BayFirst Financial BAFN Insider Ownership

NASDAQ BAFN
$6.06 -0.03 (-0.57%)
At close: Nov 11, 2026 · 4:00 PM EST

Insider Holdings by Owner

14.90Mn Shares
Kenneth R Lehman12.18Mn81.8%
Alfred Tate Jr Rogers1.14Mn7.7%
Mark S Berset737.57K5.0%
Dennis Reppard Iii Deloach206.68K1.4%
Anthony Saravanos114.18K0.8%
Other insiders (16)517.02K3.5%

Insider Ownership Statistics

as of 30 Sep, 2026
Insider Ownership
42.70%
▲+27.23% pp QoQ
Shares Held by Insiders
1.75Mn
filed for Sep 2026
▲+176.06% QoQ
Shares Outstanding
4.11Mn
4,107,554 shares
Direct Holdings
513.11K
Indirect: 1.24Mn
Net Open-Market Trades
0
no open-market trades in Sep 2026
Insiders Holding Shares
21
with Form 4 holdings on file

Shares Owned by Insiders

Shares held % of outstanding
Latest —
Average ownership —
Peak ownership —

Open-Market Insider Trades

Bought Sold
Latest quarter —
Net over range —
Net-buying quarters —

Insider Ownership Summary

Updated

Across the past 12 months, BayFirst Financial insiders made no open-market purchases, and sold 1.14Mn shares on the open market with no usable reported price.

Form 4 Holdings

Insiders Holding BAFN

Insiders 21
Shares held 14.90Mn
Of outstanding 362.64%
# Insider Position Direct Indirect Total Share of Insiders Last Filed
1 Kenneth R Lehman Director, TenPercentOwner 12,177,535 0 12,177,535 81.8% 13 Oct, 2026
2 Alfred Tate Jr Rogers Ceo President 0 1,142,800 1,142,800 7.7% 07 Aug, 2026
3 Mark S Berset Director 525,872 211,701 737,573 5.0% 09 Nov, 2026
4 Dennis Reppard Iii Deloach Director 206,677 0 206,677 1.4% 09 Nov, 2026
5 Anthony Saravanos Director 114,181 0 114,181 0.8% 13 Oct, 2026
6 Christos Politis Director 87,323 0 87,323 0.6% 13 Oct, 2026
7 George Apostolou Director 87,169 0 87,169 0.6% 28 Jan, 2022
8 Derek Steven Berset Director 70,233 0 70,233 0.5% 18 May, 2026
9 Robin Leigh Oliver Coo 50,617 0 50,617 0.3% 09 Nov, 2026
10 Bradly William Spoor Director 5,975 43,867 49,842 0.3% 13 Oct, 2026
11 Harold Jack Winner Director 49,485 0 49,485 0.3% 19 Dec, 2022
12 Anthony N Leo Chief Executive Officer 35,302 0 35,302 0.2% 19 May, 2025
13 Tarek Helal Director 24,473 0 24,473 0.2% 19 Sep, 2024
14 Thomas Gerard Zernick Ceo 18,565 0 18,565 0.1% 06 Feb, 2026
15 Barbara J Zipperian Director 10,905 0 10,905 0.1% 09 Nov, 2026
16 Scott Joseph Mckim Evp, Chief Financial Officer 8,278 0 8,278 0.1% 09 Nov, 2026
17 Alexander Octavius Harris Director 6,657 0 6,657 0.0% 18 May, 2026
18 Sheryl Wudunn Director 6,237 0 6,237 0.0% 18 May, 2026
19 Matthew Mann Luckey Executive Vice President 5,457 0 5,457 0.0% 24 Oct, 2022
20 Brandi Nicole Jaber Executive Vice President 4,946 0 4,946 0.0% 06 Feb, 2023
21 Rhonda S Tudor Svp, Chief Accounting Officer 1,531 0 1,531 0.0% 06 Feb, 2026

Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.

Form 4 Filings

679 Insider Transactions

Source SEC Form 4
Latest quarter Sep 2026
Download Data
Date Insider Position Transaction Shares Price Value Shares Held After Ownership
06 Nov, 2026 Barbara J Zipperian Director Acquired J 824 — — 10,905 Direct
06 Nov, 2026 Scott Joseph Mckim Evp, Chief Financial Officer Acquired J 2,747 — — 8,278 Direct
06 Nov, 2026 Mark S Berset Director Acquired J 96,153 — — 525,872 Direct
06 Nov, 2026 Robin Leigh Oliver Coo Acquired J 27,472 — — 50,617 Direct
06 Nov, 2026 Dennis Reppard Iii Deloach Director Acquired J 137,362 — — 206,677 Direct
06 Nov, 2026 Mark S Berset Director Acquired J 41,208 — — 73,642 Indirect
06 Nov, 2026 Dennis Reppard Iii Deloach Director Disposed C 500 — — 0 Direct
06 Nov, 2026 Scott Joseph Mckim Evp, Chief Financial Officer Disposed C 10 — — 0 Direct
06 Nov, 2026 Barbara J Zipperian Director Disposed C 3 — — 0 Direct
06 Nov, 2026 Robin Leigh Oliver Coo Disposed C 100 — — 0 Direct
06 Nov, 2026 Mark S Berset Director Acquired J 27,472 — — 124,866 Indirect
06 Nov, 2026 Mark S Berset Director Disposed C 350 — — 0 Direct
06 Nov, 2026 Mark S Berset Director Disposed C 150 — — 0 Indirect
06 Nov, 2026 Mark S Berset Director Disposed C 100 — — 0 Indirect
08 Oct, 2026 Dennis Reppard Iii Deloach Director Acquired J 33,575 $3.50 $117.51K 69,315 Direct
08 Oct, 2026 Bradly William Spoor Director Acquired J 3,021 $3.50 $10.57K 5,975 Direct
08 Oct, 2026 Kenneth R Lehman Director, TenPercentOwner Acquired J 749,535 $3.50 $2.62Mn 12,177,535 Direct
08 Oct, 2026 Anthony Saravanos Director Acquired J 57,159 $3.50 $200.06K 114,181 Direct
08 Oct, 2026 Robin Leigh Oliver Coo Acquired J 11,006 $3.50 $38.52K 23,145 Direct
08 Oct, 2026 Mark S Berset Director Acquired J 214,908 $3.50 $752.18K 429,719 Direct