Applied Optoelectronics AAOI Insider Ownership

NASDAQ AAOI
$78.20 +2.63 (+3.48%)
At close: Oct 19, 2026 · 4:00 PM EDT

The most recent Applied Optoelectronics (AAOI) insider transaction: Stefan J. Murry (Chief Financial Officer) sold 4,000 shares worth about $411.48K on Oct 12, 2026, reported on Form 4 on Oct 14, 2026. So far in the quarter ending Dec 31, 2026, insiders were net sellers of 10.00K shares.

Updated Applied Optoelectronics (AAOI) stock price and overview

Insider Holdings by Owner

4.79Mn Shares

Insider Ownership Statistics

as of 30 Sep, 2026
Insider Ownership
6.91%
▼-0.293% pp QoQ
Shares Held by Insiders
5.83Mn
filed for Sep 2026
▼-4.07% QoQ
Shares Outstanding
84.39Mn
84,386,000 shares
Direct Holdings
3.18Mn
Indirect: 2.65Mn
Net Shares Traded (QoQ)
-247.18K
net selling in Sep 2026
Insiders Holding Shares
12
with Form 4 holdings on file

Shares Owned by Insiders

Shares held % of outstanding
Latest —
Average ownership —
Peak ownership —

Shares Purchased/Sold by Insiders

Bought Sold
Latest quarter —
Net over range —
Buying quarters —

Insider Ownership Summary

Over the trailing 12 months, AAOI insiders sold $125.19 million worth of shares (919.32K shares) in open-market trades, with no open-market purchases.

Form 4 Holdings

Insiders Holding AAOI

Insiders 12
Shares held 4.79Mn
Of outstanding 5.67%
# Insider Position Direct Indirect Total Share of Insiders Last Filed
1 Chih-Hsiang (Thompson) Lin President And Ceo 2,279,134 0 2,279,134 47.6% 04 Aug, 2026
2 Shu-Hua (Joshua) Yeh Officer 594,943 0 594,943 12.4% 07 Oct, 2026
3 Stefan J. Murry Chief Financial Officer 527,786 0 527,786 11.0% 14 Oct, 2026
4 Che-Wei Lin Director 254,672 0 254,672 5.3% 11 Jun, 2026
5 Hung-Lun (Fred) Chang Officer 249,276 0 249,276 5.2% 10 Sep, 2026
6 William H Yeh Director 239,985 0 239,985 5.0% 11 Jun, 2026
7 David C Kuo General Counsel And Secretary 237,929 0 237,929 5.0% 23 Jul, 2026
8 Min-Chu (Mike) Chen Director 162,219 0 162,219 3.4% 11 Jun, 2026
9 Richard B Black Director 0 159,092 159,092 3.3% 17 Sep, 2026
10 Cynthia Delaney Director 60,813 0 60,813 1.3% 11 Jun, 2026
11 Elizabeth G Loboa Director 20,523 0 20,523 0.4% 05 Mar, 2026
12 Robert James Flanagan Director 1,166 0 1,166 0.0% 11 Jun, 2026

Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.

Form 4 Filings

1,773 Insider Transactions

Source SEC Form 4
Latest quarter Sep 2026
Download Data
Date Insider Position Transaction Shares Price Value Shares Held After Ownership
12 Oct, 2026 Stefan J. Murry Chief Financial Officer Disposed S 4,000 $102.87 $411.48K 363,168 Direct
05 Oct, 2026 Shu-Hua (Joshua) Yeh Officer Disposed S 6,000 $120.03 $720.18K 371,498 Direct
15 Sep, 2026 Richard B Black Director Disposed G 2,200 $0.00 $0 159,092 Indirect
10 Sep, 2026 Stefan J. Murry Chief Financial Officer Disposed S 4,000 $105.33 $421.32K 367,168 Direct
08 Sep, 2026 Hung-Lun (Fred) Chang Officer Disposed S 32,172 $110.21 $3.55Mn 249,276 Direct
18 Aug, 2026 Shu-Hua (Joshua) Yeh Officer Disposed S 6,000 $147.73 $886.38K 377,498 Direct
10 Aug, 2026 Stefan J. Murry Chief Financial Officer Disposed S 4,000 $144.79 $579.16K 371,168 Direct
31 Jul, 2026 Chih-Hsiang (Thompson) Lin President And Ceo Acquired A 9,251 $0.00 $0 1,296,047 Direct
04 Aug, 2026 Shu-Hua (Joshua) Yeh Officer Disposed S 4,715 $126.50 $596.45K 383,498 Direct
22 Jul, 2026 David C Kuo Officer Disposed F 1,869 $119.26 $222.90K 147,209 Direct
22 Jul, 2026 Chih-Hsiang (Thompson) Lin President And Ceo Disposed F 8,753 $119.26 $1.04Mn 1,293,683 Direct
22 Jul, 2026 Hung-Lun (Fred) Chang Officer Disposed F 2,674 $119.26 $318.90K 283,450 Direct
22 Jul, 2026 Stefan J. Murry Chief Financial Officer Disposed F 2,971 $119.26 $354.32K 377,605 Direct
21 Jul, 2026 Shu-Hua (Joshua) Yeh Officer Disposed S 1,285 $120.02 $154.23K 392,922 Direct
22 Jul, 2026 Shu-Hua (Joshua) Yeh Officer Disposed F 2,553 $119.26 $304.47K 390,369 Direct
22 Jul, 2026 David C Kuo Officer Disposed F 472 $119.26 $56.29K 146,737 Direct
22 Jul, 2026 Hung-Lun (Fred) Chang Officer Disposed F 613 $119.26 $73.11K 282,837 Direct
22 Jul, 2026 Chih-Hsiang (Thompson) Lin President And Ceo Disposed F 2,332 $119.26 $278.11K 1,291,351 Direct
22 Jul, 2026 Stefan J. Murry Chief Financial Officer Disposed F 679 $119.26 $80.98K 376,926 Direct
22 Jul, 2026 Chih-Hsiang (Thompson) Lin President And Ceo Disposed F 2,524 $119.26 $301.01K 1,288,827 Direct