ConnectOne Bancorp CNOB Insider Ownership

NASDAQ CNOB

$30.88 -0.07 (-0.23%)

At close: Oct 21, 2026 · 4:00 PM EDT

Insider Holdings by Owner

2.52Mn Shares

Insider Ownership Statistics

as of 30 Sep, 2026

Insider Ownership

4.75%

■0% pp QoQ

Shares Held by Insiders

2.58Mn

filed for Sep 2026

■0.00% QoQ

Shares Outstanding

54.30Mn

54,295,380 shares

Direct Holdings

2.19Mn

Indirect: 392.40K

Net Shares Traded (QoQ)

no net change in Sep 2026

Insiders Holding Shares

with Form 4 holdings on file

Shares Owned by Insiders

Shares held % of outstanding

Latest —

Average ownership —

Peak ownership —

Shares Purchased/Sold by Insiders

Bought Sold

Latest quarter —

Net over range —

Buying quarters —

Insider Ownership Summary

Updated Oct 10, 2026

Over the trailing 12 months, CNOB insiders bought $36,025 worth of shares (1.1K shares) in open-market trades, with no open-market sales.

Among CNOB's insiders, Anson M. Moise (Director) was the top open-market buyer in the past 12 months, with $36,025 of stock purchased (1.1K shares) and the latest purchase on June 15, 2026.
Away from the open market, CNOB insiders received 124.35K shares in stock awards and gave up 57.44K shares to cover taxes or exercise prices over the last 12 months.
Per Business Quant data, ConnectOne Bancorp insiders hold 2.58Mn shares in total based on their latest Form 4 filings, unchanged from 2.58Mn shares at the end of Q2 2026 and up 2.39% from 2.52Mn shares at the end of Q3 2025.
Direct holdings account for 2.19Mn shares (84.78%) of CNOB's insider total, and indirect holdings through trusts, partnerships and family members for 392.4K shares (15.22%).
The insider holdings in ConnectOne Bancorp belong to 22 insiders who have reported on Form 4 within the past two years.
CNOB's largest insider holders by reported holdings are Frank Sorrentino III (Chairman & CEO, 625.11K shares), Stephen T. Boswell (Director, 350.03K shares) and Daniel E. Rifkin (Director, 223.64K shares).
Frank Sorrentino III alone accounts for 24.25% of the shares held by ConnectOne Bancorp insiders.
Institutional holders reported 68.46% of ConnectOne Bancorp's outstanding shares for Q2 2026; insiders' latest Form 4 filings put their stake at about 4.75%, and other investors, including the public, hold the remaining 26.79%.
Over the trailing 12 months, 21 insiders reported transactions in CNOB stock across 31 Form 4 filings.
Insider figures for CNOB include Form 4 filings through June 16, 2026.

Form 4 Holdings

Insiders Holding CNOB

Insiders 25

Shares held 2.52Mn

Of outstanding 4.65%

#	Insider	Position	Direct	Total	Share of Insiders	Last Filed
1	Frank Iii Sorrentino	Chairman Ceo	624,691	624,691	24.7%	27 Mar, 2026
2	Michael W Kempner	Director	218,995	218,995	8.7%	03 Jun, 2026
3	Daniel E Rifkin	Director	206,781	206,781	8.2%	03 Jun, 2026
4	Joseph Jr. Parisi	Director	184,418	184,418	7.3%	03 Jun, 2022
5	Elizabeth Magennis	Bank President	144,283	144,283	5.7%	27 Mar, 2026
6	William S Burns	Senior Evp Cfo	137,182	137,182	5.4%	27 Mar, 2026
7	Mark Sokolich	Director	117,031	117,031	4.6%	03 Jun, 2026
8	Frank W Baier	Director	110,242	110,242	4.4%	03 Jun, 2026
9	Laura Criscione	Evp Chief Compliance Officer	104,640	104,640	4.1%	27 Mar, 2026
10	William Thompson	Director	100,850	100,850	4.0%	17 Aug, 2023
11	Frank Iii Huttle	Director	91,525	91,525	3.6%	03 Jun, 2026
12	Stephen T. Boswell	Director	81,262	81,262	3.2%	03 Jun, 2026
13	Nicholas Minoia	Director	73,215	73,215	2.9%	03 Jun, 2026
14	Christopher Becker	Director	56,360	56,360	2.2%	03 Jun, 2026
15	Christopher J. Ewing	Evp Chief Operations Officer	53,377	53,377	2.1%	08 May, 2023
16	Robert Allan Schwartz	Evp General Counsel	50,954	50,954	2.0%	27 Mar, 2026
17	Peter Quick	Director	33,135	33,135	1.3%	03 Jun, 2026
18	Joseph T. Javitz	Evp Chief Credit Officer	25,277	25,277	1.0%	27 Mar, 2026
19	Katherin Nukk-Freeman	Director	25,139	25,139	1.0%	03 Jun, 2026
20	Steven Primiano	Evp, Treas. C Corp Devofficer	19,628	19,628	0.8%	27 Mar, 2026
21	Anson M. Moise	Director	17,239	17,239	0.7%	16 Jun, 2026
22	Edward J. Haye	Director	16,760	16,760	0.7%	03 Jun, 2026
23	Michael O'Malley	Evp Chief Risk Officer	12,271	12,271	0.5%	26 Mar, 2025
24	Susan C O'Donnell	Director	11,051	11,051	0.4%	03 Jun, 2026
25	Mark J Pappas	Evp Chief Risk Officer	7,763	7,763	0.3%	27 Mar, 2026

Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.

Form 4 Filings

1,439 Insider Transactions

Source SEC Form 4

Latest quarter Sep 2026

Date	Insider	Position	Transaction	Shares	Price	Value	Shares Held After	Ownership
15 Jun, 2026	Anson M. Moise	Director	Acquired P	860	$33.19	$28.54K	17,239	Direct
08 Jun, 2026	Anson M. Moise	Director	Acquired P	120	$30.96	$3.72K	16,259	Direct
09 Jun, 2026	Anson M. Moise	Director	Acquired P	120	$31.39	$3.77K	16,379	Direct
01 Jun, 2026	Frank W Baier	Director	Acquired A	2,528	$0.00	$0	110,242	Direct
01 Jun, 2026	Mark Sokolich	Director	Acquired A	2,528	$0.00	$0	117,031	Direct
01 Jun, 2026	Christopher Becker	Director	Acquired A	2,528	$0.00	$0	56,360	Direct
01 Jun, 2026	Edward J. Haye	Director	Acquired A	2,528	$0.00	$0	16,760	Direct
01 Jun, 2026	Peter Quick	Director	Acquired A	2,528	$0.00	$0	33,135	Direct
01 Jun, 2026	Daniel E Rifkin	Director	Acquired A	2,528	$0.00	$0	206,781	Direct
01 Jun, 2026	Frank Iii Huttle	Director	Acquired A	2,528	$0.00	$0	91,525	Direct
01 Jun, 2026	Susan C O'Donnell	Director	Acquired A	2,528	$0.00	$0	11,051	Direct
01 Jun, 2026	Michael W Kempner	Director	Acquired A	2,528	$0.00	$0	218,995	Direct
01 Jun, 2026	Stephen T. Boswell	Director	Acquired A	2,528	$0.00	$0	81,262	Direct
01 Jun, 2026	Katherin Nukk-Freeman	Director	Acquired A	2,528	$0.00	$0	25,139	Direct
01 Jun, 2026	Nicholas Minoia	Director	Acquired A	2,528	$0.00	$0	73,215	Direct
01 Jun, 2026	Anson M. Moise	Director	Acquired A	2,528	$0.00	$0	16,139	Direct
25 Mar, 2026	Robert Allan Schwartz	Evp General Counsel	Acquired A	9,250	$0.00	$0	50,954	Direct
25 Mar, 2026	Joseph T. Javitz	Evp Chief Credit Officer	Acquired A	2,015	$0.00	$0	22,432	Direct
25 Mar, 2026	Steven Primiano	Evp, Treas. C Corp Devofficer	Acquired A	1,736	$0.00	$0	16,899	Direct
25 Mar, 2026	Laura Criscione	Evp Chief Compliance Officer	Acquired A	1,940	$0.00	$0	102,058	Direct

Showing 1 to 20 of 1,439 transactions