As of September 09, 2026, Ameriprise Financial's top three insider holders are James M Cracchiolo (Chairman And Ceo, 107.63K shares), Colin Moore (Evp Global Cio, 66.52K shares), Colin Moore (Evp Global Cio, 66.52K shares).
| # | Insider | Position | Direct | Indirect | Total | Share of Insiders | Last Filed |
|---|---|---|---|---|---|---|---|
| 1 | James M Cracchiolo | Chairman And Ceo | 107,633 | 0 | 107,633 | 36.6% | 30 Jul, 2026 |
| 2 | Colin Moore | Evp Global Cio | 66,517 | 0 | 66,517 | 22.6% | 01 Feb, 2022 |
| 3 | John Robert Woerner | Pres Ins Chief Strat Officer | 34,167 | 0 | 34,167 | 11.6% | 04 Feb, 2022 |
| 4 | William F Truscott | Ceo, Global Asset Management | 15,285 | 0 | 15,285 | 5.2% | 13 Jul, 2026 |
| 5 | William Davies | Executive Vp, Global Cio | 14,529 | 0 | 14,529 | 4.9% | 03 Feb, 2026 |
| 6 | Joseph Edward Sweeney | Pres Awm Products Services | 11,458 | 0 | 11,458 | 3.9% | 03 Feb, 2026 |
| 7 | William Jerryl Williams | Pres, Wealth Mgmt Advisor Grp | 6,780 | 0 | 6,780 | 2.3% | 29 Jul, 2026 |
| 8 | Robert Francis Jr Sharpe | Director | 0 | 6,300 | 6,300 | 2.1% | 12 May, 2026 |
| 9 | Gerard P. Smyth | Evp Hd. Of Tech. Serv. Del | 6,103 | 0 | 6,103 | 2.1% | 18 May, 2026 |
| 10 | Walter Stanley Berman | Executive Vp And Cfo | 5,609 | 0 | 5,609 | 1.9% | 30 Jul, 2026 |
| 11 | Gumer Alvero | President Insuranceannuities | 4,621 | 0 | 4,621 | 1.6% | 11 Feb, 2026 |
| 12 | Petruzillo Kelli A. Hunter | Exec Vp Of Human Resources | 4,208 | 0 | 4,208 | 1.4% | 13 Jul, 2026 |
| 13 | Heather J. Melloh | Evp And General Counsel | 3,937 | 0 | 3,937 | 1.3% | 12 Aug, 2026 |
| 14 | Deirdre Davey Mcgraw | Evp Mktg, Strat. Comms. | 3,373 | 0 | 3,373 | 1.1% | 10 Aug, 2026 |
| 15 | John R. Hutt | Sr Vice Pres And Controller | 3,088 | 0 | 3,088 | 1.0% | 14 Feb, 2022 |
| 16 | Dawn M. Brockman | Svp And Controller | 713 | 0 | 713 | 0.2% | 12 Aug, 2026 |
Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.
| Date | Insider | Position | Transaction | Shares | Price | Value | Shares Held After | Ownership |
|---|---|---|---|---|---|---|---|---|
| 10 Aug, 2026 | Dawn M. Brockman | Svp And Controller | Disposed S | 472 | $558.93 | $263.82K | 713 | Direct |
| 10 Aug, 2026 | Heather J. Melloh | Evp And General Counsel | Acquired M | 722 | $197.87 | $142.86K | 4,406 | Direct |
| 10 Aug, 2026 | Heather J. Melloh | Evp And General Counsel | Disposed F | 469 | $559.62 | $262.46K | 3,937 | Direct |
| 10 Aug, 2026 | Heather J. Melloh | Evp And General Counsel | Disposed M | 722 | $0.00 | $0 | 0 | Direct |
| 06 Aug, 2026 | Deirdre Davey Mcgraw | Evp Mktg, Strat. Comms. | Acquired M | 1,000 | $165.41 | $165.41K | 5,964 | Direct |
| 06 Aug, 2026 | Deirdre Davey Mcgraw | Evp Mktg, Strat. Comms. | Acquired M | 1,000 | $197.87 | $197.87K | 6,964 | Direct |
| 06 Aug, 2026 | Deirdre Davey Mcgraw | Evp Mktg, Strat. Comms. | Acquired M | 1,000 | $298.09 | $298.09K | 7,964 | Direct |
| 06 Aug, 2026 | Deirdre Davey Mcgraw | Evp Mktg, Strat. Comms. | Disposed F | 2,191 | $558.08 | $1.22Mn | 5,773 | Direct |
| 06 Aug, 2026 | Deirdre Davey Mcgraw | Evp Mktg, Strat. Comms. | Disposed S | 2,400 | $558.28 | $1.34Mn | 3,373 | Direct |
| 06 Aug, 2026 | Deirdre Davey Mcgraw | Evp Mktg, Strat. Comms. | Disposed M | 1,000 | $0.00 | $0 | 1,034 | Direct |
| 06 Aug, 2026 | Deirdre Davey Mcgraw | Evp Mktg, Strat. Comms. | Disposed M | 1,000 | $0.00 | $0 | 1,015 | Direct |
| 06 Aug, 2026 | Deirdre Davey Mcgraw | Evp Mktg, Strat. Comms. | Disposed M | 1,000 | $0.00 | $0 | 2,143 | Direct |
| 28 Jul, 2026 | Christopher J Williams | Director | Acquired A | 38 | $546.62 | $20.62K | 3,927 | Direct |
| 28 Jul, 2026 | James M Cracchiolo | Chairman And Ceo | Acquired M | 52,932 | $165.41 | $8.76Mn | 160,565 | Direct |
| 28 Jul, 2026 | Walter Stanley Berman | Executive Vp And Cfo | Acquired M | 10,905 | $165.41 | $1.80Mn | 16,514 | Direct |
| 28 Jul, 2026 | Walter Stanley Berman | Executive Vp And Cfo | Acquired M | 23,206 | $197.87 | $4.59Mn | 39,720 | Direct |
| 28 Jul, 2026 | James M Cracchiolo | Chairman And Ceo | Disposed F | 34,912 | $545.83 | $19.06Mn | 125,653 | Direct |
| 28 Jul, 2026 | Walter Stanley Berman | Executive Vp And Cfo | Disposed F | 23,099 | $550.81 | $12.72Mn | 16,621 | Direct |
| 28 Jul, 2026 | James M Cracchiolo | Chairman And Ceo | Disposed S | 16,120 | $545.28 | $8.79Mn | 109,533 | Direct |
| 28 Jul, 2026 | James M Cracchiolo | Chairman And Ceo | Disposed S | 1,900 | $546.67 | $1.04Mn | 107,633 | Direct |