| Holder | Position | Shares (Direct) | Shares (Indirect) | Report Date |
|---|---|---|---|---|
| Steven Sherman | Executive Chair | 449,153 | 0 | 26 Jun, 2023 |
| Daniel Asher | - | 0 | 270,432 | 20 Feb, 2026 |
| John Glenn | Chief Financial Officer | 35,130 | 0 | 28 Mar, 2022 |
| Stanley Stern | - | 167,008 | 0 | 06 Dec, 2022 |
| Jack Peurach | President Ceo | 146,142 | 0 | 02 Sep, 2021 |
| Mary Ann Cloyd | - | 456,707 | 0 | 19 May, 2025 |
| Corinna Lathan | - | 462,409 | 0 | 19 May, 2025 |
| Kecheng Li | - | 460,940 | 0 | 19 May, 2025 |
| Jason C Jones | Chief Operating Officer | 25,621 | 0 | 07 Jan, 2026 |
| William R Shaw | Chief Commercial Officer | 96,943 | 0 | 22 Feb, 2022 |
| Rhonda A. Wallen | - | 142,288 | 0 | 26 Jun, 2023 |
| Scott G. Davis | Ceo | 78,777 | 0 | 12 Nov, 2025 |
| Jerome Wong | Chief Financial Officer | 24,771 | 0 | 10 Dec, 2025 |
| Deborah Lafer Scher | - | 314,419 | 0 | 19 May, 2025 |
* Please note that the shares above only reflect shares from the fund portfolio and the institutional portfolio. Shares from the personal portfolio are excluded from this Institutional Ownership Page. See these insiders' latest transactions here on Insider Page.
| Transaction Date | Insider Name | Security Class | Transaction Type | Shares Traded | Price | Shares Remaining | Ownership | Code |
|---|---|---|---|---|---|---|---|---|
| 16 Mar, 2026 | Jason C Jones | Common Stock | A | 1,308 | $11.85 | 4,449 | I | P |
| 16 Mar, 2026 | Jerome Wong | Common Stock | A | 1,308 | $11.85 | 4,184 | I | P |
| 16 Mar, 2026 | Jerome Wong | Common Stock | A | 1,308 | $11.85 | 4,184 | I | P |
| 16 Mar, 2026 | Jason C Jones | Common Stock | A | 1,308 | $11.85 | 4,449 | I | P |
| 16 Mar, 2026 | Jerome Wong | Common Stock | A | 1,308 | $11.85 | 4,184 | I | P |
| 16 Mar, 2026 | Jason C Jones | Common Stock | A | 1,308 | $11.85 | 4,449 | I | P |
| 19 Feb, 2026 | Daniel Asher | Common Stock | A | 15,540 | $12.30 | 270,432 | I | P |
| 19 Feb, 2026 | Daniel Asher | Common Stock | A | 1,200 | $9.60 | 259,992 | I | P |
| 06 Feb, 2026 | Daniel Asher | Common Stock | A | 194 | $9.86 | 156,957 | I | P |
| 09 Feb, 2026 | Daniel Asher | Common Stock | A | 4,800 | $9.96 | 161,757 | I | P |
| 10 Feb, 2026 | Daniel Asher | Common Stock | A | 10,200 | $9.92 | 171,957 | I | P |
| 11 Feb, 2026 | Daniel Asher | Common Stock | A | 20,611 | $9.69 | 192,568 | I | P |
| 12 Feb, 2026 | Daniel Asher | Common Stock | A | 8,908 | $9.18 | 201,476 | I | P |
| 12 Feb, 2026 | Daniel Asher | Common Stock | A | 30,124 | $9.69 | 231,600 | I | P |
| 13 Feb, 2026 | Daniel Asher | Common Stock | A | 11,092 | $9.14 | 242,692 | I | P |
| 13 Feb, 2026 | Daniel Asher | Common Stock | A | 16,100 | $8.96 | 258,792 | I | P |
| 06 Jan, 2026 | Jason C Jones | Common Stock | D | 1,320 | $9.25 | 25,621 | D | S |
| 06 Jan, 2026 | Jason C Jones | Common Stock | D | 1,320 | $9.25 | 25,621 | D | S |
| 06 Jan, 2026 | Jason C Jones | Common Stock | D | 1,320 | $9.25 | 25,621 | D | S |
| 09 Dec, 2025 | Jerome Wong | Common Stock | D | 1,238 | $4.70 | 24,771 | D | S |