Banc Of California BANC Insider Ownership

NYSE BANC

$18.00 -0.13 (-0.72%)

At close: Nov 10, 2026 · 4:00 PM EST

Insider Holdings by Owner

12.09Mn Shares

Pincus Llc Warburg10.53Mn87.1%

Jared M Wolff333.46K2.8%

John M Iii Eggemeyer193.77K1.6%

Richard J Lashley75.53K0.6%

Hamid Hussain75.03K0.6%

Other insiders (25)878.95K7.3%

Insider Ownership Statistics

as of 30 Sep, 2026

Insider Ownership

4.72%

▼-0.0025% pp QoQ

Shares Held by Insiders

7.36Mn

filed for Sep 2026

▼-0.05% QoQ

Shares Outstanding

155.84Mn

155,843,000 shares

Direct Holdings

1.10Mn

Indirect: 6.26Mn

Net Open-Market Trades

-16.54K

net sold · -$309.88K in Sep 2026

Insiders Holding Shares

with Form 4 holdings on file

Shares Owned by Insiders

Shares held % of outstanding

Latest —

Average ownership —

Peak ownership —

Open-Market Insider Trades

Bought Sold

Latest quarter —

Net over range —

Net-buying quarters —

Insider Ownership Summary

Updated Nov 4, 2026

In the last 12 months, insiders at Banc of California made open-market purchases of $395,434 (19.49K shares) and open-market sales of $303.21 million (15.14Mn shares).

A count shows 2 insiders buying BANC stock on the open market over the past 12 months and 4 insiders selling.
Among Banc of California's insiders, the largest open-market purchases in the past 12 months were by Hamid Hussain (President of the Bank), totaling $295,680 (14K shares), most recently on February 9, 2026.
On the selling side, Warburg Pincus LLC (Director) was the top open-market seller of Banc of California over the past 12 months, with $302.43 million sold (15.1Mn shares) and the latest sale on February 13, 2026.
Jared M. Wolff (Chairman and CEO) made the most recent open-market trade by an insider of Banc of California, a purchase of 5.49K shares for $99,754 on October 30, 2026.
Outside the open market, Banc of California insiders received 191.24K shares in stock awards and gave up 82.88K shares to cover taxes or exercise prices over the past 12 months.
According to Business Quant data, insiders at Banc of California reported 7.37Mn shares in total in their latest Form 4 filings, or 4.73% of the 155.84Mn shares outstanding; that total is up 0.12% from 7.36Mn shares at the end of Q2 2026 and down 5.96% from 7.84Mn shares at the end of Q3 2025.
Direct holdings account for 1.1Mn shares (14.98%) of BANC's insider total, and indirect holdings through trusts, partnerships and family members for 6.27Mn shares (85.02%).
BANC's insider total is spread across 20 insiders who have filed a Form 4 in the past two years.
BANC's largest insider holders by reported holdings are Richard J. Lashley (Director, 3.01Mn shares), Warburg Pincus LLC (Director, 2.64Mn shares) and Jared M. Wolff (Chairman and CEO, 546.32K shares).
Richard J. Lashley alone accounts for 40.89% of the shares held by Banc of California insiders.
Over the past 12 months, 17 insiders reported transactions in Banc of California stock in 37 Form 4 filings.
The insider data for BANC reflects Form 4 filings through November 2, 2026.

Form 4 Holdings

Insiders Holding BANC

Insiders 30

Shares held 12.09Mn

Of outstanding 7.76%

#	Insider	Position	Direct	Indirect	Total	Share of Insiders	Last Filed
1	Pincus Llc Warburg	Director	0	10,530,488	10,530,488	87.1%	17 Feb, 2026
2	Jared M Wolff	Chairman And Ceo	0	333,456	333,456	2.8%	02 Nov, 2026
3	John M Iii Eggemeyer	Director	193,772	0	193,772	1.6%	08 May, 2026
4	Richard J Lashley	Director	35,708	39,825	75,533	0.6%	18 Sep, 2025
5	Hamid Hussain	President Of The Bank	75,026	0	75,026	0.6%	03 Mar, 2026
6	John K Sotoodeh	Chief Operating Officer	74,565	0	74,565	0.6%	12 Mar, 2024
7	Paul Robert Burke	Director	64,507	1,000	65,507	0.5%	08 May, 2026
8	Joseph Kauder	Chief Financial Officer	60,361	0	60,361	0.5%	03 Aug, 2026
9	Bryan M Corsini	Chief Credit Officer	59,045	0	59,045	0.5%	27 May, 2026
10	Susan E Lester	Director	53,264	0	53,264	0.4%	08 May, 2026
11	James Andrew Barker	Director	48,907	0	48,907	0.4%	08 May, 2026
12	Andrew Thau	Director	46,282	0	46,282	0.4%	08 May, 2026
13	Ido Dotan	General Counsel, Corp Secrty	0	45,702	45,702	0.4%	11 Sep, 2026
14	Joseph J Rice	Sr Evp And Vice Chairman	44,531	0	44,531	0.4%	10 Jul, 2026
15	Lynn A Sullivan	Chief Risk Officer	44,466	0	44,466	0.4%	10 Mar, 2022
16	Bonnie Guiton Hill	Director	40,162	0	40,162	0.3%	12 May, 2023
17	Lynn M Hopkins	Chief Financial Officer	37,049	0	37,049	0.3%	10 Mar, 2023
18	Shannon F Eusey	Director	34,992	0	34,992	0.3%	08 May, 2026
19	Vania E Schlogel	Director	33,665	0	33,665	0.3%	08 May, 2026
20	Olivia I Lindsay	Chief Risk Officer	32,842	0	32,842	0.3%	04 Aug, 2026
21	Raymond J Rindone	Deputy Cfo	24,383	0	24,383	0.2%	27 Feb, 2025
22	Monica L Sparks	Chief Accounting Officer	24,063	0	24,063	0.2%	01 Mar, 2024
23	Robert G Dyck	Chief Credit Officer	22,606	0	22,606	0.2%	12 Mar, 2024
24	Karen Hon	Chief Accounting Officer	20,740	0	20,740	0.2%	01 Apr, 2026
25	Todd Schell	Director	14,545	0	14,545	0.1%	09 May, 2025
26	Denis P Kalscheur	Director	13,062	0	13,062	0.1%	12 May, 2023
27	Jonah Schnel	Director	10,700	0	10,700	0.1%	12 May, 2023
28	Mary A Curran	Director	10,663	0	10,663	0.1%	08 May, 2026
29	Robert D Sznewajs	Director	8,699	0	8,699	0.1%	03 Aug, 2023
30	Diana Hanson	Chief Accounting Officer	8,145	0	8,145	0.1%	04 Nov, 2022

Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.

Form 4 Filings

1,146 Insider Transactions

Source SEC Form 4

Latest quarter Sep 2026

Date	Insider	Position	Transaction	Shares	Price	Value	Shares Held After	Ownership
30 Oct, 2026	Jared M Wolff	Chairman And Ceo	Acquired P	5,487	$18.18	$99.75K	333,456	Indirect
10 Sep, 2026	Ido Dotan	General Counsel, Corp Secrty	Disposed S	10,541	$18.30	$192.85K	45,702	Indirect
04 Aug, 2026	Olivia I Lindsay	Chief Risk Officer	Disposed S	6,000	$19.51	$117.03K	32,842	Direct
02 Aug, 2026	Joseph Kauder	Chief Financial Officer	Disposed F	5,444	$19.15	$104.25K	60,361	Direct
08 Jul, 2026	Joseph J Rice	Sr Evp And Vice Chairman	Acquired A	18,114	$0.00	$0	44,531	Direct
08 Jul, 2026	Joseph J Rice	Sr Evp And Vice Chairman	Acquired A	50,000	$0.00	$0	50,000	Direct
26 May, 2026	Bryan M Corsini	Chief Credit Officer	Disposed S	14,988	$19.06	$285.73K	59,045	Direct
09 May, 2026	Bryan M Corsini	Chief Credit Officer	Disposed F	9,677	$19.04	$184.25K	74,033	Direct
06 May, 2026	Paul Robert Burke	Director	Acquired A	4,780	$0.00	$0	64,507	Direct
06 May, 2026	Andrew Thau	Director	Acquired A	4,780	$0.00	$0	46,282	Direct
06 May, 2026	Susan E Lester	Director	Acquired A	4,780	$0.00	$0	53,264	Direct
06 May, 2026	John M Iii Eggemeyer	Director	Acquired A	4,780	$0.00	$0	193,772	Direct
06 May, 2026	Mary A Curran	Director	Acquired A	4,780	$0.00	$0	10,663	Direct
06 May, 2026	Shannon F Eusey	Director	Acquired A	4,780	$0.00	$0	34,992	Direct
06 May, 2026	Joseph J Rice	Director	Acquired A	4,780	$0.00	$0	26,417	Direct
06 May, 2026	James Andrew Barker	Director	Acquired A	4,780	$0.00	$0	48,907	Direct
06 May, 2026	Vania E Schlogel	Director	Acquired A	4,780	$0.00	$0	33,665	Direct
29 Apr, 2026	Bryan M Corsini	Chief Credit Officer	Disposed S	10,399	$18.52	$192.59K	83,710	Direct
29 Apr, 2026	Bryan M Corsini	Chief Credit Officer	Disposed S	10,399	$18.52	$192.59K	83,710	Direct
31 Mar, 2026	Karen Hon	Chief Accounting Officer	Disposed F	1,295	$17.40	$22.53K	20,740	Direct

Showing 1 to 20 of 1,146 transactions