| Holder | Position | Shares (Direct) | Shares (Indirect) | Report Date |
|---|---|---|---|---|
| Dominic Frederico | President/Ceo/Deputy Chairman | 1,294,293 | 0 | 23 Mar, 2026 |
| Francisco L Borges | 300,702 | 0 | 05 May, 2025 | |
| Robert Bailenson | Chief Operating Officer | 298,445 | 0 | 25 Feb, 2026 |
| Russell B. Ii Brewer | Chief Surveillance Officer | 217,447 | 0 | 20 May, 2021 |
| Ling Chow | General Counsel And Secretary | 189,600 | 0 | 25 Feb, 2026 |
| David A. Buzen | Head Of Asset Management* | 119,457 | 0 | 01 Mar, 2023 |
| Stephen Donnarumma | Chief Credit Officer | 117,603 | 0 | 25 Feb, 2026 |
| Patrick W Kenny | 76,601 | 0 | 03 May, 2024 | |
| Kane Michael T O | 67,858 | 0 | 05 May, 2022 | |
| Alan J Kreczko | 66,737 | 0 | 05 May, 2025 | |
| Benjamin G. Rosenblum | Cfo | 63,241 | 0 | 25 Feb, 2026 |
| Howard Albert | Chief Risk Officer | 58,951 | 0 | 05 Dec, 2022 |
| Holly Horn | Chief Surveillance Officer | 49,811 | 0 | 25 Feb, 2026 |
| Bonnie L. Howard | 46,010 | 0 | 05 May, 2025 | |
| Thomas W Jones | 45,914 | 0 | 05 May, 2025 | |
| G Lawrence Buhl | 42,901 | 0 | 03 May, 2024 | |
| Jorge A. Gana | Chief Risk Officer | 29,545 | 0 | 25 Feb, 2026 |
| Simon W Leathes | 26,094 | 0 | 03 May, 2024 | |
| Laura Bieling | Chief Accounting Officer | 14,944 | 0 | 25 Feb, 2026 |
| Yukiko Omura | 10,232 | 0 | 05 May, 2025 | |
| Courtney C. Shea | 9,360 | 0 | 05 May, 2025 | |
| Lorin Radtke | 8,297 | 0 | 05 Mar, 2026 | |
| Michelle Mccloskey | 5,222 | 0 | 05 May, 2022 | |
| Antonio Jr. Ursano | 4,194 | 0 | 05 May, 2025 | |
| David A. Buzen | Head Of Asset Management* | 0 | 4,000 | 09 Aug, 2022 |
| Mark Batten | 3,895 | 0 | 05 May, 2025 |
* Please note that the shares above only reflect shares from the fund portfolio and the institutional portfolio. Shares from the personal portfolio are excluded from this Institutional Ownership Page. See these insiders' latest transactions here on Insider Page.
| Transaction Date | Insider Name | Security Class | Transaction Type | Shares Traded | Price | Shares Remaining | Ownership | Code |
|---|---|---|---|---|---|---|---|---|
| 20 Mar, 2026 | Dominic Frederico | Common Shares | D | 20,002 | $81.06 | 1,294,293 | D | S |
| 04 Mar, 2026 | Lorin Radtke | Common Shares | D | 1,219 | $87.14 | 8,297 | D | S |
| 23 Feb, 2026 | Benjamin G. Rosenblum | Common Shares | D | 1,220 | $85.11 | 63,241 | D | F |
| 23 Feb, 2026 | Laura Bieling | Common Shares | D | 416 | $85.11 | 14,944 | D | F |
| 23 Feb, 2026 | Stephen Donnarumma | Common Shares | D | 4,244 | $85.11 | 117,603 | D | F |
| 23 Feb, 2026 | Holly Horn | Common Shares | D | 445 | $85.11 | 49,811 | D | F |
| 23 Feb, 2026 | Jorge A. Gana | Common Shares | D | 318 | $85.11 | 29,545 | D | F |
| 23 Feb, 2026 | Ling Chow | Common Shares | D | 7,835 | $85.11 | 189,600 | D | F |
| 23 Feb, 2026 | Robert Bailenson | Common Shares | D | 9,494 | $85.11 | 298,445 | D | F |
| 23 Feb, 2026 | Dominic Frederico | Common Shares | D | 34,785 | $85.11 | 1,314,295 | D | F |
| 20 Feb, 2026 | Ling Chow | Common Shares | A | 8,722 | $0.00 | 196,490 | D | A |
| 20 Feb, 2026 | Dominic Frederico | Common Shares | A | 37,870 | $0.00 | 1,325,700 | D | A |
| 20 Feb, 2026 | Benjamin G. Rosenblum | Common Shares | A | 8,033 | $0.00 | 66,171 | D | A |
| 20 Feb, 2026 | Stephen Donnarumma | Common Shares | A | 6,312 | $0.00 | 121,317 | D | A |
| 20 Feb, 2026 | Robert Bailenson | Common Shares | A | 13,771 | $0.00 | 305,499 | D | A |
| 20 Feb, 2026 | Jorge A. Gana | Common Shares | A | 3,672 | $0.00 | 30,211 | D | A |
| 20 Feb, 2026 | Holly Horn | Common Shares | A | 10,328 | $0.00 | 48,346 | D | A |
| 20 Feb, 2026 | Laura Bieling | Common Shares | A | 2,295 | $0.00 | 15,757 | D | A |
| 22 Feb, 2026 | Benjamin G. Rosenblum | Common Shares | D | 1,710 | $88.39 | 64,461 | D | F |
| 22 Feb, 2026 | Dominic Frederico | Common Shares | D | 19,400 | $88.39 | 1,306,300 | D | F |