Adamas Trust ADAM Insider Ownership

NASDAQ ADAM
$7.44 -0.09 (-1.20%)
At close: Oct 21, 2026 · 4:00 PM EDT

Insider Holdings by Owner

1.65Mn Shares

Insider Ownership Statistics

as of 30 Sep, 2026
Insider Ownership
1.75%
■0% pp QoQ
Shares Held by Insiders
1.57Mn
filed for Sep 2026
■0.00% QoQ
Shares Outstanding
89.98Mn
89,979,000 shares
Direct Holdings
1.57Mn
Indirect: 0
Net Shares Traded (QoQ)
0
no net change in Sep 2026
Insiders Holding Shares
10
with Form 4 holdings on file

Shares Owned by Insiders

Shares held % of outstanding
Latest —
Average ownership —
Peak ownership —

Shares Purchased/Sold by Insiders

Bought Sold
Latest quarter —
Net over range —
Buying quarters —

Insider Ownership Summary

Over the past 12 months, Adamas Trust insiders made no open-market purchases or sales of the stock.

Form 4 Holdings

Insiders Holding ADAM

Insiders 10
Shares held 1.65Mn
Of outstanding 1.84%
# Insider Position Direct Indirect Total Share of Insiders Last Filed
1 Steven R Mumma Executive Chairman 491,541 0 491,541 29.7% 29 Jan, 2025
2 Jason T Serrano Chief Executive Officer 389,714 0 389,714 23.6% 28 Jan, 2026
3 Nicholas Mah President 251,456 0 251,456 15.2% 28 Jan, 2026
4 Kristine Rimando Nario-Eng Chief Financial Officer 156,546 0 156,546 9.5% 28 Jan, 2026
5 Michael B. Clement Director 101,309 0 101,309 6.1% 12 Jun, 2026
6 Steven G Norcutt Director 79,688 0 79,688 4.8% 14 Jun, 2023
7 Nathan R Reese Chief Operating Officer 79,217 0 79,217 4.8% 07 Feb, 2023
8 Lisa A Pendergast Director 54,485 0 54,485 3.3% 14 Jun, 2023
9 Audrey Greenberg Director 28,222 0 28,222 1.7% 14 Jun, 2023
10 Gena Cheng Director 21,599 0 21,599 1.3% 14 Jun, 2023

Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.

Form 4 Filings

557 Insider Transactions

Source SEC Form 4
Latest quarter Sep 2026
Download Data
Date Insider Position Transaction Shares Price Value Shares Held After Ownership
19 Jun, 2026 Michael B. Clement Director Acquired A 14,238 $0.00 $0 14,238 Direct
19 Jun, 2026 Lisa A Pendergast Director Acquired A 14,238 $0.00 $0 51,378 Direct
19 Jun, 2026 Steven R Mumma Director Acquired A 14,238 $0.00 $0 51,378 Direct
19 Jun, 2026 Gena Cheng Director Acquired A 14,238 $0.00 $0 51,378 Direct
19 Jun, 2026 Audrey Greenberg Director Acquired A 14,238 $0.00 $0 51,378 Direct
19 Jun, 2026 Steven G Norcutt Director Acquired A 14,238 $0.00 $0 51,378 Direct
10 Jun, 2026 Michael B. Clement Director Acquired M 18,678 — — 101,309 Direct
10 Jun, 2026 Michael B. Clement Director Disposed M 18,678 $0.00 $0 0 Direct
27 Jan, 2026 Nicholas Mah President Disposed F 2,237 $8.41 $18.81K 251,456 Direct
27 Jan, 2026 Jason T Serrano Chief Executive Officer Disposed F 5,827 $8.41 $49.01K 389,714 Direct
27 Jan, 2026 Kristine Rimando Nario-Eng Chief Financial Officer Disposed F 751 $8.41 $6.32K 156,546 Direct
22 Jan, 2026 Kristine Rimando Nario-Eng Chief Financial Officer Acquired A 61,989 $0.00 $0 122,543 Direct
22 Jan, 2026 Jason T Serrano Chief Executive Officer Acquired A 216,711 $0.00 $0 427,216 Direct
22 Jan, 2026 Nicholas Mah President Acquired A 127,321 $0.00 $0 257,337 Direct
01 Jan, 2026 Nicholas Mah President Acquired M 24,414 $0.00 $0 231,421 Direct
01 Jan, 2026 Jason T Serrano Chief Executive Officer Acquired M 34,179 $0.00 $0 355,007 Direct
01 Jan, 2026 Kristine Rimando Nario-Eng Chief Financial Officer Acquired M 9,765 $0.00 $0 147,287 Direct
01 Jan, 2026 Jason T Serrano Chief Executive Officer Disposed F 19,140 $7.30 $139.72K 335,867 Direct
01 Jan, 2026 Nicholas Mah President Disposed F 14,509 $7.30 $105.92K 216,912 Direct
01 Jan, 2026 Kristine Rimando Nario-Eng Chief Financial Officer Disposed F 5,769 $7.30 $42.11K 141,518 Direct