As of April 17, 2026, Ameriprise Financial's top three insider holders are Colin Moore (Evp Global Cio, 66.52K shares), John Robert Woerner (Pres Ins Chief Strat Officer, 34.17K shares), William Davies (Executive Vp, Global Cio, 14.53K shares).
| Holder | Position | Shares (Direct) | Shares (Indirect) | Report Date |
|---|---|---|---|---|
| Colin Moore | Evp Global Cio | 66,517 | 0 | 01 Feb, 2022 |
| John Robert Woerner | Pres Ins Chief Strat Officer | 34,167 | 0 | 04 Feb, 2022 |
| William Davies | Executive Vp, Global Cio | 14,529 | 0 | 03 Feb, 2026 |
| William F Truscott | Ceo, Global Asset Management | 0 | 12,149 | 12 Feb, 2026 |
| Gerard P. Smyth | Evp Cio | 11,574 | 0 | 03 Feb, 2026 |
| Joseph Edward Sweeney | Pres Awm Products Services | 11,458 | 0 | 03 Feb, 2026 |
| William F Truscott | Ceo, Global Asset Management | 10,491 | 0 | 04 Feb, 2022 |
| Karen Wilson Thissen | Executive Vp And Gc | 10,223 | 0 | 15 Feb, 2022 |
| Robert Francis Jr Sharpe | - | 0 | 7,500 | 25 Nov, 2025 |
| Walter Stanley Berman | Executive Vp And Cfo | 5,609 | 0 | 09 Feb, 2026 |
| William F Truscott | Ceo, Global Asset Management | 4,794 | 0 | 03 Feb, 2026 |
| Gumer Alvero | President Insuranceannuities | 4,621 | 0 | 11 Feb, 2026 |
| John R. Hutt | Sr Vice Pres And Controller | 3,088 | 0 | 14 Feb, 2022 |
| Robert Francis Jr Sharpe | - | 3,025 | 0 | 01 Nov, 2023 |
| Heather J. Melloh | Evp And General Counsel | 2,991 | 0 | 03 Feb, 2026 |
| Dawn M. Brockman | Svp And Controller | 1,168 | 0 | 03 Feb, 2026 |
| Robert Francis Jr Sharpe | - | 0 | 202 | 15 Aug, 2025 |
* Please note that the shares above only reflect shares from the fund portfolio and the institutional portfolio. Shares from the personal portfolio are excluded from this Institutional Ownership Page. See these insiders' latest transactions here on Insider Page.
| Transaction Date | Insider Name | Security Class | Transaction Type | Shares Traded | Price | Shares Remaining | Ownership | Code |
|---|---|---|---|---|---|---|---|---|
| 10 Feb, 2026 | William F Truscott | Common Stock | D | 5,000 | $532.08 | 12,149 | I | S |
| 09 Feb, 2026 | Gumer Alvero | Common Stock | A | 3,428 | $179.84 | 9,364 | D | M |
| 09 Feb, 2026 | Gumer Alvero | Common Stock | A | 4,865 | $126.89 | 14,229 | D | M |
| 09 Feb, 2026 | Gumer Alvero | Common Stock | D | 4,950 | $542.78 | 9,279 | D | F |
| 09 Feb, 2026 | Gumer Alvero | Common Stock | D | 4,658 | $542.88 | 4,621 | D | S |
| 09 Feb, 2026 | Gumer Alvero | Employee Stock Option (right to buy) | D | 3,428 | $0.00 | 0 | D | M |
| 09 Feb, 2026 | Gumer Alvero | Employee Stock Option (right to buy) | D | 4,865 | $0.00 | 0 | D | M |
| 06 Feb, 2026 | Dawn M. Brockman | Phantom Stock | A | 9 | $542.99 | 300 | D | A |
| 05 Feb, 2026 | Walter Stanley Berman | Common Stock | D | 7,000 | $544.22 | 5,609 | D | S |
| 03 Feb, 2026 | Christopher J Williams | Phantom Stock (Retainer Deferral) | A | 39 | $530.05 | 3,819 | D | A |
| 27 Jan, 2026 | Heather J. Melloh | Common Stock | A | 999 | $0.00 | 3,990 | D | A |
| 27 Jan, 2026 | Heather J. Melloh | Common Stock | D | 306 | $498.33 | 3,684 | D | F |
| 31 Jan, 2026 | Joseph Edward Sweeney | Common Stock | D | 235 | $527.19 | 9,756 | D | F |
| 31 Jan, 2026 | Gumer Alvero | Common Stock | D | 32 | $527.19 | 5,531 | D | F |
| 31 Jan, 2026 | Heather J. Melloh | Common Stock | D | 46 | $527.19 | 2,408 | D | F |
| 31 Jan, 2026 | Gerard P. Smyth | Common Stock | D | 136 | $527.19 | 10,560 | D | F |
| 31 Jan, 2026 | William Davies | Common Stock | D | 78 | $527.19 | 14,000 | D | D |
| 31 Jan, 2026 | William F Truscott | Common Stock | D | 345 | $527.19 | 2,258 | D | F |
| 31 Jan, 2026 | Walter Stanley Berman | Common Stock | D | 423 | $527.19 | 9,819 | D | F |
| 31 Jan, 2026 | Dawn M. Brockman | Common Stock | D | 20 | $527.19 | 991 | D | F |