Sigma Planning Corp reported 566 positions worth $1.61B for the quarter ended Sep 30, 2026, down 0.6% on the prior quarter. It opened 38 new positions, added to 210, trimmed 306 and exited 88. Its largest holding is Apple Inc. at 11.9% of the portfolio.
Reported 13F market value at each quarter end. A change mixes trading with price moves in the positions held.
Dollar value of shares bought and sold each quarter, at that quarter’s price. It counts trading only, not price changes.
How many positions were opened, added to, trimmed or closed each quarter.
Share of reported value in each sector at every quarter end.
| Holding | Change | Change % | Trade Value | Weight |
|---|---|---|---|---|
| PLTR Palantir Technologies Inc. | +17.6K | +22.5% | $3.29M | 1.11% |
| TVTX Travere Therapeutics, Inc. | +35.1K | – | $2.07M | 0.128% |
| SPCX Space Exploration Technologies Corp | +13.4K | +63.1% | $2.02M | 0.324% |
| AMGN Amgen Inc | +4,797 | +34.2% | $2.02M | 0.492% |
| PH Parker-Hannifin Corp | +2,063 | +162.7% | $1.97M | 0.197% |
| CRDO Credo Technology Group Holding Ltd | +10.0K | +175.4% | $1.95M | 0.19% |
| SNOW Snowflake Inc. | +4,740 | +220.3% | $1.61M | 0.145% |
| PNTG Pennant Group, Inc. | +40.3K | – | $1.57M | 0.098% |
| CCI Crown Castle Inc. | +22.3K | – | $1.49M | 0.092% |
| FSK FS KKR Capital Corp | +134.4K | +107.9% | $1.48M | 0.176% |
| Holding | Change | Change % | Trade Value | Weight |
|---|---|---|---|---|
| CPB CAMPBELL'S Co | -135.8K | -80.7% | $2.69M | 0.04% |
| BE Bloom Energy Corp | -9,565 | -67.0% | $2.65M | 0.081% |
| GLW Corning Inc | -16.7K | -55.3% | $2.57M | 0.129% |
| MSFT Microsoft Corp | -4,813 | -3.6% | $2.47M | 4.12% |
| VRT Vertiv Holdings Co | -10.1K | -48.8% | $2.43M | 0.158% |
| AMZN Amazon Com Inc | -9,643 | -3.2% | $2.38M | 4.42% |
| COHR Coherent Corp. | -5,310 | -100.0% | $2.09M | Exited |
| CRWD CrowdStrike Holdings, Inc. | -7,599 | -8.3% | $2.05M | 1.4% |
| GLD Spdr Gold Trust | -5,373 | -12.2% | $2.04M | 0.913% |
| META Meta Platforms, Inc. | -2,791 | -7.7% | $2.02M | 1.5% |
| Holding | Shares | Trade Value | Weight |
|---|---|---|---|
| TVTX Travere Therapeutics, Inc. | +35.1K | $2.07M | 0.128% |
| PNTG Pennant Group, Inc. | +40.3K | $1.57M | 0.098% |
| CCI Crown Castle Inc. | +22.3K | $1.49M | 0.092% |
| WDAY Workday, Inc. | +7,122 | $1.36M | 0.084% |
| NTAP NetApp, Inc. | +6,410 | $1.34M | 0.083% |
| CNC Centene Corp | +20.8K | $1.29M | 0.08% |
| INCY Incyte Corp | +10.1K | $1.23M | 0.076% |
| AEHR Aehr Test Systems | +11.8K | $1.18M | 0.073% |
| LBRX Lb Pharmaceuticals Inc | +30.0K | $1.15M | 0.071% |
| TRGP Targa Resources Corp. | +4,222 | $1.14M | 0.071% |
| Holding | Shares Sold | Trade Value | Prior Weight |
|---|---|---|---|
| COHR Coherent Corp. | -5,310 | $2.09M | 0.129% |
| FLEX Flex Ltd. | -11.7K | $1.89M | 0.117% |
| NBIX Neurocrine Biosciences Inc | -10.0K | $1.69M | 0.104% |
| APLD Applied Digital Corp. | -42.2K | $1.57M | 0.097% |
| MTSI MACOM Technology Solutions Holdings, Inc. | -4,026 | $1.53M | 0.094% |
| STRO Sutro Biopharma, Inc. | -45.0K | $1.49M | 0.092% |
| OKE Oneok Inc | -16.9K | $1.47M | 0.09% |
| BHP BHP Group Ltd | -15.8K | $1.32M | 0.081% |
| MCHP Microchip Technology Inc | -14.0K | $1.27M | 0.079% |
| DDOG Datadog, Inc. | -4,702 | $1.22M | 0.075% |
| # | Activity | ||||||||
|---|---|---|---|---|---|---|---|---|---|
| 1 | AAPL Apple Inc. | Technology | 577.5K | $191.48M | 11.87% | -2,225 | -0.4% | Reduced | 0% |
| 2 | NVDA Nvidia Corp | Technology | 545.6K | $123.74M | 7.67% | -7,249 | -1.3% | Reduced | 0% |
| 3 | AMZN Amazon Com Inc | Consumer Discretionary | 288.6K | $71.31M | 4.42% | -9,643 | -3.2% | Reduced | 0% |
| 4 | MSFT Microsoft Corp | Technology | 129.5K | $66.45M | 4.12% | -4,813 | -3.6% | Reduced | 0% |
| 5 | GOOG Alphabet Inc. | Technology | 136.8K | $46.51M | 2.88% | -44 | 0.0% | Reduced | 0% |
| 6 | GOOGL Alphabet Inc. | Technology | 85.1K | $28.87M | 1.79% | -812 | -0.9% | Reduced | 0% |
| 7 | MU Micron Technology Inc | Technology | 25.9K | $26.62M | 1.65% | +772 | +3.1% | Added | 0% |
| 8 | META Meta Platforms, Inc. | Technology | 33.4K | $24.19M | 1.5% | -2,791 | -7.7% | Reduced | 0% |
| 9 | CRWD CrowdStrike Holdings, Inc. | Technology | 83.8K | $22.63M | 1.4% | -7,599 | -8.3% | Reduced | 0.01% |
| 10 | AVGO Broadcom Inc. | Technology | 62.9K | $22.08M | 1.37% | -1,217 | -1.9% | Reduced | 0% |
| 11 | AMD Advanced Micro Devices Inc | Technology | 36.6K | $22.04M | 1.37% | -1,917 | -5.0% | Reduced | 0% |
| 12 | BRK-B Berkshire Hathaway Inc | Financial Services | 42.5K | $21.20M | 1.31% | +75 | +0.2% | Added | 0% |
| 13 | CAT Caterpillar Inc | Industrials | 23.8K | $19.19M | 1.19% | -1,405 | -5.6% | Reduced | 0.01% |
| 14 | JPM Jpmorgan Chase & Co | Financial Services | 54.5K | $18.02M | 1.12% | -221 | -0.4% | Reduced | 0% |
| 15 | PLTR Palantir Technologies Inc. | Technology | 95.8K | $17.92M | 1.11% | +17.6K | +22.5% | Added | 0% |
Tip. Select a row to see that position’s full history at Sigma Planning.
As of its Q3 2026 13F filing, Sigma Planning Corp’s five largest positions were Apple Inc. (AAPL) at 11.9%, Nvidia Corp (NVDA) at 7.7%, Amazon Com Inc (AMZN) at 4.4%, Microsoft Corp (MSFT) at 4.1%, Alphabet Inc. (GOOG) at 2.9% of the reported portfolio.
Sigma Planning Corp reported a 13F portfolio worth $1.61B across 566 positions for Q3 2026. That is down 0.6% from the previous quarter.
Its largest purchases by value were Palantir Technologies Inc. ($3.29M), Travere Therapeutics, Inc. ($2.07M), Space Exploration Technologies Corp ($2.02M). It opened 38 new positions.
Its largest sales by value were CAMPBELL'S Co ($2.69M), Bloom Energy Corp ($2.65M), Corning Inc ($2.57M). It exited 88 positions entirely.
From the Form 13F-HR reports Sigma Planning Corp files with the SEC each quarter, within 45 days of quarter end. A 13F lists long positions in US-listed equities and options; it excludes short positions, cash, bonds and most non-US holdings.
13F data reflects long positions in US-listed equities and options as reported to the SEC up to 45 days after quarter end. It excludes short positions, cash, bonds and most non-US securities, so it is not a complete picture of a manager’s assets.