Cadiz's top three insider shareholders as of May 23, 2026 are International Group Services Sa Heerema (TenPercentOwner, 22.78Mn shares), Keith Brackpool (Chairman And Ceo, 1.93Mn shares), Susan P Kennedy (Chief Executive Officer, 1.17Mn shares).
| Holder | Position | Shares (Direct) | Shares (Indirect) | Report Date |
|---|---|---|---|---|
| Keith Brackpool | Chairman And Ceo | 1,933,701 | 0 | 05 Apr, 2023 |
| Stephen E Courter | - | 75,489 | 0 | 30 Jun, 2025 |
| Stanley E Speer | Chief Financial Officer | 297,285 | 0 | 10 Apr, 2026 |
| Winston H Hickox | - | 193,071 | 0 | 30 Jun, 2025 |
| Kenneth T Lombard | - | 24,887 | 0 | 30 Jun, 2025 |
| Richard Garcia Polanco | - | 22,052 | 0 | 30 Jun, 2025 |
| Geoffrey T Grant | - | 520,882 | 0 | 05 Apr, 2023 |
| Scott S Slater | Chief Executive Officer | 123,881 | 0 | 17 Jul, 2023 |
| Barbara A Lloyd | - | 22,272 | 0 | 03 Apr, 2026 |
| Maria S. Dreyfus | - | 186,003 | 0 | 03 Apr, 2026 |
| De Macias Carolyn D Webb | - | 33,815 | 0 | 03 Jul, 2024 |
| Maria Echaveste | - | 39,627 | 0 | 30 Jun, 2025 |
| Susan P Kennedy | Chief Executive Officer | 1,171,921 | 0 | 10 Apr, 2026 |
| International Group Services Sa Heerema | - | 0 | 22,783,965 | 06 Nov, 2024 |
| Cathryn Rivera | Chief Operating Officer | 147,500 | 0 | 10 Apr, 2026 |
| David Mark O'Hara | - | 6,976 | 0 | 03 Apr, 2026 |
* Please note that the shares above only reflect shares from the fund portfolio and the institutional portfolio. Shares from the personal portfolio are excluded from this Institutional Ownership Page. See these insiders' latest transactions here on Insider Page.
| Transaction Date | Insider Name | Security Class | Transaction Type | Shares Traded | Price | Shares Remaining | Ownership | Code |
|---|---|---|---|---|---|---|---|---|
| 08 Apr, 2026 | Susan P Kennedy | Common Stock | A | 125,000 | $0.00 | 1,121,921 | D | A |
| 08 Apr, 2026 | Cathryn Rivera | Common Stock | A | 10,000 | $0.00 | 147,500 | D | A |
| 08 Apr, 2026 | Susan P Kennedy | Common Stock | A | 125,000 | $0.00 | 1,121,921 | D | A |
| 08 Apr, 2026 | Stanley E Speer | Common Stock | A | 25,075 | $0.00 | 283,860 | D | A |
| 08 Apr, 2026 | Cathryn Rivera | Common Stock | A | 10,000 | $0.00 | 147,500 | D | A |
| 31 Oct, 2025 | Susan P Kennedy | Common Stock | A | 50,000 | $0.00 | 1,171,921 | D | M |
| 31 Oct, 2025 | Susan P Kennedy | Common Stock | A | 50,000 | $0.00 | 1,171,921 | D | M |
| 31 Oct, 2025 | Stanley E Speer | Common Stock | A | 13,425 | $0.00 | 297,285 | D | M |
| 08 Apr, 2026 | Susan P Kennedy | Restricted Stock Units | D | 150,500 | - | 439,500 | D | D |
| 31 Oct, 2025 | Stanley E Speer | Restricted Stock Units | D | 25,000 | - | 260,000 | D | M |
| 08 Apr, 2026 | Susan P Kennedy | Restricted Stock Units | D | 150,500 | - | 439,500 | D | D |
| 31 Oct, 2025 | Susan P Kennedy | Restricted Stock Units | D | 50,000 | - | 389,500 | D | M |
| 31 Oct, 2025 | Susan P Kennedy | Restricted Stock Units | D | 50,000 | - | 389,500 | D | M |
| 01 Apr, 2026 | Barbara A Lloyd | Common Stock | A | 927 | $5.06 | 22,272 | D | A |
| 01 Apr, 2026 | David Mark O'Hara | Common Stock | A | 3,267 | $5.74 | 3,267 | D | A |
| 01 Apr, 2026 | David Mark O'Hara | Common Stock | A | 3,267 | $5.74 | 3,267 | D | A |
| 01 Apr, 2026 | David Mark O'Hara | Common Stock | A | 3,267 | $5.74 | 3,267 | D | A |
| 01 Apr, 2026 | Barbara A Lloyd | Common Stock | A | 927 | $5.06 | 22,272 | D | A |
| 01 Apr, 2026 | Maria S. Dreyfus | Common Stock | A | 3,709 | $5.06 | 186,003 | D | A |
| 01 Apr, 2026 | Barbara A Lloyd | Common Stock | A | 927 | $5.06 | 22,272 | D | A |