| Holder | Position | Shares (Direct) | Shares (Indirect) | Report Date |
|---|---|---|---|---|
| Charles B Johnson | Chairman Of The Board | 90,108,421 | 0 | 29 Dec, 2025 |
| Jennifer M Johnson | Chief Executive Officer | 3,324,184 | 605,929 | 12 Jan, 2026 |
| Gregory E Johnson | Executive Chairman | 2,687,554 | 282,675 | 29 Dec, 2025 |
| Gregory E Johnson | Executive Chairman | 2,687,554 | 282,675 | 29 Dec, 2025 |
| Jennifer M Johnson | President And Ceo | 0 | 2,637,700 | 30 Aug, 2024 |
| Adam Benjamin Spector | Evp, Head Global Distribution | 593,282 | 0 | 03 Sep, 2025 |
| Adam Benjamin Spector | Evp, Head Global Distribution | 593,282 | 0 | 03 Sep, 2025 |
| Matthew Nicholls | Co President, Cfo Coo | 548,947 | 0 | 03 Dec, 2025 |
| Matthew Nicholls | Co President, Cfo Coo | 548,947 | 0 | 03 Dec, 2025 |
| Jennifer M Johnson | President And Ceo | 0 | 464,215 | 14 Dec, 2023 |
| Daniel Gamba | Co President, Chief Commercial | 442,870 | 0 | 16 Oct, 2025 |
| Jennifer M Johnson | President And Ceo | 0 | 216,900 | 26 Aug, 2024 |
| Terrence Murphy | Co President, Public Markets | 186,159 | 0 | 05 Nov, 2025 |
| Terrence Murphy | Co President, Public Markets | 186,159 | 0 | 05 Nov, 2025 |
| Craig Steven Tyle | Evp General Counsel | 134,220 | 0 | 14 Dec, 2021 |
| Craig Steven Tyle | Evp General Counsel | 134,220 | 0 | 14 Dec, 2021 |
| Jed A. Plafker | Executive Vice President | 117,648 | 0 | 02 Sep, 2022 |
| Jed A. Plafker | Executive Vice President | 117,648 | 0 | 02 Sep, 2022 |
| Gwen L Shaneyfelt | Chief Accounting Officer | 99,732 | 0 | 05 Dec, 2023 |
| Gwen L Shaneyfelt | Chief Accounting Officer | 99,732 | 0 | 05 Dec, 2023 |
| Thomas C Merchant | Evp, General Counsel | 92,612 | 0 | 03 Dec, 2025 |
| Thomas C Merchant | Evp, General Counsel | 92,612 | 0 | 03 Dec, 2025 |
| Alok Sethi | Evp, Head Of Global Operations | 90,510 | 0 | 03 Sep, 2025 |
| Alok Sethi | Evp, Head Of Global Operations | 90,510 | 0 | 03 Sep, 2025 |
| Geoffrey Y Yang | - | 74,064 | 0 | 04 Feb, 2026 |
| Geoffrey Y Yang | - | 74,064 | 0 | 04 Feb, 2026 |
| Anthony Noto | - | 47,152 | 0 | 04 Feb, 2026 |
| Anthony Noto | - | 47,152 | 0 | 04 Feb, 2026 |
| John W Thiel | - | 40,792 | 0 | 04 Feb, 2026 |
| John W Thiel | - | 40,792 | 0 | 04 Feb, 2026 |
| Mariann H Byerwalter | - | 0 | 34,781 | 04 Feb, 2026 |
| Lindsey Harumi Oshita | Chief Accounting Officer | 28,727 | 0 | 15 Oct, 2025 |
| Lindsey Harumi Oshita | Chief Accounting Officer | 28,727 | 0 | 15 Oct, 2025 |
* Please note that the shares above only reflect shares from the fund portfolio and the institutional portfolio. Shares from the personal portfolio are excluded from this Institutional Ownership Page. See these insiders' latest transactions here on Insider Page.
| Transaction Date | Insider Name | Security Class | Transaction Type | Shares Traded | Price | Shares Remaining | Ownership | Code |
|---|---|---|---|---|---|---|---|---|
| 01 Apr, 2026 | Karen Matsushima King | Deferred Director's Fees (FRI) | A | 1,452 | $23.59 | 70,432 | D | A |
| 03 Feb, 2026 | Karen Matsushima King | Deferred Director's Fees (FRI) | A | 7,593 | $27.00 | 68,980 | D | A |
| 04 Feb, 2026 | Anthony Noto | Common Stock, par value $.10 | A | 7,593 | $27.00 | 47,152 | D | A |
| 03 Feb, 2026 | Mariann H Byerwalter | Common Stock, par value $.10 | A | 7,593 | $27.00 | 34,781 | I | A |
| 03 Feb, 2026 | Anthony Noto | Common Stock, par value $.10 | A | 7,593 | $27.00 | 47,152 | D | A |
| 03 Feb, 2026 | Geoffrey Y Yang | Common Stock, par value $.10 | A | 7,593 | $27.00 | 74,064 | D | A |
| 03 Feb, 2026 | Seth H. Waugh | Deferred Director's Fees (FRI) | A | 7,593 | $27.00 | 46,009 | D | A |
| 03 Feb, 2026 | Alexander S Friedman | Deferred Director's Fees (FRI) | A | 7,593 | $27.00 | 46,009 | D | A |
| 03 Feb, 2026 | John W Thiel | Common Stock, par value $.10 | A | 7,593 | $27.00 | 40,792 | D | A |
| 11 Jan, 2026 | Karen Matsushima King | Deferred Director's Fees (FRI) | A | 97 | $25.66 | 61,387 | D | A |
| 02 Jan, 2026 | Karen Matsushima King | Deferred Director's Fees (FRI) | A | 1,439 | $23.80 | 60,530 | D | A |
| 26 Dec, 2025 | Gregory E Johnson | Common Stock, par value $.10 | A | 1,272 | - | 2,687,554 | D | G |
| 26 Dec, 2025 | Gregory E Johnson | Common Stock, par value $.10 | A | 2,544 | - | 254,959 | I | G |
| 26 Dec, 2025 | Gregory E Johnson | Common Stock, par value $.10 | A | 1,272 | - | 27,716 | I | G |
| 01 Dec, 2025 | Matthew Nicholls | Common Stock, par value $.10 | D | 50,427 | $22.54 | 548,947 | D | F |
| 01 Dec, 2025 | Thomas C Merchant | Common Stock, par value $.10 | D | 8,091 | $22.54 | 92,612 | D | F |
| 01 Dec, 2025 | Gregory E Johnson | Common Stock, par value $.10 | D | 8,460 | $22.54 | 2,686,282 | D | F |
| 12 Nov, 2025 | Karen Matsushima King | Deferred Director's Fees (FRI) | A | 108 | $23.05 | 59,091 | D | A |
| 04 Nov, 2025 | Gregory E Johnson | Common Stock, par value $.10 | A | 25,012 | $22.59 | 2,678,086 | D | A |
| 04 Nov, 2025 | Terrence Murphy | Common Stock, par value $.10 | A | 46,730 | $22.59 | 186,159 | D | A |