 0 83,194 1.4% 02 Sep, 2026
6 Robert M. Alexander Chief Information Officer 77,292 0 77,292 1.3% 11 Mar, 2026
7 Frank G. Laprade,Iii Chief Enterprise Srvcs Officer 69,283 0 69,283 1.2% 09 Apr, 2026
8 Mayo A Iii Shattuck Director 67,911 0 67,911 1.2% 12 May, 2026
9 Thomas G Maheras Director 66,431 0 66,431 1.2% 20 May, 2025
10 Lia Dean Pres, Banking Prem. Products 61,195 0 61,195 1.1% 16 Sep, 2026
11 Michael Slocum President, Commercial Banking 60,314 0 60,314 1.0% 17 Feb, 2022
12 Jory A Berson Chief Human Resources Officer 60,120 0 60,120 1.0% 07 Feb, 2022
13 Andrew M Young Chief Financial Officer 59,186 0 59,186 1.0% 11 Mar, 2026
14 Celia Karam Pres, Retail Bank 57,696 0 57,696 1.0% 16 Sep, 2026
15 Ann F Hackett Director 56,244 0 56,244 1.0% 14 May, 2025
16 John G Jr Finneran Senior Advisor And Corp Secy 53,016 0 53,016 0.9% 07 Feb, 2022
17 Kaitlin Haggerty Chief Human Resources Officer 49,181 0 49,181 0.9% 14 May, 2026
18 Mark Daniel Mouadeb President, Card 49,132 0 49,132 0.9% 17 Aug, 2026
19 Bradford H Warner Director 47,554 0 47,554 0.8% 08 May, 2023
20 Kara West Chief Enterprise Risk Officer 46,665 0 46,665 0.8% 11 Mar, 2026
21 Jason P. Hanson Pres. Global Payment Network 41,351 0 41,351 0.7% 04 Aug, 2026
22 Kevin S. Borgmann Senior Advisor To The Ceo 40,934 0 40,934 0.7% 08 Aug, 2024
23 Neal Blinde President, Commercial Banking 38,269 0 38,269 0.7% 11 Mar, 2026
24 Peter E Raskind Director 34,396 0 34,396 0.6% 12 May, 2026
25 Michael Zamsky Chief Credit Fin'L Risk Off. 27,992 0 27,992 0.5% 11 Aug, 2026
26 Michael Shepherd Director 27,987 0 27,987 0.5% 12 May, 2026
27 Ravi Raghu Pres, Software, Intl Sm Bus 26,278 0 26,278 0.5% 10 Aug, 2026
28 Catherine West Director 22,124 0 22,124 0.4% 09 May, 2022
29 Peter Thomas Killalea Director 21,378 0 21,378 0.4% 12 May, 2026
30 Jennifer L. Wong Director 15,226 0 15,226 0.3% 12 May, 2026
31 Cornelis Paj Leenaars Director 15,192 0 15,192 0.3% 12 May, 2026
32 Francois Locoh-Donou Director 14,802 0 14,802 0.3% 12 May, 2026
33 Eileen Serra Director 12,844 0 12,844 0.2% 12 May, 2026
34 Craig A. Williams Director 10,218 0 10,218 0.2% 12 May, 2026
35 Ime Archibong Director 9,977 0 9,977 0.2% 12 May, 2026
36 Christine Rose Detrick Director 8,923 0 8,923 0.2% 12 May, 2026
37 Timothy P Golden Svp, Chief Accounting Officer 7,429 0 7,429 0.1% 30 Jul, 2026
38 Suni P Harford Director 4,314 0 4,314 0.1% 12 May, 2026

Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.

Form 4 Filings

17,631 Insider Transactions

Source SEC Form 4
Latest quarter Sep 2026
Download Data
Date Insider Position Transaction Shares Price Value Shares Held After Ownership
01 Sep, 2026 Matthew W Cooper General Counsel Corp Secy Disposed S 3,500 $214.10 $749.35K 83,194 Direct
17 Aug, 2026 Celia Karam Pres, Retail Bank Disposed S 1,887 $225.52 $425.56K 59,709 Direct
17 Aug, 2026 Lia Dean Pres, Banking Prem. Products Disposed S 2,192 $225.52 $494.34K 63,262 Direct
17 Aug, 2026 Lia Dean Pres, Banking Prem. Products Disposed S 1 $225.92 $226 63,261 Direct
17 Aug, 2026 Celia Karam Pres, Retail Bank Disposed S 1 $225.92 $226 59,708 Direct
13 Aug, 2026 Mark Daniel Mouadeb President, Card Disposed S 1,199 $225.00 $269.78K 49,132 Direct
10 Aug, 2026 Michael Zamsky Chief Credit Fin'L Risk Off. Disposed S 5,473 $218.02 $1.19Mn 27,992 Direct
07 Aug, 2026 Ravi Raghu Pres, Software, Intl Sm Bus Disposed S 50 $218.49 $10.92K 26,278 Direct
04 Aug, 2026 Mark Daniel Mouadeb President, Card Disposed S 1,183 $220.00 $260.26K 50,331 Direct
04 Aug, 2026 Matthew W Cooper General Counsel Corp Secy Disposed S 3,500 $219.33 $767.66K 86,694 Direct
03 Aug, 2026 Mark Daniel Mouadeb President, Card Disposed S 690 $215.00 $148.35K 51,514 Direct
01 Aug, 2026 Jason P. Hanson Pres. Global Payment Network Acquired M 2,014 42,244 Direct
01 Aug, 2026 Jason P. Hanson Pres. Global Payment Network Disposed F 893 $209.01 $186.65K 41,351 Direct
01 Aug, 2026 Jason P. Hanson Pres. Global Payment Network Disposed M 2,014 $0.00 $0 0 Direct
31 Jul, 2026 Ravi Raghu Pres, Software, Intl Sm Bus Disposed S 3,462 $209.27 $724.49K 32,592 Direct
31 Jul, 2026 Ravi Raghu Pres, Software, Intl Sm Bus Disposed S 5,820 $210.02 $1.22Mn 26,772 Direct
31 Jul, 2026 Ravi Raghu Pres, Software, Intl Sm Bus Disposed S 444 $210.70 $93.55K 26,328 Direct
29 Jul, 2026 Timothy P Golden Svp, Chief Accounting Officer Disposed S 3,487 $211.00 $735.76K 7,429 Direct
07 Jul, 2026 Matthew W Cooper General Counsel Corp Secy Disposed S 3,500 $208.00 $728.00K 90,194 Direct
02 Jun, 2026 Matthew W Cooper General Counsel Corp Secy Disposed S 3,500 $183.36 $641.76K 93,694 Direct