Uptown Financial Advisors LLC reported 22 positions worth $15.41M for the quarter ended Sep 30, 2026, up 9.3% on the prior quarter. It opened 1 new position, added to 13, trimmed 3 and exited 4. Its largest holding is Nvidia Corp at 16.1% of the portfolio.
Reported 13F market value at each quarter end. A change mixes trading with price moves in the positions held.
Dollar value of shares bought and sold each quarter, at that quarter’s price. It counts trading only, not price changes.
How many positions were opened, added to, trimmed or closed each quarter.
Share of reported value in each sector at every quarter end.
| Holding | Change | Change % | Trade Value | Weight |
|---|---|---|---|---|
| MSFT Microsoft Corp | +1,269 | +66.0% | $650.87K | 10.62% |
| PSX Phillips 66 | +800 | – | $204.25K | 1.33% |
| CSCO Cisco Systems, Inc. | +1,341 | +30.6% | $144.33K | 4% |
| TXN Texas Instruments Inc | +281 | +21.0% | $78.71K | 2.95% |
| NVDA Nvidia Corp | +249 | +2.3% | $56.87K | 16.14% |
| WFC Wells Fargo & Company | +614 | +20.9% | $49.15K | 1.85% |
| AXP American Express Co | +119 | +10.6% | $36.19K | 2.46% |
| META Meta Platforms, Inc. | +34 | +2.7% | $24.66K | 6.15% |
| AVGO Broadcom Inc. | +42 | +2.2% | $14.75K | 4.44% |
| ABBV AbbVie Inc. | +44 | +2.3% | $11.51K | 3.32% |
| Holding | Change | Change % | Trade Value | Weight |
|---|---|---|---|---|
| TSLA Tesla, Inc. | -509 | -100.0% | $214.09K | Exited |
| IBM International Business Machines Corp | -743 | -100.0% | $208.94K | Exited |
| MIDD MIDDLEBY Corp | -1,200 | -100.0% | $206.41K | Exited |
| ET Energy Transfer LP | -3,880 | -3.0% | $76.71K | 16.02% |
| JNJ Johnson & Johnson | -59 | -3.2% | $15.62K | 3.05% |
| EPD Enterprise Products Partners L.P. | -393 | -0.8% | $13.99K | 11.01% |
| SPCX Space Exploration Technologies Corp | -32 | -100.0% | $5.47K | Exited |
| Holding | Shares | Trade Value | Weight |
|---|---|---|---|
| PSX Phillips 66 | +800 | $204.25K | 1.33% |
| # | Activity | ||||||||
|---|---|---|---|---|---|---|---|---|---|
| 1 | NVDA Nvidia Corp | Technology | 10.9K | $2.49M | 16.14% | +249 | +2.3% | Added | 0% |
| 2 | ET Energy Transfer LP | Energy | 124.9K | $2.47M | 16.02% | -3,880 | -3.0% | Reduced | 0% |
| 3 | EPD Enterprise Products Partners L.P. | Energy | 47.7K | $1.70M | 11.01% | -393 | -0.8% | Reduced | 0% |
| 4 | MSFT Microsoft Corp | Technology | 3,191 | $1.64M | 10.62% | +1,269 | +66.0% | Added | 0% |
| 5 | META Meta Platforms, Inc. | Technology | 1,307 | $947.81K | 6.15% | +34 | +2.7% | Added | 0% |
| 6 | AVGO Broadcom Inc. | Technology | 1,947 | $683.77K | 4.44% | +42 | +2.2% | Added | 0% |
| 7 | CSCO Cisco Systems, Inc. | Technology | 5,728 | $616.51K | 4% | +1,341 | +30.6% | Added | 0% |
| 8 | AAPL Apple Inc. | Technology | 1,562 | $520.51K | 3.38% | 0 | 0.0% | Unchanged | 0% |
| 9 | ABBV AbbVie Inc. | Healthcare | 1,957 | $511.93K | 3.32% | +44 | +2.3% | Added | 0% |
| 10 | JNJ Johnson & Johnson | Healthcare | 1,778 | $470.71K | 3.05% | -59 | -3.2% | Reduced | 0% |
| 11 | TXN Texas Instruments Inc | Technology | 1,621 | $454.03K | 2.95% | +281 | +21.0% | Added | 0% |
| 12 | AXP American Express Co | Financial Services | 1,246 | $378.91K | 2.46% | +119 | +10.6% | Added | 0% |
| 13 | JPM Jpmorgan Chase & Co | Financial Services | 987 | $326.53K | 2.12% | +29 | +3.0% | Added | 0% |
| 14 | WFC Wells Fargo & Company | Financial Services | 3,554 | $284.50K | 1.85% | +614 | +20.9% | Added | 0% |
| 15 | CVX Chevron Corp | Energy | 1,386 | $283.04K | 1.84% | +41 | +3.0% | Added | 0% |
Tip. Select a row to see that position’s full history at Uptown Financial Advisors.
As of its Q3 2026 13F filing, Uptown Financial Advisors LLC’s five largest positions were Nvidia Corp (NVDA) at 16.1%, Energy Transfer LP (ET) at 16.0%, Enterprise Products Partners L.P. (EPD) at 11.0%, Microsoft Corp (MSFT) at 10.6%, Meta Platforms, Inc. (META) at 6.2% of the reported portfolio.
Uptown Financial Advisors LLC reported a 13F portfolio worth $15.41M across 22 positions for Q3 2026. That is up 9.3% from the previous quarter.
Its largest purchases by value were Microsoft Corp ($650.87K), Phillips 66 ($204.25K), Cisco Systems, Inc. ($144.33K). It opened 1 new positions.
Its largest sales by value were Tesla, Inc. ($214.09K), International Business Machines Corp ($208.94K), MIDDLEBY Corp ($206.41K). It exited 4 positions entirely.
From the Form 13F-HR reports Uptown Financial Advisors LLC files with the SEC each quarter, within 45 days of quarter end. A 13F lists long positions in US-listed equities and options; it excludes short positions, cash, bonds and most non-US holdings.
13F data reflects long positions in US-listed equities and options as reported to the SEC up to 45 days after quarter end. It excludes short positions, cash, bonds and most non-US securities, so it is not a complete picture of a manager’s assets.