Data spanning the past 90 days through January 10, 2026 reveals that Capital One Financial's three principal insider shareholders consist of Chairman And Ceo Richard D Fairbank (4.00Mn shares), President And Financial Services Yajnik Sanjiv (140.50K shares), Senior Advisor To Ceo Sheldon Hall (98.71K shares).
| Holder | Position | Shares | Report Date |
|---|---|---|---|
| Richard D Fairbank | Chairman And Ceo | 4,001,228 | 06 Nov, 2025 |
| Yajnik Sanjiv | President And Financial Services | 140,497 | 05 Jun, 2025 |
| Sheldon Hall | Senior Advisor To Ceo | 98,708 | 13 Mar, 2024 |
| Matthew W Cooper | General Counsel & Corp Secy | 92,486 | 08 Jan, 2026 |
| Michael J Wassmer | President And Card | 89,785 | 15 Mar, 2022 |
| Neal Blinde | President And Commercial Banking | 73,020 | 07 Nov, 2025 |
| Robert M. Alexander | Chief Information Officer | 68,707 | 25 Jul, 2025 |
| Lia Dean | Pres And Banking & Prem. Products | 66,692 | 06 Jan, 2026 |
| Mayo A Iii Shattuck | 66,575 | 20 May, 2025 | |
| Thomas G Maheras | 66,431 | 20 May, 2025 | |
| Celia Karam | Pres And Retail Bank | 61,373 | 06 Jan, 2026 |
| Michael Slocum | President And Commercial Banking | 60,314 | 17 Feb, 2022 |
| Jory A Berson | 60,120 | 07 Feb, 2022 | |
| Ann F Hackett | 56,244 | 14 May, 2025 | |
| John G Jr Finneran | 53,016 | 07 Feb, 2022 | |
| Andrew M Young | Chief Financial Officer | 51,273 | 05 Jun, 2025 |
| Frank G. Laprade,Iii | Chief Enterprise Srvcs Officer | 48,315 | 17 Nov, 2025 |
| Mark Daniel Mouadeb | President And Card | 48,098 | 05 Jun, 2025 |
| Bradford H Warner | 47,554 | 08 May, 2023 | |
| Kaitlin Haggerty | Chief Human Resources Officer | 44,403 | 05 Jun, 2025 |
| Kevin S. Borgmann | Senior Advisor To The Ceo | 40,934 | 08 Aug, 2024 |
| Kara West | Chief Enterprise Risk Officer | 39,724 | 05 Jun, 2025 |
| Peter E Raskind | 33,083 | 12 May, 2025 | |
| Michael Zamsky | Chief Credit & Fin'L Risk Off. | 32,869 | 05 Jun, 2025 |
| Jason P. Hanson | Pres. Global Payment Network | 30,465 | 05 Aug, 2025 |
| Ravi Raghu | Pres And Software And Intl & Sm Bus | 30,337 | 06 Jan, 2026 |
| Michael Shepherd | 26,693 | 20 May, 2025 | |
| Catherine West | 22,124 | 09 May, 2022 | |
| Peter Thomas Killalea | 20,042 | 12 May, 2025 | |
| Jennifer L. Wong | 13,932 | 20 May, 2025 | |
| Cornelis Paj Leenaars | 13,898 | 12 May, 2025 | |
| Francois Locoh-Donou | 13,489 | 12 May, 2025 | |
| Eileen Serra | 11,531 | 12 May, 2025 | |
| Craig A. Williams | 8,905 | 20 May, 2025 | |
| Timothy P Golden | Svp And Chief Accounting Officer | 8,780 | 20 Aug, 2025 |
| Ime Archibong | 8,641 | 12 May, 2025 | |
| Christine Rose Detrick | 7,610 | 12 May, 2025 | |
| Suni P Harford | 3,020 | 12 May, 2025 |
* Please note that the shares above only reflect shares from the fund portfolio and the institutional portfolio. Shares from the personal portfolio are excluded from this Institutional Ownership Page. See these insiders' latest transactions here on Insider Page.
| Transaction Date | Insider Name | Security Class | Transaction Type | Shares Traded | Price | Shares Remaining | Ownership | Code |
|---|---|---|---|---|---|---|---|---|
| 06 Jan, 2026 | Matthew W Cooper | Common Stock | D | 2,000 | $250.00 | 92,486 | D | S |
| 05 Jan, 2026 | Ravi Raghu | Common Stock | D | 13,450 | $250.00 | 30,337 | D | S |
| 02 Jan, 2026 | Lia Dean | Common Stock | D | 3,163 | $244.35 | 66,692 | D | S |
| 02 Jan, 2026 | Celia Karam | Common Stock | D | 2,064 | $244.35 | 61,373 | D | S |
| 02 Dec, 2025 | Matthew W Cooper | Common Stock | D | 2,000 | $221.54 | 94,486 | D | S |
| 01 Dec, 2025 | Lia Dean | Common Stock | D | 3,269 | $218.15 | 69,855 | D | S |
| 01 Dec, 2025 | Celia Karam | Common Stock | D | 2,936 | $218.15 | 63,433 | D | S |
| 13 Nov, 2025 | Frank G. Laprade,Iii | Common Stock | D | 4,276 | $220.84 | 61,879 | D | S |
| 13 Nov, 2025 | Frank G. Laprade,Iii | - | - | 48,315 | D | |||
| 13 Nov, 2025 | Frank G. Laprade,Iii | - | - | 61,879 | D | |||
| 13 Nov, 2025 | Frank G. Laprade,Iii | Common Stock | D | 13,564 | $222.41 | 48,315 | D | S |
| 06 Nov, 2025 | Neal Blinde | Common Stock | D | 43,200 | $221.83 | 73,020 | D | S |
| 06 Nov, 2025 | Neal Blinde | - | - | 73,020 | D | |||
| 04 Nov, 2025 | Richard D Fairbank | - | - | 4,090,834 | D | |||
| 04 Nov, 2025 | Richard D Fairbank | - | - | 4,104,715 | D | |||
| 04 Nov, 2025 | Richard D Fairbank | - | - | 4,047,347 | D | |||
| 04 Nov, 2025 | Richard D Fairbank | Common Stock | D | 3,881 | $218.47 | 4,047,347 | D | S |
| 04 Nov, 2025 | Richard D Fairbank | - | - | 4,096,513 | D | |||
| 04 Nov, 2025 | Richard D Fairbank | - | - | 4,056,397 | D | |||
| 04 Nov, 2025 | Richard D Fairbank | Common Stock | D | 6,102 | $219.07 | 4,096,513 | D | S |