Carlyle CG Insider Ownership

NASDAQ CG
$36.56 +0.18 (+0.51%)
As of: Oct 19, 2026 · 3:59 PM EDT

Insider Holdings by Owner

78.02Mn Shares

Insider Ownership Statistics

as of 30 Sep, 2026
Insider Ownership
27.84%
▼-0.231% pp QoQ
Shares Held by Insiders
99.60Mn
filed for Sep 2026
▼-0.82% QoQ
Shares Outstanding
357.77Mn
357,772,352 shares
Direct Holdings
99.59Mn
Indirect: 17.00K
Net Shares Traded (QoQ)
-827.35K
net selling in Sep 2026
Insiders Holding Shares
26
with Form 4 holdings on file

Shares Owned by Insiders

Shares held % of outstanding
Latest —
Average ownership —
Peak ownership —

Shares Purchased/Sold by Insiders

Bought Sold
Latest quarter —
Net over range —
Buying quarters —

Insider Ownership Summary

Over the past 12 months, Carlyle insiders sold $75.78 million of stock on the open market (1.52Mn shares) and made no open-market purchases.

Form 4 Holdings

Insiders Holding CG

Insiders 26
Shares held 78.02Mn
Of outstanding 21.81%
# Insider Position Direct Indirect Total Share of Insiders Last Filed
1 William E Jr Conway Director 26,999,644 0 26,999,644 34.6% 05 Sep, 2025
2 David M. Rubenstein Director 26,899,644 0 26,899,644 34.5% 11 Sep, 2026
3 Harvey M Schwartz Chief Executive Officer 5,273,362 0 5,273,362 6.8% 28 Aug, 2026
4 Peter J Clare Co Chief Investment Officer 5,160,798 0 5,160,798 6.6% 09 Feb, 2023
5 Kewsong Lee Chief Executive Officer 2,198,726 0 2,198,726 2.8% 02 May, 2022
6 Christopher Finn Chief Operating Officer 1,917,572 0 1,917,572 2.5% 23 May, 2024
7 John C. Redett Co President 1,752,000 0 1,752,000 2.2% 28 Aug, 2026
8 Jeffrey Nedelman Co President 1,609,479 0 1,609,479 2.1% 28 Aug, 2026
9 Mark David Jenkins Co President 1,415,478 0 1,415,478 1.8% 28 Aug, 2026
10 Curtis L. Buser Chief Financial Officer 1,221,416 0 1,221,416 1.6% 03 Aug, 2023
11 Justin Plouffe Chief Financial Officer 852,461 0 852,461 1.1% 28 Aug, 2026
12 Jeffrey W. Ferguson General Counsel 783,474 0 783,474 1.0% 29 May, 2026
13 Lindsay Lobue Chief Operating Officer 700,578 0 700,578 0.9% 28 Aug, 2026
14 Bruce M. Larson Chief Human Resources Officer 403,069 0 403,069 0.5% 03 Aug, 2023
15 James H Jr Hance Director 316,538 0 316,538 0.4% 01 May, 2026
16 Charles Elliott Jr. Andrews Chief Accounting Officer 135,668 0 135,668 0.2% 28 Aug, 2026
17 William Joseph Shaw Director 78,093 0 78,093 0.1% 01 May, 2026
18 Lawton W Fitt Director 78,093 0 78,093 0.1% 01 May, 2026
19 Anthony Welters Director 47,849 0 47,849 0.1% 01 May, 2026
20 Derica W Rice Director 36,657 0 36,657 0.0% 01 May, 2026
21 Thomas S Robertson Director 33,404 0 33,404 0.0% 03 May, 2023
22 Mark S Ordan Director 30,613 0 30,613 0.0% 01 May, 2026
23 Linda Filler Director 26,163 0 26,163 0.0% 01 May, 2026
24 Sharda Cherwoo Director 20,398 0 20,398 0.0% 01 May, 2026
25 Afsaneh Mashayekhi Beschloss Director 14,689 0 14,689 0.0% 01 May, 2026
26 Kate Elizabeth Heinzelman General Counsel 11,109 0 11,109 0.0% 28 Aug, 2026

Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.

Form 4 Filings

547 Insider Transactions

Source SEC Form 4
Latest quarter Sep 2026
Download Data
Date Insider Position Transaction Shares Price Value Shares Held After Ownership
11 Sep, 2026 David M. Rubenstein Director Disposed G 100,000 $0.00 $0 27,299,644 Direct
11 Sep, 2026 David M. Rubenstein Director Disposed S 400,000 $42.74 $17.10Mn 26,899,644 Direct
26 Aug, 2026 John C. Redett Co President Acquired A 8,302 $0.00 $0 1,752,000 Direct
26 Aug, 2026 Lindsay Lobue Chief Operating Officer Acquired A 2,657 $0.00 $0 700,578 Direct
26 Aug, 2026 Kate Elizabeth Heinzelman General Counsel Acquired A 78 $0.00 $0 11,109 Direct
26 Aug, 2026 Harvey M Schwartz Chief Executive Officer Acquired A 19,240 $0.00 $0 5,273,362 Direct
26 Aug, 2026 Charles Elliott Jr. Andrews Chief Accounting Officer Acquired A 304 $0.00 $0 135,668 Direct
26 Aug, 2026 Jeffrey Nedelman Co President Acquired A 6,615 $0.00 $0 1,609,479 Direct
26 Aug, 2026 Mark David Jenkins Co President Acquired A 6,264 $0.00 $0 1,415,478 Direct
26 Aug, 2026 Justin Plouffe Chief Financial Officer Acquired A 3,769 $0.00 $0 852,461 Direct
01 Aug, 2026 John C. Redett Co President Disposed F 124,558 $46.02 $5.73Mn 1,743,698 Direct
01 Aug, 2026 Lindsay Lobue Chief Operating Officer Disposed F 18,284 $46.02 $841.43K 697,921 Direct
01 Aug, 2026 Jeffrey Nedelman Co President Disposed F 43,081 $46.02 $1.98Mn 1,602,864 Direct
01 Aug, 2026 Justin Plouffe Chief Financial Officer Disposed F 62,533 $46.02 $2.88Mn 848,692 Direct
01 Aug, 2026 Mark David Jenkins Co President Disposed F 124,793 $46.02 $5.74Mn 1,409,214 Direct
01 Aug, 2026 Kate Elizabeth Heinzelman General Counsel Acquired A 11,031 $0.00 $0 11,031 Direct
01 Aug, 2026 Charles Elliott Jr. Andrews Chief Accounting Officer Disposed F 12,364 $46.02 $568.99K 135,364 Direct
28 May, 2026 John C. Redett Co President Acquired A 10,830 $0.00 $0 1,868,256 Direct
28 May, 2026 Mark David Jenkins Co President Acquired A 7,634 $0.00 $0 1,534,007 Direct
28 May, 2026 Jeffrey W. Ferguson General Counsel Acquired A 1,274 $0.00 $0 783,474 Direct