Seros Financial, LLC reported 27 positions worth $16.29M for the quarter ended Sep 30, 2026, up 14.1% on the prior quarter. It opened 5 new positions, added to 6, trimmed 10 and exited 3. Its largest holding is Sprott Physical Gold Trust at 13.4% of the portfolio.
Reported 13F market value at each quarter end. A change mixes trading with price moves in the positions held.
Dollar value of shares bought and sold each quarter, at that quarter’s price. It counts trading only, not price changes.
How many positions were opened, added to, trimmed or closed each quarter.
Share of reported value in each sector at every quarter end.
| Holding | Change | Change % | Trade Value | Weight |
|---|---|---|---|---|
| PHYS Sprott Physical Gold Trust | +70.0K | – | $2.19M | 13.44% |
| PSLV Sprott Physical Silver Trust | +23.2K | – | $449.56K | 2.76% |
| SPCX Space Exploration Technologies Corp | +2,831 | – | $427.09K | 2.62% |
| META Meta Platforms, Inc. | +355 | – | $257.53K | 1.58% |
| PSEC Prospect Capital Corp | +59.3K | – | $123.42K | 0.758% |
| AVGO Broadcom Inc. | +231 | +26.6% | $81.12K | 2.37% |
| MSFT Microsoft Corp | +112 | +5.7% | $57.44K | 6.54% |
| AAPL Apple Inc. | +92 | +2.0% | $30.64K | 9.47% |
| ABBV AbbVie Inc. | +47 | +4.1% | $12.29K | 1.9% |
| GOOGL Alphabet Inc. | +30 | +2.7% | $10.33K | 2.38% |
| Holding | Change | Change % | Trade Value | Weight |
|---|---|---|---|---|
| TSLA Tesla, Inc. | -1,079 | -60.3% | $382.84K | 1.54% |
| INTC Intel Corp | -1,569 | -100.0% | $219.04K | Exited |
| CAT Caterpillar Inc | -201 | -100.0% | $214.05K | Exited |
| BRK-B Berkshire Hathaway Inc | -177 | -11.5% | $88.14K | 4.18% |
| VRSK Verisk Analytics, Inc. | -332 | -13.0% | $55.73K | 2.29% |
| NVDA Nvidia Corp | -66 | -1.7% | $15.07K | 5.38% |
| JNJ Johnson & Johnson | -40 | -4.7% | $10.59K | 1.32% |
| AMZN Amazon Com Inc | -38 | -0.9% | $9.47K | 6.29% |
| UNH Unitedhealth Group Inc | -19 | -3.3% | $6.97K | 1.24% |
| BAC Bank Of America Corp | -112 | -1.7% | $6.10K | 2.21% |
| Holding | Shares | Trade Value | Weight |
|---|---|---|---|
| PHYS Sprott Physical Gold Trust | +70.0K | $2.19M | 13.44% |
| PSLV Sprott Physical Silver Trust | +23.2K | $449.56K | 2.76% |
| SPCX Space Exploration Technologies Corp | +2,831 | $427.09K | 2.62% |
| META Meta Platforms, Inc. | +355 | $257.53K | 1.58% |
| PSEC Prospect Capital Corp | +59.3K | $123.42K | 0.758% |
| # | Activity | ||||||||
|---|---|---|---|---|---|---|---|---|---|
| 1 | PHYS Sprott Physical Gold Trust | Others | 70.0K | $2.19M | 13.44% | +70.0K | – | New | 0.02% |
| 2 | AAPL Apple Inc. | Technology | 4,633 | $1.54M | 9.47% | +92 | +2.0% | Added | 0% |
| 3 | ORN Orion Group Holdings Inc | Industrials | 168.7K | $1.44M | 8.85% | 0 | 0.0% | Unchanged | 0.42% |
| 4 | CRWD CrowdStrike Holdings, Inc. | Technology | 4,453 | $1.18M | 7.24% | -15 | -0.3% | Reduced | 0% |
| 5 | MSFT Microsoft Corp | Technology | 2,078 | $1.07M | 6.54% | +112 | +5.7% | Added | 0% |
| 6 | JCI Johnson Controls International plc | Industrials | 7,100 | $1.06M | 6.48% | 0 | 0.0% | Unchanged | 0% |
| 7 | AMZN Amazon Com Inc | Consumer Discretionary | 4,116 | $1.03M | 6.29% | -38 | -0.9% | Reduced | 0% |
| 8 | NVDA Nvidia Corp | Technology | 3,840 | $877.03K | 5.38% | -66 | -1.7% | Reduced | 0% |
| 9 | BRK-B Berkshire Hathaway Inc | Financial Services | 1,368 | $681.20K | 4.18% | -177 | -11.5% | Reduced | 0% |
| 10 | PSLV Sprott Physical Silver Trust | Others | 23.2K | $449.56K | 2.76% | +23.2K | – | New | 0% |
| 11 | SPCX Space Exploration Technologies Corp | Industrials | 2,831 | $427.09K | 2.62% | +2,831 | – | New | 0% |
| 12 | GOOGL Alphabet Inc. | Technology | 1,127 | $387.92K | 2.38% | +30 | +2.7% | Added | 0% |
| 13 | AVGO Broadcom Inc. | Technology | 1,101 | $386.66K | 2.37% | +231 | +26.6% | Added | 0% |
| 14 | VRSK Verisk Analytics, Inc. | Financial Services | 2,222 | $372.96K | 2.29% | -332 | -13.0% | Reduced | 0% |
| 15 | BAC Bank Of America Corp | Financial Services | 6,629 | $360.82K | 2.21% | -112 | -1.7% | Reduced | 0% |
Tip. Select a row to see that position’s full history at Seros Financial.
As of its Q3 2026 13F filing, Seros Financial, LLC’s five largest positions were Sprott Physical Gold Trust (PHYS) at 13.4%, Apple Inc. (AAPL) at 9.5%, Orion Group Holdings Inc (ORN) at 8.9%, CrowdStrike Holdings, Inc. (CRWD) at 7.2%, Microsoft Corp (MSFT) at 6.5% of the reported portfolio.
Seros Financial, LLC reported a 13F portfolio worth $16.29M across 27 positions for Q3 2026. That is up 14.1% from the previous quarter.
Its largest purchases by value were Sprott Physical Gold Trust ($2.19M), Sprott Physical Silver Trust ($449.56K), Space Exploration Technologies Corp ($427.09K). It opened 5 new positions.
Its largest sales by value were Tesla, Inc. ($382.84K), Intel Corp ($219.04K), Caterpillar Inc ($214.05K). It exited 3 positions entirely.
From the Form 13F-HR reports Seros Financial, LLC files with the SEC each quarter, within 45 days of quarter end. A 13F lists long positions in US-listed equities and options; it excludes short positions, cash, bonds and most non-US holdings.
13F data reflects long positions in US-listed equities and options as reported to the SEC up to 45 days after quarter end. It excludes short positions, cash, bonds and most non-US securities, so it is not a complete picture of a manager’s assets.