| Holder | Position | Shares (Direct) | Shares (Indirect) | Report Date |
|---|---|---|---|---|
| J Brandon Black | - | 14,241 | 0 | 09 Sep, 2021 |
| Raymond D Matsumoto | Evp, Chief Operating Officer | 41,633 | 0 | 24 Mar, 2026 |
| Paul Grinberg | - | 119,728 | 0 | 18 Nov, 2025 |
| Roque A Santi | - | 8,146 | 0 | 18 Nov, 2025 |
| Andrew J Micheletti | Evp, Finance | 67,460 | 0 | 05 Aug, 2025 |
| Gregory Garrabrants | President And Ceo | 1,416,229 | 0 | 06 Feb, 2026 |
| Mosich Nick | - | 79,942 | 0 | 19 Feb, 2026 |
| Edward James Ratinoff | - | 46,209 | 0 | 08 Dec, 2025 |
| James John Court | - | 32,169 | 0 | 06 Feb, 2026 |
| James S Argalas | - | 73,340 | 0 | 18 Nov, 2025 |
| Stefani D Carter | - | 11,148 | 0 | 18 Nov, 2025 |
| Uzair Dada | - | 31,555 | 0 | 18 Nov, 2025 |
| Derrick Walsh | Evp, Chief Financial Officer | 40,153 | 0 | 24 Mar, 2026 |
| Jeffrey Sime | - | 595 | 0 | 01 Sep, 2021 |
| John Charles Tolla | Evp, Chief Risk Officer | 29,294 | 0 | 24 Mar, 2026 |
| Brian D Swanson | President, Consumer Bank | 58,023 | 0 | 24 Mar, 2026 |
| Eshel Bar-Adon | Evp Strategic Partnerships An | 129,378 | 0 | 24 Mar, 2026 |
| Thomas M Constantine | Evp, Chief Credit Officer | 18,189 | 0 | 24 Mar, 2026 |
| Tamara N Bohlig | - | 12,919 | 0 | 10 Dec, 2025 |
| David X Park | - | 19,581 | 0 | 25 Sep, 2025 |
| Ron Pitters | - | 14,592 | 0 | 26 Sep, 2023 |
| David M Crow | Evp, Head Of Clearing | 1,716 | 0 | 24 Mar, 2026 |
| Sara Wardell-Smith | - | 12,395 | 0 | 18 Nov, 2025 |
| Ann Gill | Svp, Chief Accounting Officer | 10,581 | 0 | 24 Mar, 2026 |
| Candace L Thiele | Evp, Chief Administrative Offi | 1,008 | 0 | 24 Mar, 2026 |
| Michael James Watson | Evp, Head Of Axos Securities | 6,245 | 0 | 24 Mar, 2026 |
* Please note that the shares above only reflect shares from the fund portfolio and the institutional portfolio. Shares from the personal portfolio are excluded from this Institutional Ownership Page. See these insiders' latest transactions here on Insider Page.
| Transaction Date | Insider Name | Security Class | Transaction Type | Shares Traded | Price | Shares Remaining | Ownership | Code |
|---|---|---|---|---|---|---|---|---|
| 15 Mar, 2026 | Eshel Bar-Adon | Common Stock | D | 952 | $84.68 | 128,872 | D | D |
| 20 Mar, 2026 | David M Crow | Common Stock | A | 583 | $82.93 | 1,916 | D | M |
| 20 Mar, 2026 | David M Crow | Common Stock | A | 583 | $82.93 | 1,916 | D | M |
| 20 Mar, 2026 | Michael James Watson | Common Stock | A | 983 | $82.93 | 6,736 | D | M |
| 20 Mar, 2026 | Raymond D Matsumoto | Common Stock | A | 1,621 | $82.93 | 42,507 | D | M |
| 20 Mar, 2026 | Derrick Walsh | Common Stock | A | 1,360 | $82.93 | 40,886 | D | M |
| 20 Mar, 2026 | Ann Gill | Common Stock | A | 601 | $82.93 | 10,904 | D | M |
| 20 Mar, 2026 | Candace L Thiele | Common Stock | A | 444 | $82.93 | 1,225 | D | M |
| 20 Mar, 2026 | Thomas M Constantine | Common Stock | A | 1,124 | $82.93 | 18,795 | D | M |
| 20 Mar, 2026 | Brian D Swanson | Common Stock | A | 2,943 | $82.93 | 59,067 | D | M |
| 20 Mar, 2026 | Candace L Thiele | Common Stock | A | 444 | $82.93 | 1,225 | D | M |
| 20 Mar, 2026 | John Charles Tolla | Common Stock | A | 2,943 | $82.93 | 30,338 | D | M |
| 20 Mar, 2026 | Brian D Swanson | Common Stock | A | 2,943 | $82.93 | 59,067 | D | M |
| 20 Mar, 2026 | John Charles Tolla | Common Stock | A | 2,943 | $82.93 | 30,338 | D | M |
| 20 Mar, 2026 | Ann Gill | Common Stock | A | 601 | $82.93 | 10,904 | D | M |
| 20 Mar, 2026 | Michael James Watson | Common Stock | A | 983 | $82.93 | 6,736 | D | M |
| 20 Mar, 2026 | Raymond D Matsumoto | Common Stock | A | 1,621 | $82.93 | 42,507 | D | M |
| 20 Mar, 2026 | Thomas M Constantine | Common Stock | A | 1,124 | $82.93 | 18,795 | D | M |
| 20 Mar, 2026 | Derrick Walsh | Common Stock | A | 1,360 | $82.93 | 40,886 | D | M |
| 20 Mar, 2026 | David M Crow | Common Stock | A | 583 | $82.93 | 1,916 | D | M |