Axos Financial AX Insider Ownership

NYSE AX
$93.26 -3.24 (-3.36%)
As of: Sep 9, 2026 · 3:59 PM EDT

Insider Holdings by Owner

2.37Mn Shares

Insider Ownership Statistics

as of 30 Sep, 2026
Insider Ownership
—
share count not reported for this filer set
Shares Held by Insiders
2.37Mn
filed for Sep 2026
▼-0.64% QoQ
Shares Outstanding
—
not reported
Direct Holdings
2.37Mn
Indirect: 0
Net Shares Traded (QoQ)
-15.34K
net selling in Sep 2026
Insiders Holding Shares
25
with Form 4 holdings on file

Shares Owned by Insiders

Shares held % of outstanding
Latest —
Average ownership —
Peak ownership —

Shares Purchased/Sold by Insiders

Bought Sold
Latest quarter —
Net over range —
Buying quarters —

Insider Ownership Summary

Quarter ending 30 Sep, 2026

As of September 09, 2026, Axos Financial's top three insider holders are Gregory Garrabrants (President And Ceo, 1.51Mn shares), Eshel Bar-Adon (Evp Strategic Partnerships An, 129.38K shares), Paul Grinberg (Director, 119.73K shares).

Form 4 Holdings

Insiders Holding AX

Insiders 25
Shares held 2.37Mn
Of outstanding —
# Insider Position Direct Indirect Total Share of Insiders Last Filed
1 Gregory Garrabrants President And Ceo 1,509,266 0 1,509,266 63.7% 01 Jul, 2026
2 Eshel Bar-Adon Evp Strategic Partnerships An 129,378 0 129,378 5.5% 24 Mar, 2026
3 Paul Grinberg Director 119,728 0 119,728 5.1% 18 Nov, 2025
4 Mosich Nick Director 79,942 0 79,942 3.4% 19 Feb, 2026
5 James S Argalas Director 71,240 0 71,240 3.0% 14 May, 2026
6 Andrew J Micheletti Evp, Finance 67,460 0 67,460 2.8% 05 Aug, 2025
7 Brian D Swanson President, Consumer Bank 58,023 0 58,023 2.4% 24 Mar, 2026
8 Edward James Ratinoff Director 46,209 0 46,209 2.0% 08 Dec, 2025
9 Raymond D Matsumoto Evp, Chief Operating Officer 41,633 0 41,633 1.8% 24 Mar, 2026
10 Derrick Walsh Evp, Chief Financial Officer 40,153 0 40,153 1.7% 24 Mar, 2026
11 James John Court Director 32,169 0 32,169 1.4% 06 Feb, 2026
12 Uzair Dada Director 31,555 0 31,555 1.3% 18 Nov, 2025
13 John Charles Tolla Evp, Chief Risk Officer 29,294 0 29,294 1.2% 24 Mar, 2026
14 David X Park Other 19,581 0 19,581 0.8% 25 Sep, 2025
15 Thomas M Constantine Evp, Chief Credit Officer 16,195 0 16,195 0.7% 09 Jun, 2026
16 Ron Pitters Other 14,592 0 14,592 0.6% 26 Sep, 2023
17 Tamara N Bohlig Director 12,919 0 12,919 0.5% 10 Dec, 2025
18 Sara Wardell-Smith Director 12,395 0 12,395 0.5% 18 Nov, 2025
19 Stefani D Carter Director 11,148 0 11,148 0.5% 18 Nov, 2025
20 Ann Gill Svp, Chief Accounting Officer 10,581 0 10,581 0.4% 24 Mar, 2026
21 Roque A Santi Director 7,146 0 7,146 0.3% 07 Aug, 2026
22 Michael James Watson Evp, Head Of Axos Securities 4,592 0 4,592 0.2% 21 May, 2026
23 David M Crow Evp, Head Of Clearing 1,716 0 1,716 0.1% 24 Mar, 2026
24 Candace L Thiele Evp, Chief Administrative Offi 1,008 0 1,008 0.0% 24 Mar, 2026
25 Jeffrey Sime Other 595 0 595 0.0% 01 Sep, 2021

Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.

Form 4 Filings

10,822 Insider Transactions

Source SEC Form 4
Latest quarter Sep 2026
Download Data
Date Insider Position Transaction Shares Price Value Shares Held After Ownership
03 Sep, 2026 Gregory Garrabrants President And Ceo Acquired A 61,482 $0.00 $0 454,229 Direct
05 Aug, 2026 Roque A Santi Director Disposed S 500 $105.30 $52.65K 7,146 Direct
30 Jun, 2026 Gregory Garrabrants President And Ceo Acquired A 202,032 $97.39 $19.68Mn 1,618,261 Direct
30 Jun, 2026 Gregory Garrabrants President And Ceo Disposed D 108,995 $97.39 $10.62Mn 1,509,266 Direct
30 Jun, 2026 Gregory Garrabrants President And Ceo Disposed M 202,032 $0.00 $0 392,747 Direct
08 Jun, 2026 Thomas M Constantine Other Disposed S 1,994 $88.55 $176.57K 16,195 Direct
19 May, 2026 Michael James Watson Other Disposed S 1,653 $83.77 $138.47K 4,592 Direct
12 May, 2026 James S Argalas Director Disposed G 2,100 $84.66 $177.79K 71,240 Direct
08 May, 2026 Roque A Santi Director Disposed S 500 $87.77 $43.89K 7,646 Direct
15 Mar, 2026 Eshel Bar-Adon Evp Strategic Partnerships An Disposed D 952 $84.68 $80.62K 128,872 Direct
20 Mar, 2026 Ann Gill Svp, Chief Accounting Officer Acquired M 601 $82.93 $49.84K 10,904 Direct
20 Mar, 2026 John Charles Tolla Evp, Chief Risk Officer Acquired M 2,943 $82.93 $244.06K 30,338 Direct
20 Mar, 2026 John Charles Tolla Evp, Chief Risk Officer Acquired M 2,943 $82.93 $244.06K 30,338 Direct
20 Mar, 2026 David M Crow Evp, Head Of Clearing Acquired M 583 $82.93 $48.35K 1,916 Direct
20 Mar, 2026 Candace L Thiele Evp, Chief Administrative Offi Acquired M 444 $82.93 $36.82K 1,225 Direct
20 Mar, 2026 Derrick Walsh Evp, Chief Financial Officer Acquired M 1,360 $82.93 $112.78K 40,886 Direct
20 Mar, 2026 Thomas M Constantine Evp, Chief Credit Officer Acquired M 1,124 $82.93 $93.21K 18,795 Direct
20 Mar, 2026 Candace L Thiele Evp, Chief Administrative Offi Acquired M 444 $82.93 $36.82K 1,225 Direct
20 Mar, 2026 Raymond D Matsumoto Evp, Chief Operating Officer Acquired M 1,621 $82.93 $134.43K 42,507 Direct
20 Mar, 2026 Brian D Swanson President, Consumer Bank Acquired M 2,943 $82.93 $244.06K 59,067 Direct