Applied Optoelectronics AAOI Insider Ownership

NASDAQ AAOI
$50.13 +3.24 (+6.91%)
At close: Nov 6, 2026 · 4:00 PM EST

The most recent Applied Optoelectronics (AAOI) insider transaction: David C Kuo (Officer) had 2,053 shares withheld to cover tax worth about $158.74K on Oct 22, 2026, reported on Form 4 on Oct 26, 2026. So far in the quarter ending Dec 31, 2026, insiders were net sellers of 43.56K shares.

Updated Applied Optoelectronics (AAOI) stock price and overview

Insider Holdings by Owner

4.75Mn Shares
Chih-Hsiang (Thompson) Lin2.26Mn47.6%
Shu-Hua (Joshua) Yeh592.73K12.5%
Stefan J. Murry521.84K11.0%
Che-Wei Lin254.67K5.4%
Hung-Lun (Fred) Chang244.14K5.1%
Other insiders (7)878.14K18.5%

Insider Ownership Statistics

as of 30 Sep, 2026
Insider Ownership
6.91%
▼-0.293% pp QoQ
Shares Held by Insiders
5.83Mn
filed for Sep 2026
▼-4.07% QoQ
Shares Outstanding
84.39Mn
84,386,000 shares
Direct Holdings
3.18Mn
Indirect: 2.65Mn
Net Open-Market Trades
-56.17K
net sold · -$6.67Mn in Sep 2026
Insiders Holding Shares
12
with Form 4 holdings on file

Shares Owned by Insiders

Shares held % of outstanding
Latest —
Average ownership —
Peak ownership —

Open-Market Insider Trades

Bought Sold
Latest quarter —
Net over range —
Net-buying quarters —

Insider Ownership Summary

Over the trailing 12 months, AAOI insiders sold $125.6 million worth of shares (923.32K shares) in open-market trades, with no open-market purchases.

Form 4 Holdings

Insiders Holding AAOI

Insiders 12
Shares held 4.75Mn
Of outstanding 5.63%
# Insider Position Direct Indirect Total Share of Insiders Last Filed
1 Chih-Hsiang (Thompson) Lin President And Ceo 2,262,461 0 2,262,461 47.6% 26 Oct, 2026
2 Shu-Hua (Joshua) Yeh Officer 592,725 0 592,725 12.5% 26 Oct, 2026
3 Stefan J. Murry Chief Financial Officer 521,841 0 521,841 11.0% 26 Oct, 2026
4 Che-Wei Lin Director 254,672 0 254,672 5.4% 11 Jun, 2026
5 Hung-Lun (Fred) Chang Officer 244,135 0 244,135 5.1% 26 Oct, 2026
6 William H Yeh Director 239,985 0 239,985 5.0% 11 Jun, 2026
7 David C Kuo General Counsel And Secretary 234,343 0 234,343 4.9% 26 Oct, 2026
8 Min-Chu (Mike) Chen Director 162,219 0 162,219 3.4% 11 Jun, 2026
9 Richard B Black Director 0 159,092 159,092 3.3% 17 Sep, 2026
10 Cynthia Delaney Director 60,813 0 60,813 1.3% 11 Jun, 2026
11 Elizabeth G Loboa Director 20,523 0 20,523 0.4% 05 Mar, 2026
12 Robert James Flanagan Director 1,166 0 1,166 0.0% 11 Jun, 2026

Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.

Form 4 Filings

1,793 Insider Transactions

Source SEC Form 4
Latest quarter Sep 2026
Download Data
Date Insider Position Transaction Shares Price Value Shares Held After Ownership
22 Oct, 2026 David C Kuo Officer Disposed F 2,053 $77.32 $158.74K 143,761 Direct
22 Oct, 2026 Chih-Hsiang (Thompson) Lin President And Ceo Disposed F 9,331 $77.32 $721.47K 1,286,716 Direct
22 Oct, 2026 Stefan J. Murry Chief Financial Officer Disposed F 3,267 $77.32 $252.60K 359,901 Direct
22 Oct, 2026 Hung-Lun (Fred) Chang Officer Disposed F 2,940 $77.32 $227.32K 246,336 Direct
22 Oct, 2026 Shu-Hua (Joshua) Yeh Officer Disposed F 1,202 $77.32 $92.94K 370,296 Direct
22 Oct, 2026 Stefan J. Murry Chief Financial Officer Disposed F 746 $77.32 $57.68K 359,155 Direct
22 Oct, 2026 Hung-Lun (Fred) Chang Officer Disposed F 674 $77.32 $52.11K 245,662 Direct
22 Oct, 2026 Chih-Hsiang (Thompson) Lin President And Ceo Disposed F 2,486 $77.32 $192.22K 1,284,230 Direct
22 Oct, 2026 Shu-Hua (Joshua) Yeh Officer Disposed F 287 $77.32 $22.19K 370,009 Direct
22 Oct, 2026 David C Kuo Officer Disposed F 519 $77.32 $40.13K 143,242 Direct
22 Oct, 2026 Shu-Hua (Joshua) Yeh Officer Disposed F 406 $77.32 $31.39K 369,603 Direct
22 Oct, 2026 David C Kuo Officer Disposed F 567 $77.32 $43.84K 142,675 Direct
22 Oct, 2026 Stefan J. Murry Chief Financial Officer Disposed F 1,086 $77.32 $83.97K 358,069 Direct
22 Oct, 2026 Chih-Hsiang (Thompson) Lin President And Ceo Disposed F 2,691 $77.32 $208.07K 1,281,539 Direct
22 Oct, 2026 Hung-Lun (Fred) Chang Officer Disposed F 850 $77.32 $65.72K 244,812 Direct
22 Oct, 2026 Chih-Hsiang (Thompson) Lin President And Ceo Disposed F 2,165 $77.32 $167.40K 1,279,374 Direct
22 Oct, 2026 Hung-Lun (Fred) Chang Officer Disposed F 677 $77.32 $52.35K 244,135 Direct
22 Oct, 2026 Stefan J. Murry Chief Financial Officer Disposed F 846 $77.32 $65.41K 357,223 Direct
22 Oct, 2026 David C Kuo Officer Disposed F 447 $77.32 $34.56K 142,228 Direct
22 Oct, 2026 Shu-Hua (Joshua) Yeh Officer Disposed F 323 $77.32 $24.97K 369,280 Direct