Capstone Holding CAPS Insider Ownership

NASDAQ CAPS
$2.71 -0.01 (-0.37%)
As of: Oct 20, 2026 · 12:42 PM EDT

Insider Holdings by Owner

4.53Mn Shares

Insider Ownership Statistics

as of 30 Sep, 2026
Insider Ownership
22.00%
Shares Held by Insiders
4.53Mn
filed for Sep 2026
▲+31.77% QoQ
Shares Outstanding
20.58Mn
20,578,551 shares
Direct Holdings
4.53Mn
Indirect: 0
Net Shares Traded (QoQ)
0
no net change in Sep 2026
Insiders Holding Shares
4
with Form 4 holdings on file

Shares Owned by Insiders

Shares held % of outstanding
Latest —
Average ownership —
Peak ownership —

Shares Purchased/Sold by Insiders

Bought Sold
Latest quarter —
Net over range —
Buying quarters —

Insider Ownership Summary

Across the past 12 months, Capstone Holding insiders reported no open-market purchases or sales.

Form 4 Holdings

Insiders Holding CAPS

Insiders 4
Shares held 4.53Mn
Of outstanding 22.00%
# Insider Position Direct Indirect Total Share of Insiders Last Filed
1 Matthew E. Lipman Chief Executive Officer 1,492,648 0 1,492,648 33.0% 11 Aug, 2026
2 Michael Toporek Director 1,492,647 0 1,492,647 33.0% 11 Aug, 2026
3 Kevin Allan Grotke President Ceo Of Totalstone 1,041,597 0 1,041,597 23.0% 11 Aug, 2026
4 Edward Christopher Schultz Chief Financial Officer 500,310 0 500,310 11.1% 11 Aug, 2026

Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.

Form 4 Filings

263 Insider Transactions

Source SEC Form 4
Latest quarter Sep 2026
Download Data
Date Insider Position Transaction Shares Price Value Shares Held After Ownership
07 Aug, 2026 Michael Toporek Director Acquired A 1,094,647 — — 1,492,647 Direct
07 Aug, 2026 Matthew E. Lipman Chief Executive Officer Acquired A 1,094,648 — — 1,492,648 Direct
07 Aug, 2026 Kevin Allan Grotke President Ceo Of Totalstone Acquired A 515,495 — — 1,041,597 Direct
07 Aug, 2026 Edward Christopher Schultz Chief Financial Officer Acquired A 310,310 — — 500,310 Direct
30 Mar, 2026 Matthew E. Lipman Chief Executive Officer Acquired A 356,250 $0.65 $231.21K 356,250 Direct
30 Mar, 2026 Michael Toporek Director Acquired A 356,250 $0.65 $231.21K 356,250 Direct
30 Mar, 2026 Edward Christopher Schultz Chief Financial Officer Acquired A 190,000 $0.65 $123.31K 190,000 Direct
21 Dec, 2018 Neil S Subin TenPercentOwner Disposed S 206,000 $0.05 $10.71K 2,708,484 Indirect
21 Dec, 2018 Neil S Subin TenPercentOwner Acquired P 103,000 $0.05 $5.36K 727,100 Indirect
30 Jan, 2018 Matthew E. Lipman Director, TenPercentOwner Acquired J 1 — — 1 Indirect
05 Oct, 2017 Lloyd I Iii Miller TenPercentOwner Disposed S 100,000 $0.06 $6.00K 624,100 Indirect
14 Jul, 2017 Partners L P/Il Bvf Other Disposed S 3,993,637 $0.06 $239.62K 0 Indirect
14 Jul, 2017 Partners L P/Il Bvf Other Disposed S 242,236 $0.06 $14.53K 1,377,652 Indirect
14 Jul, 2017 Partners L P/Il Bvf Other Disposed S 105,713 $0.06 $6.34K 890,487 Indirect
04 Jan, 2017 Leslie M Taeger Svp Chief Financial Officer Acquired P 50,000 $0.07 $3.50K 94,574 Direct
16 Dec, 2016 Lloyd I Iii Miller TenPercentOwner Disposed S 38,967 $0.04 $1.56K 0 Direct
15 Dec, 2016 Lloyd I Iii Miller TenPercentOwner Disposed S 20,000 $0.04 $800 38,967 Direct
10 Nov, 2016 Fredric J Feldman Director Acquired A 40,000 $0.00 $0 421,500 Direct
10 Nov, 2016 Elwood D Howse Director Acquired A 40,000 $0.00 $0 421,500 Direct
12 Aug, 2016 Lloyd I Iii Miller TenPercentOwner Disposed S 16,000 $0.06 $880 5,828,968 Indirect