Through the 90-day period concluding January 21, 2026, ConnectOne Bancorp's top three insider stakeholders include Chairman & Ceo Frank Iii Sorrentino (600.10K shares), Director Stephen T. Boswell (346.44K shares), Director Michael W Kempner (282.17K shares).
| Holder | Position | Shares | Report Date |
|---|---|---|---|
| Frank Iii Sorrentino | Chairman & Ceo | 600,096 | 26 Mar, 2025 |
| Stephen T. Boswell | 346,441 | 05 Aug, 2025 | |
| Michael W Kempner | 282,170 | 04 Jun, 2025 | |
| Daniel E Rifkin | 204,253 | 04 Jun, 2025 | |
| Joseph Jr. Parisi | 184,418 | 03 Jun, 2022 | |
| Elizabeth Magennis | Bank President | 134,235 | 26 Mar, 2025 |
| William S Burns | Senior Evp & Cfo | 128,358 | 26 Mar, 2025 |
| Mark Sokolich | 111,402 | 04 Jun, 2025 | |
| Frank W Baier | 107,714 | 04 Jun, 2025 | |
| Laura Criscione | Evp & Chief Compliance Officer | 102,018 | 26 Mar, 2025 |
| William Thompson | 100,850 | 17 Aug, 2023 | |
| Frank Iii Huttle | 88,997 | 04 Jun, 2025 | |
| Nicholas Minoia | 69,760 | 04 Jun, 2025 | |
| Christopher Becker | 57,240 | 04 Jun, 2025 | |
| Christopher J. Ewing | Evp & Chief Operations Officer | 53,377 | 08 May, 2023 |
| Robert Allan Schwartz | Evp & General Counsel | 41,780 | 12 Jun, 2025 |
| Peter Quick | 30,865 | 04 Jun, 2025 | |
| Katherin Nukk-Freeman | 25,042 | 04 Jun, 2025 | |
| Joseph T. Javitz | Evp & Chief Credit Officer | 21,146 | 03 Sep, 2025 |
| Edward J. Haye | 14,232 | 04 Jun, 2025 | |
| Anson M. Moise | 13,611 | 04 Jun, 2025 | |
| Michael O'Malley | Evp & Chief Risk Officer | 12,271 | 26 Mar, 2025 |
| Susan C O'Donnell | 8,523 | 04 Aug, 2025 |
* Please note that the shares above only reflect shares from the fund portfolio and the institutional portfolio. Shares from the personal portfolio are excluded from this Institutional Ownership Page. See these insiders' latest transactions here on Insider Page.
| Transaction Date | Insider Name | Security Class | Transaction Type | Shares Traded | Price | Shares Remaining | Ownership | Code |
|---|---|---|---|---|---|---|---|---|
| 03 Sep, 2025 | Joseph T. Javitz | Common Stock | D | 1,700 | $25.46 | 21,146 | D | S |
| 13 Aug, 2025 | Stephen T. Boswell | Common Stock | D | 11,700 | $0.00 | 268,767 | I | G |
| 01 Aug, 2025 | Stephen T. Boswell | Common Stock | A | 1,500 | $22.25 | 77,674 | D | P |
| 01 Aug, 2025 | Stephen T. Boswell | Common Stock | A | 6,200 | $22.24 | 280,467 | I | P |
| 01 Aug, 2025 | Susan C O'Donnell | Common Stock | A | 2,691 | $22.30 | 8,523 | D | P |
| 12 Jun, 2025 | Robert Allan Schwartz | Common Stock | A | 1,116 | $0.00 | 41,780 | D | A |
| 12 Jun, 2025 | Robert Allan Schwartz | - | - | 41,780 | D | |||
| 02 Jun, 2025 | Christopher Becker | Common Stock | A | 2,613 | $0.00 | 53,832 | D | A |
| 02 Jun, 2025 | Peter Quick | Common Stock | A | 2,613 | $0.00 | 30,607 | D | A |
| 02 Jun, 2025 | Frank W Baier | - | - | 107,714 | D | |||
| 02 Jun, 2025 | Frank W Baier | Common Stock | A | 2,613 | $0.00 | 107,714 | D | A |
| 02 Jun, 2025 | Mark Sokolich | Common Stock | A | 2,613 | $0.00 | 111,402 | D | A |
| 02 Jun, 2025 | Nicholas Minoia | Common Stock | A | 2,613 | $0.00 | 69,760 | D | A |
| 02 Jun, 2025 | Michael W Kempner | Common Stock | A | 2,613 | $0.00 | 282,170 | D | A |
| 02 Jun, 2025 | Frank Iii Huttle | Common Stock | A | 2,613 | $0.00 | 88,997 | D | A |
| 02 Jun, 2025 | Stephen T. Boswell | Common Stock | A | 2,613 | $0.00 | 76,174 | D | A |
| 02 Jun, 2025 | Katherin Nukk-Freeman | Common Stock | A | 2,613 | $0.00 | 22,611 | D | A |
| 02 Jun, 2025 | Daniel E Rifkin | Common Stock | A | 2,613 | $0.00 | 204,253 | D | A |
| 02 Jun, 2025 | Anson M. Moise | Common Stock | A | 2,613 | $0.00 | 13,611 | D | A |
| 02 Jun, 2025 | Edward J. Haye | Common Stock | A | 2,613 | $0.00 | 14,232 | D | A |