ConnectOne Bancorp CNOB Insider Ownership

NASDAQ CNOB
$31.60 +0.01 (+0.03%)
As of: Sep 10, 2026 · 3:59 PM EDT

Insider Holdings by Owner

2.52Mn Shares

Insider Ownership Statistics

as of 30 Sep, 2026
Insider Ownership
share count not reported for this filer set
Shares Held by Insiders
57.24K
filed for Sep 2026
0.00% QoQ
Shares Outstanding
not reported
Direct Holdings
53.83K
Indirect: 3.41K
Net Shares Traded (QoQ)
0
no net change in Sep 2026
Insiders Holding Shares
25
with Form 4 holdings on file

Shares Owned by Insiders

Shares held % of outstanding
Latest
Average ownership
Peak ownership

Shares Purchased/Sold by Insiders

Bought Sold
Latest quarter
Net over range
Buying quarters

Insider Ownership Summary

Quarter ending 30 Sep, 2026

CNOB's three largest insider shareholders as of September 09, 2026 are Frank Iii Sorrentino (Chairman Ceo, 624.69K shares), Stephen T. Boswell (Director, 549.23K shares), Michael W Kempner (Director, 218.99K shares).

Form 4 Holdings

Insiders Holding CNOB

Insiders 25
Shares held 2.52Mn
Of outstanding
# Insider Position Direct Indirect Total Share of Insiders Last Filed
1 Frank Iii Sorrentino Chairman Ceo 624,691 0 624,691 24.8% 27 Mar, 2026
2 Michael W Kempner Director 218,995 0 218,995 8.7% 03 Jun, 2026
3 Daniel E Rifkin Director 206,781 0 206,781 8.2% 03 Jun, 2026
4 Joseph Jr. Parisi Director 184,418 0 184,418 7.3% 03 Jun, 2022
5 Elizabeth Magennis Bank President 144,283 0 144,283 5.7% 27 Mar, 2026
6 William S Burns Senior Evp Cfo 137,182 0 137,182 5.4% 27 Mar, 2026
7 Mark Sokolich Director 117,031 0 117,031 4.6% 03 Jun, 2026
8 Frank W Baier Director 110,242 0 110,242 4.4% 03 Jun, 2026
9 Laura Criscione Evp Chief Compliance Officer 104,640 0 104,640 4.1% 27 Mar, 2026
10 William Thompson Director 100,850 0 100,850 4.0% 17 Aug, 2023
11 Frank Iii Huttle Director 91,525 0 91,525 3.6% 03 Jun, 2026
12 Stephen T. Boswell Director 81,262 0 81,262 3.2% 03 Jun, 2026
13 Nicholas Minoia Director 73,215 0 73,215 2.9% 03 Jun, 2026
14 Christopher Becker Director 53,832 0 53,832 2.1% 04 Jun, 2025
15 Christopher J. Ewing Evp Chief Operations Officer 53,377 0 53,377 2.1% 08 May, 2023
16 Robert Allan Schwartz Evp General Counsel 50,954 0 50,954 2.0% 27 Mar, 2026
17 Peter Quick Director 33,135 0 33,135 1.3% 03 Jun, 2026
18 Joseph T. Javitz Evp Chief Credit Officer 25,277 0 25,277 1.0% 27 Mar, 2026
19 Katherin Nukk-Freeman Director 25,139 0 25,139 1.0% 03 Jun, 2026
20 Steven Primiano Evp, Treas. C Corp Devofficer 19,628 0 19,628 0.8% 27 Mar, 2026
21 Anson M. Moise Director 17,239 0 17,239 0.7% 16 Jun, 2026
22 Edward J. Haye Director 16,760 0 16,760 0.7% 03 Jun, 2026
23 Michael O'Malley Evp Chief Risk Officer 12,271 0 12,271 0.5% 26 Mar, 2025
24 Susan C O'Donnell Director 11,051 0 11,051 0.4% 03 Jun, 2026
25 Mark J Pappas Evp Chief Risk Officer 7,763 0 7,763 0.3% 27 Mar, 2026

Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.

Form 4 Filings

3,471 Insider Transactions

Source SEC Form 4
Latest quarter Sep 2026
Download Data
Date Insider Position Transaction Shares Price Value Shares Held After Ownership
15 Jun, 2026 Anson M. Moise Director Acquired P 860 $33.19 $28.54K 17,239 Direct
08 Jun, 2026 Anson M. Moise Director Acquired P 120 $30.96 $3.72K 16,259 Direct
09 Jun, 2026 Anson M. Moise Director Acquired P 120 $31.39 $3.77K 16,379 Direct
01 Jun, 2026 Frank W Baier Director Acquired A 2,528 $0.00 $0 110,242 Direct
01 Jun, 2026 Peter Quick Director Acquired A 2,528 $0.00 $0 33,135 Direct
01 Jun, 2026 Nicholas Minoia Director Acquired A 2,528 $0.00 $0 73,215 Direct
01 Jun, 2026 Frank Iii Huttle Director Acquired A 2,528 $0.00 $0 91,525 Direct
01 Jun, 2026 Michael W Kempner Director Acquired A 2,528 $0.00 $0 218,995 Direct
01 Jun, 2026 Anson M. Moise Director Acquired A 2,528 $0.00 $0 16,139 Direct
01 Jun, 2026 Mark Sokolich Director Acquired A 2,528 $0.00 $0 117,031 Direct
01 Jun, 2026 Katherin Nukk-Freeman Director Acquired A 2,528 $0.00 $0 25,139 Direct
01 Jun, 2026 Christopher Becker Director Acquired A 2,528 $0.00 $0 56,360 Direct
01 Jun, 2026 Stephen T. Boswell Director Acquired A 2,528 $0.00 $0 81,262 Direct
01 Jun, 2026 Susan C O'Donnell Director Acquired A 2,528 $0.00 $0 11,051 Direct
01 Jun, 2026 Edward J. Haye Director Acquired A 2,528 $0.00 $0 16,760 Direct
01 Jun, 2026 Daniel E Rifkin Director Acquired A 2,528 $0.00 $0 206,781 Direct
25 Mar, 2026 Steven Primiano Evp, Treas. C Corp Devofficer Acquired A 1,736 $0.00 $0 16,899 Direct
25 Mar, 2026 Robert Allan Schwartz Evp General Counsel Acquired A 9,250 $0.00 $0 50,954 Direct
25 Mar, 2026 Frank Iii Sorrentino Chairman Ceo Acquired A 19,205 $0.00 $0 597,392 Direct
25 Mar, 2026 Frank Iii Sorrentino Chairman Ceo Acquired A 19,205 $0.00 $0 597,392 Direct