Axos Financial AX Insider Ownership

NYSE AX

$92.66 +0.23 (+0.25%)

At close: Nov 6, 2026 · 4:00 PM EST

Insider Holdings by Owner

2.38Mn Shares

Gregory Garrabrants1.51Mn63.4%

Eshel Bar-Adon131.05K5.5%

Paul Grinberg119.73K5.0%

Mosich Nick79.94K3.4%

James S Argalas71.24K3.0%

Other insiders (19)470.46K19.8%

Insider Ownership Statistics

as of 30 Sep, 2026

Insider Ownership

4.50%

▲+0.023% pp QoQ

Shares Held by Insiders

2.55Mn

filed for Sep 2026

▲+0.52% QoQ

Shares Outstanding

56.73Mn

56,734,049 shares

Direct Holdings

2.37Mn

Indirect: 184.42K

Net Open-Market Trades

-500

net sold · -$52.65K in Sep 2026

Insiders Holding Shares

with Form 4 holdings on file

Shares Owned by Insiders

Shares held % of outstanding

Latest —

Average ownership —

Peak ownership —

Open-Market Insider Trades

Bought Sold

Latest quarter —

Net over range —

Net-buying quarters —

Insider Ownership Summary

Updated Oct 21, 2026

Over the trailing 12 months, AX insiders sold $7.23 million worth of shares (73.78K shares) in open-market trades, with no open-market purchases.

Behind Axos Financial's open-market sales in the past 12 months were 9 insiders, and no insider bought.
Gregory Garrabrants (President and CEO) sold the most Axos Financial stock on the open market over the past 12 months, $4.29 million (43.29K shares), most recently on February 4, 2026.
Roque A. Santi (Director) made the most recent open-market trade by an insider of Axos Financial, a sale of 500 shares for $52,650 on August 5, 2026.
Apart from open-market trades, AX insiders received 202.03K shares in stock awards, acquired 93.89K shares through option exercises and conversions and gave away 9.22K shares as gifts in the past 12 months.
Business Quant data puts insider holdings in AX at 2.55Mn shares across insiders' latest Form 4 filings, up 0.52% from 2.54Mn shares at the end of Q2 2026 and up 2.97% from 2.48Mn shares at the end of Q3 2025.
Of the 2.55Mn shares held by Axos Financial insiders, 2.37Mn shares (92.77%) are held directly and 184.42K shares (7.23%) indirectly, through trusts, partnerships, family members and other entities.
Business Quant counts 23 insiders with holdings in Axos Financial stock, among the officers, directors and 10% owners who have filed a Form 4 in the past two years.
AX's three largest insider shareholders, per their latest Form 4 filings, are Gregory Garrabrants (President and CEO, 1.68Mn shares), Eshel Bar-Adon (EVP, Strategic Partnerships An, 134.43K shares) and Paul Grinberg (Director, 119.73K shares).
The largest insider, Gregory Garrabrants, holds 65.96% of AX's insider total.
Institutions held 84.95% of Axos Financial's outstanding shares in their Q2 2026 13F filings, insiders about 4.50% based on their latest Form 4 filings, and other investors, including the public, the remaining 10.55%.
A total of 58 Form 4 filings with transactions in Axos Financial stock were made over the past 12 months, by 21 insiders.
The insider holdings and trades above for Axos Financial reflect Form 4 filings through September 16, 2026.

Form 4 Holdings

Insiders Holding AX

Insiders 24

Shares held 2.38Mn

Of outstanding 4.20%

#	Insider	Position	Direct	Total	Share of Insiders	Last Filed
1	Gregory Garrabrants	President And Ceo	1,509,266	1,509,266	63.4%	01 Jul, 2026
2	Eshel Bar-Adon	Evp, Strategic Partnerships An	131,051	131,051	5.5%	16 Sep, 2026
3	Paul Grinberg	Director	119,728	119,728	5.0%	18 Nov, 2025
4	Mosich Nick	Director	79,942	79,942	3.4%	19 Feb, 2026
5	James S Argalas	Director	71,240	71,240	3.0%	14 May, 2026
6	Andrew J Micheletti	Evp, Finance	67,460	67,460	2.8%	05 Aug, 2025
7	Brian D Swanson	President, Consumer Bank	59,582	59,582	2.5%	16 Sep, 2026
8	Edward James Ratinoff	Director	46,209	46,209	1.9%	08 Dec, 2025
9	Raymond D Matsumoto	Evp, Chief Operating Officer	43,911	43,911	1.8%	16 Sep, 2026
10	Derrick Walsh	Evp, Chief Financial Officer	42,058	42,058	1.8%	16 Sep, 2026
11	James John Court	Director	32,169	32,169	1.4%	06 Feb, 2026
12	Uzair Dada	Director	31,555	31,555	1.3%	18 Nov, 2025
13	John Charles Tolla	Evp, Chief Risk Officer	30,911	30,911	1.3%	16 Sep, 2026
14	David X Park	Other	19,581	19,581	0.8%	25 Sep, 2025
15	Thomas M Constantine	Evp, Chief Credit Officer	17,998	17,998	0.8%	16 Sep, 2026
16	Ron Pitters	Other	14,592	14,592	0.6%	26 Sep, 2023
17	Tamara N Bohlig	Director	12,919	12,919	0.5%	10 Dec, 2025
18	Sara Wardell-Smith	Director	12,395	12,395	0.5%	18 Nov, 2025
19	Ann Gill	Svp, Chief Accounting Officer	11,340	11,340	0.5%	16 Sep, 2026
20	Stefani D Carter	Director	11,148	11,148	0.5%	18 Nov, 2025
21	Roque A Santi	Director	7,146	7,146	0.3%	07 Aug, 2026
22	Michael James Watson	Evp, Head Of Axos Securities	6,183	6,183	0.3%	16 Sep, 2026
23	David M Crow	Evp, Head Of Clearing	1,716	1,716	0.1%	24 Mar, 2026
24	Candace L Thiele	Evp, Chief Administrative Offi	1,583	1,583	0.1%	16 Sep, 2026

Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.

Form 4 Filings

2,791 Insider Transactions

Source SEC Form 4

Latest quarter Sep 2026

Date	Insider	Position	Transaction	Shares	Price	Value	Shares Held After	Ownership
15 Sep, 2026	Ann Gill	Other	Acquired M	1,643	$92.68	$152.27K	12,224	Direct
15 Sep, 2026	Eshel Bar-Adon	Evp, Strategic Partnerships An	Acquired M	3,629	$92.68	$336.34K	133,007	Direct
15 Sep, 2026	Candace L Thiele	Other	Acquired M	1,122	$92.68	$103.99K	2,130	Direct
15 Sep, 2026	Raymond D Matsumoto	Other	Acquired M	4,946	$92.68	$458.40K	46,579	Direct
15 Sep, 2026	Brian D Swanson	Other	Acquired M	3,381	$92.68	$313.35K	61,404	Direct
15 Sep, 2026	Thomas M Constantine	Other	Acquired M	3,905	$92.68	$361.92K	20,100	Direct
15 Sep, 2026	Derrick Walsh	Evp, Chief Financial Officer	Acquired M	4,127	$92.68	$382.49K	44,280	Direct
15 Sep, 2026	Michael James Watson	Other	Acquired M	3,174	$92.68	$294.17K	7,766	Direct
15 Sep, 2026	John Charles Tolla	Evp, Chief Risk Officer	Acquired M	3,502	$92.68	$324.57K	32,796	Direct
15 Sep, 2026	Michael James Watson	Other	Disposed D	1,583	$92.68	$146.71K	6,183	Direct
15 Sep, 2026	Brian D Swanson	Other	Disposed D	1,822	$92.68	$168.86K	59,582	Direct
15 Sep, 2026	John Charles Tolla	Evp, Chief Risk Officer	Disposed D	1,885	$92.68	$174.70K	30,911	Direct
15 Sep, 2026	Ann Gill	Other	Disposed D	884	$92.68	$81.93K	11,340	Direct
15 Sep, 2026	Raymond D Matsumoto	Other	Disposed D	2,668	$92.68	$247.27K	43,911	Direct
15 Sep, 2026	Derrick Walsh	Evp, Chief Financial Officer	Disposed D	2,222	$92.68	$205.93K	42,058	Direct
15 Sep, 2026	Candace L Thiele	Other	Disposed D	547	$92.68	$50.70K	1,583	Direct
15 Sep, 2026	Eshel Bar-Adon	Evp, Strategic Partnerships An	Disposed D	1,956	$92.68	$181.28K	131,051	Direct
15 Sep, 2026	Thomas M Constantine	Other	Disposed D	2,102	$92.68	$194.81K	17,998	Direct
15 Sep, 2026	Ann Gill	Other	Disposed M	1,643	$0.00	$0	6,542	Direct
15 Sep, 2026	Brian D Swanson	Other	Disposed M	3,381	$0.00	$0	17,275	Direct

Showing 1 to 20 of 2,791 transactions