Ascent Solar Technologies ASTI Insider Ownership

NASDAQ ASTI
$1.71 -0.06 (-3.39%)
At close: Oct 23, 2026 · 4:00 PM EDT

Insider Holdings by Owner

6.26K Shares

Insider Ownership Statistics

as of 30 Sep, 2026
Insider Ownership
0.053%
Shares Held by Insiders
5.16K
filed for Sep 2026
Shares Outstanding
9.82Mn
9,816,431 shares
Direct Holdings
5.16K
Indirect: 0
Net Shares Traded (QoQ)
0
no net change in Sep 2026
Insiders Holding Shares
11
with Form 4 holdings on file

Shares Owned by Insiders

Shares held % of outstanding
Latest —
Average ownership —
Peak ownership —

Shares Purchased/Sold by Insiders

Bought Sold
Latest quarter —
Net over range —
Buying quarters —

Insider Ownership Summary

Over the past 12 months, Ascent Solar Technologies insiders sold $410,862 of stock on the open market (83.46K shares) and made no open-market purchases.

Form 4 Holdings

Insiders Holding ASTI

Insiders 11
Shares held 6.26K
Of outstanding 0.064%
# Insider Position Direct Indirect Total Share of Insiders Last Filed
1 Paul P. Warley Chief Executive Officer 2,465 0 2,465 39.4% 12 Jun, 2024
2 David Theodore Jr Peterson Director 1,082 0 1,082 17.3% 02 Jul, 2024
3 Gregory C Thompson Director 424 0 424 6.8% 19 Jan, 2024
4 Louis C. Berezovsky Director 424 0 424 6.8% 19 Jan, 2024
5 Investment Holding, Llc Bd1 TenPercentOwner 397 0 397 6.3% 07 Apr, 2023
6 Jin H. Jo Chief Financial Officer 376 0 376 6.0% 11 Jun, 2024
7 Bobby Gulati Chief Operating Officer 328 0 328 5.2% 03 Jan, 2025
8 Investment, Llc Crowdex TenPercentOwner 277 0 277 4.4% 02 Mar, 2022
9 Ag Tubesolar TenPercentOwner 248 0 248 4.0% 01 Jun, 2022
10 Jeffrey Max Chief Executive Office 177 0 177 2.8% 27 Sep, 2022
11 Reynolds T. Forrest Director 62 0 62 1.0% 15 Sep, 2026

Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.

Form 4 Filings

1,296 Insider Transactions

Source SEC Form 4
Latest quarter Sep 2026
Download Data
Date Insider Position Transaction Shares Price Value Shares Held After Ownership
11 Sep, 2026 Reynolds T. Forrest Director Disposed S 22,152 $2.89 $64.10K 62 Direct
25 Aug, 2026 Reynolds T. Forrest Director Disposed S 4,120 $3.05 $12.58K 27,214 Direct
27 Aug, 2026 Reynolds T. Forrest Director Disposed S 5,000 $3.10 $15.51K 22,214 Direct
02 Jul, 2026 David Theodore Jr Peterson Director Acquired A 100,000 $0.00 $0 100,000 Direct
02 Jul, 2026 Jin H. Jo Chief Financial Officer Acquired A 175,000 $0.00 $0 175,000 Direct
02 Jul, 2026 Bobby Gulati Chief Operating Officer Acquired A 175,000 $0.00 $0 175,000 Direct
02 Jul, 2026 Reynolds T. Forrest Director Acquired A 95,000 $0.00 $0 95,000 Direct
02 Jul, 2026 Gregory C Thompson Director Acquired A 95,000 $0.00 $0 95,000 Direct
02 Jul, 2026 Louis C. Berezovsky Director Acquired A 95,000 $0.00 $0 95,000 Direct
02 Jul, 2026 Paul P. Warley Chief Executive Officer Acquired A 350,000 $0.00 $0 350,000 Direct
02 Jun, 2026 Reynolds T. Forrest Director Disposed S 5,000 $9.45 $47.25K 31,334 Direct
29 May, 2026 Reynolds T. Forrest Director Acquired M 10,000 $1.63 $16.30K 46,248 Direct
29 May, 2026 Reynolds T. Forrest Director Disposed F 2,071 $7.87 $16.30K 44,177 Direct
29 May, 2026 Reynolds T. Forrest Director Disposed S 7,843 $9.15 $71.76K 36,334 Direct
29 May, 2026 Reynolds T. Forrest Director Disposed M 10,000 $0.00 $0 10,000 Direct
28 May, 2026 Reynolds T. Forrest Director Acquired M 10,000 $1.63 $16.30K 38,655 Direct
28 May, 2026 Reynolds T. Forrest Director Disposed F 2,407 $6.77 $16.30K 36,248 Direct
28 May, 2026 Reynolds T. Forrest Director Disposed M 10,000 $0.00 $0 20,000 Direct
22 May, 2026 Reynolds T. Forrest Director Acquired C 28,343 $2.50 $70.86K 28,655 Direct
22 May, 2026 Reynolds T. Forrest Director Disposed C 61 $0.00 $0 0 Direct