Battalion Oil's top three insider shareholders as of September 29, 2026 are Iv Investment Opportunities, Llc Gen (TenPercentOwner, 3.49Mn shares), Management Llc Luminus (TenPercentOwner, 881.93K shares), William D Rogers (Director, 72.00K shares).
| # | Insider | Position | Direct | Indirect | Total | Share of Insiders | Last Filed |
|---|---|---|---|---|---|---|---|
| 1 | Iv Investment Opportunities, Llc Gen | TenPercentOwner | 3,494,259 | 0 | 3,494,259 | 76.7% | 07 Aug, 2026 |
| 2 | Management Llc Luminus | TenPercentOwner | 0 | 881,932 | 881,932 | 19.4% | 23 Sep, 2026 |
| 3 | William D Rogers | Director | 72,000 | 0 | 72,000 | 1.6% | 28 Aug, 2026 |
| 4 | Richard H Little | Chief Executive Officer | 47,471 | 0 | 47,471 | 1.0% | 22 Feb, 2023 |
| 5 | Gregory S. Hinds | Director | 26,001 | 0 | 26,001 | 0.6% | 28 Aug, 2026 |
| 6 | Daniel P Rohling | Chief Operating Officer | 20,096 | 0 | 20,096 | 0.4% | 17 Jul, 2026 |
| 7 | Grant R Evans | Vp, Exploration Geosciences | 9,580 | 0 | 9,580 | 0.2% | 22 Feb, 2023 |
| 8 | Leah R. Kasparek | Svp, Hr Corporate Secretary | 5,267 | 0 | 5,267 | 0.1% | 22 Feb, 2023 |
| 9 | Walter R Mayer | Svp, General Counsel | 174 | 0 | 174 | 0.0% | 28 Aug, 2026 |
Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.
| Date | Insider | Position | Transaction | Shares | Price | Value | Shares Held After | Ownership |
|---|---|---|---|---|---|---|---|---|
| 21 Sep, 2026 | Management Llc Luminus | TenPercentOwner | Disposed J | 187,523 | $0.00 | $0 | 881,932 | Indirect |
| 26 Aug, 2026 | Walter R Mayer | Svp, General Counsel | Disposed S | 6,479 | $1.30 | $8.44K | 174 | Direct |
| 27 Aug, 2026 | Gregory S. Hinds | Director | Acquired P | 14,400 | $1.31 | $18.86K | 26,001 | Direct |
| 26 Aug, 2026 | William D Rogers | Director | Acquired P | 70,000 | $1.30 | $91.17K | 72,000 | Direct |
| 07 Aug, 2026 | Iv Investment Opportunities, Llc Gen | TenPercentOwner | Acquired C | 253,815 | $0.00 | $0 | 253,815 | Direct |
| 07 Aug, 2026 | Iv Investment Opportunities, Llc Gen | TenPercentOwner | Acquired C | 1,607,845 | $0.00 | $0 | 1,861,660 | Direct |
| 07 Aug, 2026 | Iv Investment Opportunities, Llc Gen | TenPercentOwner | Acquired C | 799,216 | $0.00 | $0 | 2,660,876 | Direct |
| 07 Aug, 2026 | Iv Investment Opportunities, Llc Gen | TenPercentOwner | Acquired C | 833,383 | $0.00 | $0 | 3,494,259 | Direct |
| 07 Aug, 2026 | Iv Investment Opportunities, Llc Gen | TenPercentOwner | Disposed S | 5,138 | — | — | 0 | Direct |
| 07 Aug, 2026 | Iv Investment Opportunities, Llc Gen | TenPercentOwner | Disposed S | 6,578 | — | — | 1,232 | Direct |
| 07 Aug, 2026 | Iv Investment Opportunities, Llc Gen | TenPercentOwner | Disposed C | 1,232 | $0.00 | $0 | 0 | Direct |
| 07 Aug, 2026 | Iv Investment Opportunities, Llc Gen | TenPercentOwner | Disposed C | 6,630 | $0.00 | $0 | 0 | Direct |
| 07 Aug, 2026 | Iv Investment Opportunities, Llc Gen | TenPercentOwner | Disposed C | 3,789 | $0.00 | $0 | 0 | Direct |
| 07 Aug, 2026 | Iv Investment Opportunities, Llc Gen | TenPercentOwner | Disposed C | 3,789 | $0.00 | $0 | 0 | Direct |
| 15 Jul, 2026 | Charles E Martin | Vp, Controller | Acquired A | 68,154 | $0.00 | $0 | 68,154 | Direct |
| 16 Jul, 2026 | Walter R Mayer | Svp, General Counsel | Disposed F | 2,376 | $1.20 | $2.85K | 6,653 | Direct |
| 16 Jul, 2026 | Daniel P Rohling | Chief Operating Officer | Disposed F | 6,468 | $1.20 | $7.76K | 20,096 | Direct |
| 15 Jul, 2026 | Matthew Steele | Chief Executive Officer | Acquired A | 283,100 | $0.00 | $0 | 283,100 | Direct |
| 15 Jul, 2026 | Walter R Mayer | Svp, General Counsel | Acquired A | 83,880 | $0.00 | $0 | 83,880 | Direct |
| 15 Jul, 2026 | Daniel P Rohling | Chief Operating Officer | Acquired A | 256,887 | $0.00 | $0 | 256,887 | Direct |