One River Asset Management, LLC reported 40 positions worth $2.37M for the quarter ended Sep 30, 2026, down 75.2% on the prior quarter. It opened 17 new positions, added to 4, trimmed 19 and exited 27. Its largest holding is Broadcom Inc. at 10% of the portfolio.
Reported 13F market value at each quarter end. A change mixes trading with price moves in the positions held.
Dollar value of shares bought and sold each quarter, at that quarter’s price. It counts trading only, not price changes.
How many positions were opened, added to, trimmed or closed each quarter.
Share of reported value in each sector at every quarter end.
| Holding | Change | Trade Value | Weight |
|---|---|---|---|
| AVGO Broadcom Inc. | +677 | $237.76K | 10.01% |
| GS Goldman Sachs Group Inc | +199 | $179.17K | 7.55% |
| CAT Caterpillar Inc | +143 | $115.94K | 4.88% |
| NEE Nextera Energy Inc | +1,231 +30,775.0% | $93.24K | 3.94% |
| GOOG Alphabet Inc. | +273 | $93.02K | 3.92% |
| GEV GE Vernova Inc. | +94 | $89.35K | 3.76% |
| JPM Jpmorgan Chase & Co | +220 | $72.78K | 3.07% |
| GOOGL Alphabet Inc. | +191 | $65.72K | 2.77% |
| UNH Unitedhealth Group Inc | +142 | $52.13K | 2.2% |
| GE General Electric Co | +141 | $44.03K | 1.85% |
| Holding | Change | Trade Value | Weight |
|---|---|---|---|
| META Meta Platforms, Inc. | -4,048 -100.0% | $2.28M | Exited |
| MSFT Microsoft Corp | -3,037 -100.0% | $1.13M | Exited |
| BKNG Booking Holdings Inc. | -3,105 -100.0% | $553.44K | Exited |
| BLK BlackRock, Inc. | -338 -88.5% | $357.70K | 1.96% |
| ISRG Intuitive Surgical Inc | -835 -95.3% | $339.54K | 0.702% |
| BRK-B Berkshire Hathaway Inc | -506 -100.0% | $253.20K | Exited |
| ABT Abbott Laboratories | -2,456 -100.0% | $222.86K | Exited |
| PLTR Palantir Technologies Inc. | -1,576 -100.0% | $183.87K | Exited |
| INTU Intuit Inc. | -620 -100.0% | $161.82K | Exited |
| COST Costco Wholesale Corp | -175 -41.3% | $159.31K | 9.55% |
| Holding | Shares | Trade Value | Weight |
|---|---|---|---|
| AVGO Broadcom Inc. | +677 | $237.76K | 10.01% |
| GS Goldman Sachs Group Inc | +199 | $179.17K | 7.55% |
| CAT Caterpillar Inc | +143 | $115.94K | 4.88% |
| GOOG Alphabet Inc. | +273 | $93.02K | 3.92% |
| GEV GE Vernova Inc. | +94 | $89.35K | 3.76% |
| JPM Jpmorgan Chase & Co | +220 | $72.78K | 3.07% |
| GOOGL Alphabet Inc. | +191 | $65.72K | 2.77% |
| UNH Unitedhealth Group Inc | +142 | $52.13K | 2.2% |
| GE General Electric Co | +141 | $44.03K | 1.85% |
| LIN Linde Plc | +82 | $38.92K | 1.64% |
| Holding | Shares Sold | Trade Value | Prior Weight |
|---|---|---|---|
| META Meta Platforms, Inc. | -4,048 | $2.28M | 23.85% |
| MSFT Microsoft Corp | -3,037 | $1.13M | 11.85% |
| BKNG Booking Holdings Inc. | -3,105 | $553.44K | 5.79% |
| BRK-B Berkshire Hathaway Inc | -506 | $253.20K | 2.65% |
| ABT Abbott Laboratories | -2,456 | $222.86K | 2.33% |
| PLTR Palantir Technologies Inc. | -1,576 | $183.87K | 1.92% |
| INTU Intuit Inc. | -620 | $161.82K | 1.69% |
| SPGI S&P Global Inc. | -390 | $158.83K | 1.66% |
| TMO Thermo Fisher Scientific Inc. | -310 | $155.42K | 1.63% |
| CRM Salesforce, Inc. | -951 | $148.98K | 1.56% |
| # | Activity | ||||||||
|---|---|---|---|---|---|---|---|---|---|
| 1 | AVGO Broadcom Inc. | Technology | 677 | $237.76K | 10.01% | +677 | – | New | 0% |
| 2 | COST Costco Wholesale Corp | Consumer Staples | 249 | $226.68K | 9.55% | -175 | -41.3% | Reduced | 0% |
| 3 | GS Goldman Sachs Group Inc | Financial Services | 199 | $179.17K | 7.55% | +199 | – | New | 0% |
| 4 | WMT Walmart Inc. | Consumer Staples | 1,359 | $141.23K | 5.95% | +102 | +8.1% | Added | 0% |
| 5 | MCD Mcdonalds Corp | Consumer Discretionary | 586 | $135.33K | 5.7% | -432 | -42.4% | Reduced | 0% |
| 6 | NFLX Netflix Inc | Technology | 1,767 | $122.95K | 5.18% | -1,423 | -44.6% | Reduced | 0% |
| 7 | CAT Caterpillar Inc | Industrials | 143 | $115.94K | 4.88% | +143 | – | New | 0% |
| 8 | HD Home Depot, Inc. | Consumer Discretionary | 336 | $95.59K | 4.03% | -193 | -36.5% | Reduced | 0% |
| 9 | NEE Nextera Energy Inc | Utilities | 1,235 | $93.54K | 3.94% | +1,231 | +30,775.0% | Added | 0% |
| 10 | GOOG Alphabet Inc. | Technology | 273 | $93.02K | 3.92% | +273 | – | New | 0% |
| 11 | GEV GE Vernova Inc. | Industrials | 94 | $89.35K | 3.76% | +94 | – | New | 0% |
| 12 | PEP Pepsico Inc | Consumer Staples | 642 | $81.35K | 3.43% | -231 | -26.5% | Reduced | 0% |
| 13 | JPM Jpmorgan Chase & Co | Financial Services | 220 | $72.78K | 3.07% | +220 | – | New | 0% |
| 14 | GOOGL Alphabet Inc. | Technology | 191 | $65.72K | 2.77% | +191 | – | New | 0% |
| 15 | UNH Unitedhealth Group Inc | Healthcare | 142 | $52.13K | 2.2% | +142 | – | New | 0% |
Tip. Select a row to see that position’s full history at One River Asset Management.
As of its Q3 2026 13F filing, One River Asset Management, LLC’s five largest positions were Broadcom Inc. (AVGO) at 10.0%, Costco Wholesale Corp (COST) at 9.5%, Goldman Sachs Group Inc (GS) at 7.5%, Walmart Inc. (WMT) at 5.9%, Mcdonalds Corp (MCD) at 5.7% of the reported portfolio.
One River Asset Management, LLC reported a 13F portfolio worth $2.37M across 40 positions for Q3 2026. That is down 75.2% from the previous quarter.
Its largest purchases by value were Broadcom Inc. ($237.76K), Goldman Sachs Group Inc ($179.17K), Caterpillar Inc ($115.94K). It opened 17 new positions.
Its largest sales by value were Meta Platforms, Inc. ($2.28M), Microsoft Corp ($1.13M), Booking Holdings Inc. ($553.44K). It exited 27 positions entirely.
From the Form 13F-HR reports One River Asset Management, LLC files with the SEC each quarter, within 45 days of quarter end. A 13F lists long positions in US-listed equities and options; it excludes short positions, cash, bonds and most non-US holdings.
13F data reflects long positions in US-listed equities and options as reported to the SEC up to 45 days after quarter end. It excludes short positions, cash, bonds and most non-US securities, so it is not a complete picture of a manager’s assets.