Axos Financial, Inc. (AX) Insider Ownership

Historic Insider Ownership Trends

Top Direct Holders

Insider ownership data is derived from the last 60 months of Form 4 SEC filings.
Holder Position Shares (Direct) Shares (Indirect) Report Date
Gregory Garrabrants President And Ceo 1,416,229 0 06 Feb, 2026
Gregory Garrabrants President And Ceo 1,416,229 0 06 Feb, 2026
Eshel Bar-Adon Evp Strategic Partnerships An 129,378 0 24 Mar, 2026
Paul Grinberg - 119,728 0 18 Nov, 2025
Paul Grinberg - 119,728 0 18 Nov, 2025
Mosich Nick - 79,942 0 19 Feb, 2026
Mosich Nick - 79,942 0 19 Feb, 2026
James S Argalas - 73,340 0 18 Nov, 2025
Andrew J Micheletti Evp, Finance 67,460 0 05 Aug, 2025
Andrew J Micheletti Evp, Finance 67,460 0 05 Aug, 2025
Brian D Swanson President, Consumer Bank 58,023 0 24 Mar, 2026
Brian D Swanson President, Consumer Bank 58,023 0 24 Mar, 2026
Edward James Ratinoff - 46,209 0 08 Dec, 2025
Edward James Ratinoff - 46,209 0 08 Dec, 2025
Raymond D Matsumoto Evp, Chief Operating Officer 41,633 0 24 Mar, 2026
Raymond D Matsumoto Evp, Chief Operating Officer 41,633 0 24 Mar, 2026
Derrick Walsh Evp, Chief Financial Officer 40,153 0 24 Mar, 2026
Derrick Walsh Evp, Chief Financial Officer 40,153 0 24 Mar, 2026
James John Court - 32,169 0 06 Feb, 2026
James John Court - 32,169 0 06 Feb, 2026
Uzair Dada - 31,555 0 18 Nov, 2025
Uzair Dada - 31,555 0 18 Nov, 2025
John Charles Tolla Evp, Chief Risk Officer 29,294 0 24 Mar, 2026
John Charles Tolla Evp, Chief Risk Officer 29,294 0 24 Mar, 2026
David X Park - 19,581 0 25 Sep, 2025
David X Park - 19,581 0 25 Sep, 2025
Thomas M Constantine Evp, Chief Credit Officer 18,189 0 24 Mar, 2026
Thomas M Constantine Evp, Chief Credit Officer 18,189 0 24 Mar, 2026
Ron Pitters - 14,592 0 26 Sep, 2023
Ron Pitters - 14,592 0 26 Sep, 2023
J Brandon Black - 14,241 0 09 Sep, 2021
Tamara N Bohlig - 12,919 0 10 Dec, 2025
Tamara N Bohlig - 12,919 0 10 Dec, 2025
Sara Wardell-Smith - 12,395 0 18 Nov, 2025
Sara Wardell-Smith - 12,395 0 18 Nov, 2025
Stefani D Carter - 11,148 0 18 Nov, 2025
Ann Gill Svp, Chief Accounting Officer 10,581 0 24 Mar, 2026
Ann Gill Svp, Chief Accounting Officer 10,581 0 24 Mar, 2026
Roque A Santi - 8,146 0 18 Nov, 2025
Roque A Santi - 8,146 0 18 Nov, 2025
Michael James Watson Evp, Head Of Axos Securities 6,245 0 24 Mar, 2026
Michael James Watson Evp, Head Of Axos Securities 6,245 0 24 Mar, 2026
David M Crow Evp, Head Of Clearing 1,716 0 24 Mar, 2026
David M Crow Evp, Head Of Clearing 1,716 0 24 Mar, 2026
Candace L Thiele Evp, Chief Administrative Offi 1,008 0 24 Mar, 2026
Candace L Thiele Evp, Chief Administrative Offi 1,008 0 24 Mar, 2026
Jeffrey Sime - 595 0 01 Sep, 2021
Jeffrey Sime - 595 0 01 Sep, 2021

* Please note that the shares above only reflect shares from the fund portfolio and the institutional portfolio. Shares from the personal portfolio are excluded from this Institutional Ownership Page. See these insiders' latest transactions here on Insider Page.

Recent Insider Transactions

Detailed insider trading activity based on Form 4 SEC filings.
Download Data
Transaction Date Insider Name Security Class Transaction Type Shares Traded Price Shares Remaining Ownership Code
15 Mar, 2026 Eshel Bar-Adon Common Stock D 952 $84.68 128,872 D D
20 Mar, 2026 Derrick Walsh Common Stock A 1,360 $82.93 40,886 D M
20 Mar, 2026 Thomas M Constantine Common Stock A 1,124 $82.93 18,795 D M
20 Mar, 2026 Eshel Bar-Adon Common Stock A 1,098 $82.93 129,970 D M
20 Mar, 2026 Brian D Swanson Common Stock A 2,943 $82.93 59,067 D M
20 Mar, 2026 David M Crow Common Stock A 583 $82.93 1,916 D M
20 Mar, 2026 Ann Gill Common Stock A 601 $82.93 10,904 D M
20 Mar, 2026 Raymond D Matsumoto Common Stock A 1,621 $82.93 42,507 D M
20 Mar, 2026 John Charles Tolla Common Stock A 2,943 $82.93 30,338 D M
20 Mar, 2026 Michael James Watson Common Stock A 983 $82.93 6,736 D M
20 Mar, 2026 Candace L Thiele Common Stock A 444 $82.93 1,225 D M
20 Mar, 2026 Candace L Thiele Common Stock D 217 $82.93 1,008 D D
20 Mar, 2026 Ann Gill Common Stock D 323 $82.93 10,581 D D
20 Mar, 2026 Thomas M Constantine Common Stock D 606 $82.93 18,189 D D
20 Mar, 2026 Michael James Watson Common Stock D 491 $82.93 6,245 D D
20 Mar, 2026 Raymond D Matsumoto Common Stock D 874 $82.93 41,633 D D
20 Mar, 2026 John Charles Tolla Common Stock A 1,177 $82.93 31,515 D M
20 Mar, 2026 Brian D Swanson Common Stock A 1,177 $82.93 60,244 D M
20 Mar, 2026 Eshel Bar-Adon Common Stock D 592 $82.93 129,378 D D
20 Mar, 2026 David M Crow Common Stock D 200 $82.93 1,716 D D