Data spanning the past 90 days through January 10, 2026 reveals that Capricor Therapeutics's three principal insider shareholders consist of TenPercentOwner Shinyaku Co Ltd Nippon (7.09Mn shares), Chief Executive Officer Linda Marban (211.10K shares), Director Frank Litvack (176.12K shares).
| Holder | Position | Shares | Report Date |
|---|---|---|---|
| Shinyaku Co Ltd Nippon | 7,090,351 | 24 Sep, 2024 | |
| Linda Marban | Chief Executive Officer | 211,104 | 05 Mar, 2025 |
| Frank Litvack | 176,117 | 04 Mar, 2025 | |
| David B Musket | 81,692 | 09 Aug, 2024 | |
| Louis Manzo | 62,147 | 23 Feb, 2023 | |
| Earl M Jr Collier | 57,606 | 28 Feb, 2025 | |
| Karen Krasney | Evp And General Counsel | 28,047 | 16 Dec, 2024 |
| George W Jr Dunbar | 14,306 | 23 Dec, 2025 | |
| Anthony Bergmann | Chief Financial Officer | 8,223 | 04 Mar, 2025 |
| Paul Gisbert Auwaerter | 5,000 | 10 Oct, 2023 |
* Please note that the shares above only reflect shares from the fund portfolio and the institutional portfolio. Shares from the personal portfolio are excluded from this Institutional Ownership Page. See these insiders' latest transactions here on Insider Page.
| Transaction Date | Insider Name | Security Class | Transaction Type | Shares Traded | Price | Shares Remaining | Ownership | Code |
|---|---|---|---|---|---|---|---|---|
| 19 Dec, 2025 | George W Jr Dunbar | Common Stock | A | 3,000 | $1.39 | 14,306 | D | M |
| 05 Mar, 2025 | Linda Marban | Common Stock | D | 12,500 | $0.00 | 211,104 | D | J |
| 05 Mar, 2025 | Linda Marban | - | - | 211,104 | D | |||
| 03 Mar, 2025 | George W Jr Dunbar | Common Stock | A | 750 | $1.39 | 11,306 | D | M |
| 03 Mar, 2025 | Frank Litvack | Common Stock | A | 25,000 | $1.39 | 132,382 | D | M |
| 03 Mar, 2025 | Frank Litvack | - | - | 129,839 | D | |||
| 03 Mar, 2025 | Frank Litvack | Common Stock | D | 2,543 | $13.67 | 129,839 | D | F |
| 03 Mar, 2025 | Linda Marban | Common Stock | A | 25,000 | $1.39 | 223,604 | D | M |
| 03 Mar, 2025 | Linda Marban | - | - | 223,604 | D | |||
| 03 Mar, 2025 | Anthony Bergmann | Common Stock | A | 2,500 | $1.39 | 8,223 | D | M |
| 27 Feb, 2025 | Earl M Jr Collier | Common Stock | A | 750 | $1.39 | 57,606 | D | M |
| 27 Feb, 2025 | Earl M Jr Collier | - | - | 57,606 | D | |||
| 02 Jan, 2025 | Anthony Bergmann | Common Stock | A | 3,342 | $0.00 | 5,723 | D | A |
| 02 Jan, 2025 | Anthony Bergmann | - | - | 5,723 | D | |||
| 13 Dec, 2024 | Karen Krasney | Common Stock | A | 8,000 | $1.39 | 28,047 | D | M |
| 13 Dec, 2024 | Karen Krasney | - | - | 28,047 | D | |||
| 03 Dec, 2024 | Frank Litvack | - | - | 46,278 | I | |||
| 03 Dec, 2024 | Frank Litvack | Common Stock | A | 20,391 | $1.10 | 46,278 | I | M |
| 20 Sep, 2024 | Shinyaku Co Ltd Nippon | Common Stock, par value $0.001 per share | A | 2,798,507 | $5.36 | 7,090,351 | D | P |
| 20 Sep, 2024 | Shinyaku Co Ltd Nippon | - | - | 7,090,351 | D |