BAC
2nd
Bank Of America
$355.53Bn
50.66
+0.54%
-2.65%
The company offers brokerage services to individual investors through its advisory and brokerage businesses within the GWIM segment.
MS
2nd
Morgan Stanley
$283.62Bn
180.43
+1.08%
+11.40%
The Wealth Management segment offers brokerage and planning services to individual investors, providing them access to a range of financial products.
SCHW
2nd
Schwab Charles
$157.18Bn
90.89
+1.46%
-4.28%
The company provides retail brokerage services to 38.5 million active brokerage accounts, allowing individual investors to trade mutual funds, ETFs, and other securities.
HDB
2nd
Hdfc Bank
$118.22Bn
23.04
-0.17%
-37.10%
The company provides brokerage accounts across equity, gold, and debt asset classes via its subsidiary, HDFC Securities Limited.
ITUB
2nd
Itau Unibanco Holding
$107.18Bn
9.72
+2.97%
+40.67%
The company provides securities brokerage services to its clients as part of its Wholesale Business operations.
CM
2nd
Canadian Imperial Bank Of Commerce
$104.85Bn
113.15
+1.22%
+40.14%
CIBC operates an online brokerage platform for retail investors and provides brokerage services to U.S. and Canadian clients.
CIB
2nd
Grupo Cibest
$92.35Bn
96.01
+0.38%
+72.49%
The company provides brokerage services to individual and institutional investors, allowing them to trade securities.
HOOD
Robinhood Markets
$88.29Bn
98.21
+1.75%
-27.68%
Robinhood provides a digital platform for individual investors to trade stocks, ETFs, and options. Its primary revenue is generated from payment for order flow (PFOF) and margin interest from retail users managing their own portfolios.
TFC
2nd
Truist Financial
$57.82Bn
47.33
+2.16%
+8.93%
The company provides investment brokerage services to its clients, allowing them to buy and sell securities.
COIN
2nd
Coinbase Global
$45.07Bn
170.85
+1.42%
-50.30%
The Consumer segment provides individual retail investors with an app and platform to buy, sell, and hold crypto assets, equities, and derivatives.
BBD
2nd
Bank Bradesco
$43.27Bn
4.09
+3.81%
+21.01%
The company provides retail brokerage services to individual investors through its subsidiary Ágora Investimentos.
AMP
2nd
Ameriprise Financial
$43.08Bn
487.68
+1.50%
+3.17%
The Advice & Wealth Management segment provides brokerage services to retail clients, earning revenue through brokerage commissions.
IBKR
Interactive Brokers
$37.36Bn
82.91
+1.92%
+23.86%
Interactive Brokers provides an automated platform for individual investors to buy and sell stocks, options, futures, and ETFs, earning revenue from commissions, margin interest, and account fees. The profile explicitly identifies its competition as discount brokerages like Charles Schwab and ETRADE.
RJF
2nd
Raymond James Financial
$29.83Bn
155.28
+1.29%
-5.88%
The Private Client Group provides retail brokerage transactions in equities, fixed income, and mutual funds for individual investors.
LPLA
LPL Financial Holdings
$25.35Bn
321.88
+1.81%
-5.28%
LPL operates as the nation's largest independent broker-dealer, generating significant revenue from commission revenue on trades, mutual fund distributions, and annuity sales. Its core business is providing a platform for over 32,000 financial advisors to facilitate the buying and selling of securities for individual investors.
BCH
2nd
Bank Of Chile
$20.04Bn
39.68
+1.77%
+19.70%
The company provides securities brokerage services to individual and institutional clients through its subsidiary Banchile Corredores de Bolsa, earning commissions on trades.
SOFI
2nd
SoFi Technologies
$18.94Bn
14.68
+2.66%
-48.81%
SoFi provides a retail brokerage service through SoFi Invest, allowing individual members to manage their own investment portfolios.
XP
Xp
$16.29Bn
31.34
+3.57%
+79.50%
XP Inc. operates as a leading financial investment platform providing retail and institutional clients access to equities, fixed income, and mutual funds through its core broker-dealer entity, XP CCTVM, and XP Investments. Its revenue model relies heavily on commissions and fees from these brokerage activities for millions of active retail clients.
CBSH
2nd
Commerce Bancshares
$16.03Bn
55.58
+0.85%
+8.03%
The company earns brokerage commissions through its Wealth segment, which offers consumer brokerage services to its clients.
BSAC
2nd
Banco Santander Chile
$15.60Bn
33.11
+1.50%
+18.17%
The bank provides securities brokerage services to retail and high-net-worth clients, allowing them to trade securities through its platforms.
FUTU
Futu Holdings
$14.79Bn
105.51
+0.01%
-37.13%
Futu operates an online securities brokerage platform where retail investors buy and sell stocks, derivatives, funds, and bonds. Its primary revenue is generated from securities brokerage commissions and handling charges on trades executed through its platforms.
EQH
2nd
Equitable Holdings
$14.75Bn
54.03
+1.62%
+12.54%
Equitable Advisors provides brokerage services to individual clients, earning brokerage commissions on retail client transactions.
ALLY
2nd
Ally Financial
$11.57Bn
37.99
+1.20%
-6.20%
The company provides securities brokerage and investment advisory services to individual investors through its Ally Invest platform.
FRHC
2nd
Freedom Holding
$10.59Bn
172.32
-0.67%
+8.30%
The company provides retail brokerage services and digital trading platforms like Tradernet, allowing individual investors to access global exchanges such as the NYSE and Nasdaq.
PAYP
2nd
PayPay
$10.50Bn
15.51
-0.06%
—
The company operates PayPay Securities Corporation, which provides individual users with a smartphone-based brokerage to trade domestic and international stocks, ETFs, mutual funds, and REITs.
SF
2nd
Stifel Financial
$10.31Bn
66.83
+1.13%
-10.62%
Through its Private Client Group, the company provides securities brokerage services for equities, mutual funds, and fixed income products to individual investors, earning commissions from agency transactions.
BPOP
2nd
Popular
$10.27Bn
160.85
+1.53%
+35.76%
The company provides broker-dealer services and access to investment vehicles for individual investors through its subsidiary Popular Securities, LLC.
WTFC
2nd
Wintrust Financial
$9.87Bn
146.28
+2.70%
+15.59%
Wintrust provides brokerage services through its wealth management segment, generating revenue from transaction commissions.
CFR
2nd
Cullen
$9.70Bn
156.07
+1.87%
+24.76%
Frost Brokerage Services, Inc. operates as an introducing broker-dealer that facilitates the sale and purchase of securities for customers.
ONB
2nd
Old National Bancorp
$9.69Bn
25.34
+2.26%
+22.71%
The profile explicitly mentions brokerage services as a contributor to the company's fee-based revenue streams.
VLY
2nd
Valley National Bancorp
$7.12Bn
12.89
+2.55%
+26.13%
The company offers brokerage services for the buying and selling of securities through its Wealth Management and Insurance Services Division.
SNEX
2nd
StoneX
$6.85Bn
57.11
+1.44%
+27.48%
The company has a dedicated 'Self Directed Retail' segment that provides individual investors access to over 18,000 global financial markets, including spot foreign exchange and contracts for difference.
UBSI
2nd
United Bankshares
$6.42Bn
47.14
+1.75%
+31.60%
Through its brokerage subsidiary, the company provides retail and institutional investors with equity and fixed income trading and mutual funds, earning brokerage commissions.
AX
2nd
Axos Financial
$5.10Bn
89.96
+2.36%
+14.51%
The company offers self-directed securities trading and digital wealth management services to retail customers through its Axos Invest platform.
GGAL
2nd
Grupo Financiero Galicia
$4.70Bn
35.46
+1.05%
+10.50%
The company provides retail brokerage and digital investment platforms for individual clients through Inviu and Galicia Securities.
INTR
2nd
Inter
$4.69Bn
7.26
+5.22%
-22.19%
The Investments vertical provides a retail brokerage platform allowing individual users to trade stocks in Brazil and the U.S., as well as invest in fixed income and cryptocurrencies.
WSBC
2nd
Wesbanco
$3.61Bn
37.63
+1.57%
+19.73%
Wesbanco provides brokerage services to individual clients through its registered broker-dealer, Wesbanco Securities, and earns revenue from brokerage commissions.
BULL
Webull
$2.65Bn
6.03
+2.20%
-47.47%
Webull operates a digital investment platform providing brokerage services to retail investors for trading equities, options, and futures. Its revenue model is based on payment for order flow, commissions from retail customers, and margin/interest income from cash sweep balances.
BUSE
2nd
First Busey
$2.49Bn
29.90
+1.91%
+28.38%
The company provides brokerage services to individuals and businesses through Busey Investment Services.
NTB
2nd
Bank of N.T. Butterfield & Son
$2.37Bn
59.37
+1.64%
+41.26%
The company offers brokerage services as part of its wealth management capabilities, allowing clients to trade securities.
OFG
2nd
Ofg Bancorp
$2.24Bn
53.00
+1.59%
+24.79%
The company's Wealth Management segment includes Oriental Financial Services, which provides securities brokerage services and earns commissions from securities trading.
HTH
2nd
Hilltop Holdings
$2.10Bn
36.73
+1.35%
+13.15%
The broker dealer segment includes wealth management and retail brokerage services provided to retail clients across the United States.
ETOR
eToro
$2.04Bn
24.40
+1.16%
-38.32%
eToro operates a platform where individual retail investors buy and sell equities, commodities, currencies, and cryptoassets. Its revenue model is based on trading commissions, spreads, and payment for order flow typical of a retail brokerage.
GABC
2nd
German American Bancorp
$1.89Bn
50.36
+1.51%
+29.26%
Through its subsidiary German American Investment Services, Inc., the company provides retail brokerage services to individual investors and generates commission-based income.
STBA
2nd
S&T Bancorp
$1.74Bn
49.24
+1.55%
+37.97%
The company offers brokerage services to its clients, generating revenue through brokerage commissions.
LKFN
2nd
Lakeland Financial
$1.46Bn
58.59
+1.79%
-3.59%
The company executes brokerage transactions and earns brokerage commissions, providing individual investors access to securities.
CTBI
2nd
Community Trust Bancorp
$1.37Bn
75.30
+1.70%
+42.21%
The company's subsidiaries provide full-service brokerage services to its customers, generating fee income from these activities.
UVSP
2nd
Univest Financial
$1.15Bn
41.83
+1.97%
+42.42%
The wealth management segment includes broker-dealer services through Girard Investment Services LLC, which generates revenue from commissions on securities transactions for individual and institutional investors.
AMTB
2nd
Amerant Bancorp
$1.14Bn
29.09
+1.96%
+58.01%
The company operates a broker-dealer subsidiary, Amerant Investments Inc., and earns fee-based revenue from brokerage activities.
OPY
2nd
Oppenheimer Holdings
$1.08Bn
100.90
+1.05%
+47.86%
The company has a substantial Wealth Management segment providing full-service brokerage and wealth planning to high-net-worth individuals, earning revenue from commissions and margin lending.
CCNE
2nd
Cnb Financial
$1.02Bn
34.58
+1.74%
+42.95%
The corporation owns a securities investment subsidiary that earns revenue through securities trading commissions.
CAC
2nd
Camden National
$960.94Mn
56.87
+1.90%
+54.58%
The company operates a brokerage unit via Camden Financial Consultants that executes trades and earns brokerage commissions from individual investors.
SMBK
2nd
Smartfinancial
$858.51Mn
50.21
-0.42%
+43.01%
The company offers investment services through a contract with Raymond James Financial Services, enabling it to sell non-FDIC insured investment products and earn commission revenue from brokerage and advisory transactions for individual investors.
CCBG
2nd
Capital City Bank
$845.46Mn
49.41
+1.60%
+20.54%
The company offers retail investment products including stocks, bonds, and mutual funds through Capital City Investments in partnership with LPL Financial.
ORRF
2nd
Orrstown Financial Services
$828.10Mn
42.10
+1.91%
+26.39%
The company provides retail brokerage services to individual investors through a third-party arrangement with Cetera Wealth Services LLC.
ALRS
2nd
Alerus Financial
$787.05Mn
31.50
+1.09%
+46.24%
The company offers brokerage services as part of its Wealth segment, providing clients access to securities trading.
TIGR
UP Fintech Holding
$705.26Mn
4.10
+0.99%
-58.63%
The company operates an online brokerage platform providing individual retail investors and high net worth individuals access to trade stocks, options, warrants, and futures. Its primary revenue is generated from commission fees charged on securities trades executed through its platform.
MSBI
2nd
Midland States Bancorp
$674.83Mn
32.56
+2.39%
+97.93%
The Wealth Management segment offers retail brokerage services to individual investors through a third-party broker-dealer relationship.
FMAO
2nd
Farmers & Merchants Bancorp
$489.86Mn
35.55
+1.46%
+43.12%
The company provides investment services to customers through its brokerage division, FM Investment Services, which has been active since 1999.
CHMG
2nd
Chemung Financial
$391.55Mn
81.21
+1.91%
+58.89%
The company provides brokerage solutions and mutual fund access to its customers through its financial services division.
NKSH
2nd
National Bankshares
$280.37Mn
44.01
+0.73%
+52.34%
The company offers non-deposit investment products and securities services to individual customers through a partnership with Osaic, Inc.
FUNC
2nd
First United
$270.09Mn
41.85
-4.08%
+20.99%
The firm offers brokerage products and earns revenue through brokerage commissions as part of its wealth management services.
EFSI
2nd
Eagle Financial Services
$247.20Mn
45.68
+0.07%
+24.43%
The company operates a separate brokerage area within its wealth management division that earns commissions from the sale of investment products and brokerage certificates of deposit.
RILY
2nd
BRC Group Holdings
$178.89Mn
4.45
+0.23%
-13.42%
The Wealth Management segment explicitly offers retail brokerage services to individual investors and families.
TOP
TOP Financial
$129.88Mn
14.91
+1.64%
+144.43%
The company operates an online brokerage firm providing individual retail investors and corporate clients access to trade equities, futures, and options via platforms like Longbridge. Its primary revenue source is brokerage commissions, with futures brokerage accounting for 55% of total revenue in fiscal year 2025.
NWPP
2nd
New Peoples Bankshares
$115.58Mn
4.91
+0.00%
+51.08%
The company earns brokerage commissions by providing investment products to customers via a broker-dealer relationship with Osaic Institutions, Inc.
WTF
Waton Financial
$113.36Mn
2.35
+0.86%
-55.15%
Waton Financial operates as a securities broker licensed to trade on the Hong Kong and US exchanges, earning revenue from trade execution and margin financing for retail traders and institutional investors.
UWHR
2nd
Uwharrie Capital
$99.57Mn
14.01
+0.00%
+40.80%
The company engages in securities brokerage activities, producing revenue from transaction-based commissions and advisory fees for retail and institutional clients.
SIEB
Siebert Financial
$77.68Mn
1.89
+0.00%
-42.02%
The company provides retail brokerage services, including self-directed trading and securities brokerage commissions, serving retail investors and high net worth individuals.
JFU
2nd
9F
$63.81Mn
2.71
+0.74%
-49.63%
Through Metaverse Securities Limited, the company provides internet securities trading and online account opening services to individual investors.
PLUT
2nd
Plutus Financial
$30.09Mn
1.96
-1.51%
-44.63%
The company provides securities dealing and brokerage services for trading on the Hong Kong stock exchange, serving a customer base that includes retail individuals and high net worth individuals.
BCG
Binah Capital
$18.08Mn
1.06
+1.92%
-53.71%
The company operates multiple broker-dealers, including World Equity Group and the Purshe Kaplan Sterling and Cabot Lodge entities, which generate revenue through brokerage commissions from individual investors.
AXG
Solowin Holdings
$17.01Mn
0.09
-25.00%
-97.41%
The company generates its primary revenue from commissions and fees on securities trades (equities, bonds, funds, derivatives) executed through its online platform via the Solomon JFZ subsidiary.
DSS
2nd
Dss
$5.62Mn
0.56
-3.45%
-59.71%
The Securities and Investment Management segment includes FINRA-registered broker-dealers, DSS Securities, Inc. and Sentinel Brokers Company, which facilitate securities offerings for retail and institutional investors.
FTFT
2nd
Future FinTech
$821.33K
2.15
+5.39%
-98.48%
The company operates an online brokerage through FTFT International Securities and Futures Limited, serving over 60,000 client accounts and earning commissions on equity trades.
GSIW
2nd
Garden Stage
$793.75K
10.16
-0.59%
-66.58%
Through I Win Securities, the company provides securities dealing and brokerage services for retail and institutional investors to facilitate trades on the Hong Kong Stock Exchange and overseas markets.
LGHL
Lion Group Holding
$156.66K
2.51
+2.03%
-99.91%
Lion Group Holding provides a trading platform for individual, affluent Chinese retail investors to trade CFDs, TRS, and OTC options. Its revenue is derived from commissions, bid-ask spreads, and account-related interest, which is characteristic of a retail brokerage model.