| Holder | Position | Shares (Direct) | Shares (Indirect) | Report Date |
|---|---|---|---|---|
| Dominic Frederico | President/Ceo/Deputy Chairman | 1,264,295 | 0 | 24 Mar, 2026 |
| Robert Bailenson | Chief Operating Officer | 298,445 | 0 | 25 Feb, 2026 |
| Ling Chow | General Counsel And Secretary | 189,600 | 0 | 25 Feb, 2026 |
| Francisco L Borges | - | 175,702 | 0 | 31 Mar, 2026 |
| David A. Buzen | Head Of Asset Management* | 119,457 | 0 | 01 Mar, 2023 |
| Stephen Donnarumma | Chief Credit Officer | 117,603 | 0 | 25 Feb, 2026 |
| Patrick W Kenny | - | 76,601 | 0 | 03 May, 2024 |
| Kane Michael T O | - | 67,858 | 0 | 05 May, 2022 |
| Alan J Kreczko | - | 66,737 | 0 | 05 May, 2025 |
| Benjamin G. Rosenblum | Cfo | 63,241 | 0 | 25 Feb, 2026 |
| Howard Albert | Chief Risk Officer | 58,951 | 0 | 05 Dec, 2022 |
| Holly Horn | Chief Surveillance Officer | 49,811 | 0 | 25 Feb, 2026 |
| Bonnie L. Howard | - | 46,010 | 0 | 05 May, 2025 |
| Thomas W Jones | - | 45,914 | 0 | 05 May, 2025 |
| G Lawrence Buhl | - | 42,901 | 0 | 03 May, 2024 |
| Jorge A. Gana | Chief Risk Officer | 29,545 | 0 | 25 Feb, 2026 |
| Simon W Leathes | - | 26,094 | 0 | 03 May, 2024 |
| David A. Buzen | Head Of Asset Management* | 0 | 15,943 | 09 Aug, 2022 |
| Laura Bieling | Chief Accounting Officer | 14,944 | 0 | 25 Feb, 2026 |
| Yukiko Omura | - | 10,232 | 0 | 05 May, 2025 |
| Courtney C. Shea | - | 9,360 | 0 | 05 May, 2025 |
| Lorin Radtke | - | 8,297 | 0 | 05 Mar, 2026 |
| Michelle Mccloskey | - | 5,222 | 0 | 05 May, 2022 |
| Antonio Jr. Ursano | - | 4,194 | 0 | 05 May, 2025 |
| Mark Batten | - | 3,895 | 0 | 05 May, 2025 |
* Please note that the shares above only reflect shares from the fund portfolio and the institutional portfolio. Shares from the personal portfolio are excluded from this Institutional Ownership Page. See these insiders' latest transactions here on Insider Page.
| Transaction Date | Insider Name | Security Class | Transaction Type | Shares Traded | Price | Shares Remaining | Ownership | Code |
|---|---|---|---|---|---|---|---|---|
| 30 Mar, 2026 | Francisco L Borges | Common Shares | D | 123,750 | $80.22 | 176,952 | D | S |
| 30 Mar, 2026 | Francisco L Borges | Common Shares | D | 1,250 | $0.00 | 175,702 | D | G |
| 23 Mar, 2026 | Dominic Frederico | Common Shares | D | 29,998 | $81.41 | 1,264,295 | D | S |
| 20 Mar, 2026 | Dominic Frederico | Common Shares | D | 20,002 | $81.06 | 1,294,293 | D | S |
| 04 Mar, 2026 | Lorin Radtke | Common Shares | D | 1,219 | $87.14 | 8,297 | D | S |
| 23 Feb, 2026 | Benjamin G. Rosenblum | Common Shares | D | 1,220 | $85.11 | 63,241 | D | F |
| 23 Feb, 2026 | Laura Bieling | Common Shares | D | 416 | $85.11 | 14,944 | D | F |
| 23 Feb, 2026 | Dominic Frederico | Common Shares | D | 34,785 | $85.11 | 1,314,295 | D | F |
| 23 Feb, 2026 | Ling Chow | Common Shares | D | 7,835 | $85.11 | 189,600 | D | F |
| 23 Feb, 2026 | Robert Bailenson | Common Shares | D | 9,494 | $85.11 | 298,445 | D | F |
| 23 Feb, 2026 | Holly Horn | Common Shares | D | 445 | $85.11 | 49,811 | D | F |
| 23 Feb, 2026 | Jorge A. Gana | Common Shares | D | 318 | $85.11 | 29,545 | D | F |
| 23 Feb, 2026 | Stephen Donnarumma | Common Shares | D | 4,244 | $85.11 | 117,603 | D | F |
| 20 Feb, 2026 | Ling Chow | Common Shares | A | 8,722 | $0.00 | 196,490 | D | A |
| 20 Feb, 2026 | Robert Bailenson | Common Shares | A | 13,771 | $0.00 | 305,499 | D | A |
| 20 Feb, 2026 | Holly Horn | Common Shares | A | 10,328 | $0.00 | 48,346 | D | A |
| 20 Feb, 2026 | Benjamin G. Rosenblum | Common Shares | A | 8,033 | $0.00 | 66,171 | D | A |
| 20 Feb, 2026 | Dominic Frederico | Common Shares | A | 37,870 | $0.00 | 1,325,700 | D | A |
| 20 Feb, 2026 | Jorge A. Gana | Common Shares | A | 3,672 | $0.00 | 30,211 | D | A |
| 20 Feb, 2026 | Stephen Donnarumma | Common Shares | A | 6,312 | $0.00 | 121,317 | D | A |