Capricor Therapeutics CAPR Insider Ownership

NASDAQ CAPR
$9.41 +0.14 (+1.45%)
As of: Sep 4, 2026 · 2:21 PM EDT

Insider Holdings by Owner

7.70Mn Shares

Insider Ownership Statistics

as of 30 Sep, 2026
Insider Ownership
0.293%
0% pp QoQ
Shares Held by Insiders
133.78K
filed for Sep 2026
0.00% QoQ
Shares Outstanding
45.72Mn
45,716,151 shares
Direct Holdings
133.78K
Indirect: 0
Net Shares Traded (QoQ)
0
no net change in Sep 2026
Insiders Holding Shares
10
with Form 4 holdings on file

Shares Owned by Insiders

Shares held % of outstanding
Latest
Average ownership
Peak ownership

Shares Purchased/Sold by Insiders

Bought Sold
Latest quarter
Net over range
Buying quarters

Insider Ownership Summary

Quarter ending 30 Sep, 2026

CAPR's three largest insider shareholders as of August 29, 2026 are Shinyaku Co Ltd Nippon (TenPercentOwner, 7.09Mn shares), Shinyaku Co Ltd Nippon (TenPercentOwner, 7.09Mn shares), Linda Marban (Chief Executive Officer, 211.10K shares).

Form 4 Holdings

Insiders Holding CAPR

Insiders 10
Shares held 7.70Mn
Of outstanding 16.84%
# Insider Position Direct Indirect Total Share of Insiders Last Filed
1 Shinyaku Co Ltd Nippon TenPercentOwner 7,090,351 0 7,090,351 92.1% 24 Sep, 2024
2 Linda Marban Chief Executive Officer 211,104 0 211,104 2.7% 05 Mar, 2025
3 Frank Litvack Director 133,776 0 133,776 1.7% 14 May, 2026
4 David B Musket Director 81,692 0 81,692 1.1% 09 Aug, 2024
5 Louis Manzo Director 62,147 0 62,147 0.8% 23 Feb, 2023
6 Earl M Jr Collier Director 57,606 0 57,606 0.7% 28 Feb, 2025
7 Karen Krasney Evp, General Counsel 30,547 0 30,547 0.4% 29 Jun, 2026
8 George W Jr Dunbar Director 14,306 0 14,306 0.2% 23 Dec, 2025
9 Anthony Bergmann Chief Financial Officer 11,223 0 11,223 0.1% 29 Jun, 2026
10 Paul Gisbert Auwaerter Director 5,000 0 5,000 0.1% 10 Oct, 2023

Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.

Form 4 Filings

1,156 Insider Transactions

Source SEC Form 4
Latest quarter Sep 2026
Download Data
Date Insider Position Transaction Shares Price Value Shares Held After Ownership
25 Jun, 2026 Anthony Bergmann Chief Financial Officer Acquired M 24,100 $3.18 $76.64K 35,323 Direct
25 Jun, 2026 Karen Krasney Evp, General Counsel Acquired M 24,100 $3.18 $76.64K 54,647 Direct
25 Jun, 2026 Anthony Bergmann Chief Financial Officer Disposed S 24,100 $30.38 $732.16K 11,223 Direct
25 Jun, 2026 Karen Krasney Evp, General Counsel Disposed S 24,100 $30.38 $732.16K 30,547 Direct
25 Jun, 2026 Anthony Bergmann Chief Financial Officer Disposed M 24,100 $0.00 $0 91,980 Direct
25 Jun, 2026 Karen Krasney Evp, General Counsel Disposed M 24,100 $0.00 $0 31,261 Direct
22 Jun, 2026 Karen Krasney Evp, General Counsel Acquired M 500 $3.18 $1.59K 31,047 Direct
22 Jun, 2026 Anthony Bergmann Chief Financial Officer Acquired M 500 $3.18 $1.59K 11,723 Direct
22 Jun, 2026 Karen Krasney Evp, General Counsel Disposed S 500 $30.00 $15.00K 30,547 Direct
22 Jun, 2026 Anthony Bergmann Chief Financial Officer Disposed S 500 $30.00 $15.00K 11,223 Direct
24 Jun, 2026 Anthony Bergmann Chief Financial Officer Acquired M 400 $3.18 $1.27K 11,623 Direct
24 Jun, 2026 Karen Krasney Evp, General Counsel Acquired M 400 $3.18 $1.27K 30,947 Direct
24 Jun, 2026 Karen Krasney Evp, General Counsel Disposed S 400 $30.00 $12.00K 30,547 Direct
24 Jun, 2026 Anthony Bergmann Chief Financial Officer Disposed S 400 $30.00 $12.00K 11,223 Direct
22 Jun, 2026 Karen Krasney Evp, General Counsel Disposed M 500 $0.00 $0 55,761 Direct
22 Jun, 2026 Anthony Bergmann Chief Financial Officer Disposed M 500 $0.00 $0 116,480 Direct
24 Jun, 2026 Karen Krasney Evp, General Counsel Disposed M 400 $0.00 $0 55,361 Direct
24 Jun, 2026 Anthony Bergmann Chief Financial Officer Disposed M 400 $0.00 $0 116,080 Direct
26 May, 2026 Michael T Maurer Chief Commercial Officer Acquired A 80,000 $0.00 $0 80,000 Direct
18 May, 2026 Anthony Bergmann Chief Financial Officer Acquired M 3,000 $1.39 $4.17K 11,223 Direct