ROI Financial Advisors, LLC reported 58 positions worth $179.03M for the quarter ended Sep 30, 2026, down 0.0% on the prior quarter. It opened 4 new positions, added to 26, trimmed 28 and exited 2. Its largest holding is Nvidia Corp at 7.2% of the portfolio.
Reported 13F market value at each quarter end. A change mixes trading with price moves in the positions held.
Dollar value of shares bought and sold each quarter, at that quarter’s price. It counts trading only, not price changes.
How many positions were opened, added to, trimmed or closed each quarter.
Share of reported value in each sector at every quarter end.
| Holding | Change | Change % | Trade Value | Weight |
|---|---|---|---|---|
| CRWD CrowdStrike Holdings, Inc. | +1,132 | – | $299.59K | 0.167% |
| MMM 3M Co | +1,763 | – | $289.38K | 0.162% |
| MU Micron Technology Inc | +234 | +24.6% | $249.31K | 0.706% |
| RTX RTX Corp | +1,287 | – | $239.01K | 0.133% |
| AMAT Applied Materials Inc | +419 | +22.2% | $214.24K | 0.659% |
| MRK Merck & Co., Inc. | +1,405 | – | $204.23K | 0.114% |
| XOM ExxonMobil Holdings Corp | +1,215 | +15.4% | $197.75K | 0.828% |
| EME EMCOR Group, Inc. | +237 | +56.8% | $178.91K | 0.276% |
| ANET Arista Networks, Inc. | +864 | +8.0% | $175.90K | 1.33% |
| LRCX Lam Research Corp | +495 | +85.3% | $162.61K | 0.197% |
| Holding | Change | Change % | Trade Value | Weight |
|---|---|---|---|---|
| AVGO Broadcom Inc. | -2,363 | -7.8% | $829.85K | 5.51% |
| PANW Palo Alto Networks Inc | -1,895 | -7.2% | $752.89K | 5.4% |
| NVDA Nvidia Corp | -2,011 | -3.4% | $459.27K | 7.2% |
| LLY ELI LILLY & Co | -306 | -3.2% | $354.08K | 5.96% |
| AAPL Apple Inc. | -996 | -2.7% | $331.69K | 6.76% |
| GLD Spdr Gold Trust | -862 | -5.2% | $328.28K | 3.33% |
| GOOGL Alphabet Inc. | -918 | -2.8% | $315.87K | 6.12% |
| ADP Automatic Data Processing Inc | -1,185 | -29.1% | $305.82K | 0.416% |
| TSM Taiwan Semiconductor Manufacturing Co Ltd | -531 | -2.1% | $242.24K | 6.35% |
| SNPS Synopsys Inc | -535 | -100.0% | $238.65K | Exited |
| # | Activity | ||||||||
|---|---|---|---|---|---|---|---|---|---|
| 1 | NVDA Nvidia Corp | Technology | 56.4K | $12.89M | 7.2% | -2,011 | -3.4% | Reduced | 0% |
| 2 | AAPL Apple Inc. | Technology | 36.4K | $12.11M | 6.76% | -996 | -2.7% | Reduced | 0% |
| 3 | TSM Taiwan Semiconductor Manufacturing Co Ltd | Technology | 24.9K | $11.37M | 6.35% | -531 | -2.1% | Reduced | 0% |
| 4 | GOOGL Alphabet Inc. | Technology | 31.8K | $10.95M | 6.12% | -918 | -2.8% | Reduced | 0% |
| 5 | LLY ELI LILLY & Co | Healthcare | 9,214 | $10.66M | 5.96% | -306 | -3.2% | Reduced | 0% |
| 6 | AVGO Broadcom Inc. | Technology | 28.1K | $9.87M | 5.51% | -2,363 | -7.8% | Reduced | 0% |
| 7 | PANW Palo Alto Networks Inc | Technology | 24.4K | $9.68M | 5.4% | -1,895 | -7.2% | Reduced | 0% |
| 8 | AMZN Amazon Com Inc | Consumer Discretionary | 32.0K | $7.97M | 4.45% | -474 | -1.5% | Reduced | 0% |
| 9 | MSFT Microsoft Corp | Technology | 15.5K | $7.94M | 4.44% | -278 | -1.8% | Reduced | 0% |
| 10 | COST Costco Wholesale Corp | Consumer Staples | 8,518 | $7.75M | 4.33% | -97 | -1.1% | Reduced | 0% |
| 11 | V Visa Inc. | Financial Services | 16.9K | $6.08M | 3.4% | -380 | -2.2% | Reduced | 0% |
| 12 | GLD Spdr Gold Trust | Financial Services | 15.7K | $5.97M | 3.33% | -862 | -5.2% | Reduced | 0% |
| 13 | WMT Walmart Inc. | Consumer Staples | 56.2K | $5.84M | 3.26% | +28 | +0.0% | Added | 0% |
| 14 | MA Mastercard Inc | Financial Services | 9,992 | $5.51M | 3.08% | -138 | -1.4% | Reduced | 0% |
| 15 | INTC Intel Corp | Technology | 38.6K | $4.65M | 2.6% | +928 | +2.5% | Added | 0% |
Tip. Select a row to see that position’s full history at ROI Financial Advisors.
As of its Q3 2026 13F filing, ROI Financial Advisors, LLC’s five largest positions were Nvidia Corp (NVDA) at 7.2%, Apple Inc. (AAPL) at 6.8%, Taiwan Semiconductor Manufacturing Co Ltd (TSM) at 6.4%, Alphabet Inc. (GOOGL) at 6.1%, ELI LILLY & Co (LLY) at 6.0% of the reported portfolio.
ROI Financial Advisors, LLC reported a 13F portfolio worth $179.03M across 58 positions for Q3 2026. That is down 0.0% from the previous quarter.
Its largest purchases by value were CrowdStrike Holdings, Inc. ($299.59K), 3M Co ($289.38K), Micron Technology Inc ($249.31K). It opened 4 new positions.
Its largest sales by value were Broadcom Inc. ($829.85K), Palo Alto Networks Inc ($752.89K), Nvidia Corp ($459.27K). It exited 2 positions entirely.
From the Form 13F-HR reports ROI Financial Advisors, LLC files with the SEC each quarter, within 45 days of quarter end. A 13F lists long positions in US-listed equities and options; it excludes short positions, cash, bonds and most non-US holdings.
13F data reflects long positions in US-listed equities and options as reported to the SEC up to 45 days after quarter end. It excludes short positions, cash, bonds and most non-US securities, so it is not a complete picture of a manager’s assets.