GEN Financial Management, INC. reported 12 positions worth $6.23M for the quarter ended Sep 30, 2026, up 22.1% on the prior quarter. It opened 3 new positions, added to 5, trimmed 3 and exited 2. Its largest holding is Berkshire Hathaway Inc at 17.1% of the portfolio.
Reported 13F market value at each quarter end. A change mixes trading with price moves in the positions held.
Dollar value of shares bought and sold each quarter, at that quarter’s price. It counts trading only, not price changes.
How many positions were opened, added to, trimmed or closed each quarter.
Share of reported value in each sector at every quarter end.
| Holding | Change | Change % | Trade Value | Weight |
|---|---|---|---|---|
| CSWC Capital Southwest Corp | +17.5K | +65.9% | $404.78K | 16.37% |
| HTGC Hercules Capital, Inc. | +21.9K | – | $368.17K | 5.91% |
| PB Prosperity Bancshares Inc | +3,380 | – | $224.05K | 3.6% |
| CVX Chevron Corp | +1,006 | – | $205.44K | 3.3% |
| TRIN Trinity Capital Inc. | +11.2K | +26.1% | $195.68K | 15.17% |
| MSFT Microsoft Corp | +64 | +4.2% | $32.83K | 13.18% |
| AMZN Amazon Com Inc | +7 | +0.7% | $1.74K | 3.95% |
| UNH Unitedhealth Group Inc | +3 | +0.5% | $1.10K | 3.62% |
| # | Activity | ||||||||
|---|---|---|---|---|---|---|---|---|---|
| 1 | BRK-B Berkshire Hathaway Inc | Financial Services | 2,140 | $1.07M | 17.12% | -196 | -8.4% | Reduced | 0% |
| 2 | CSWC Capital Southwest Corp | Financial Services | 44.1K | $1.02M | 16.37% | +17.5K | +65.9% | Added | 0.07% |
| 3 | TRIN Trinity Capital Inc. | Financial Services | 53.8K | $944.10K | 15.17% | +11.2K | +26.1% | Added | 0.06% |
| 4 | MSFT Microsoft Corp | Technology | 1,600 | $820.64K | 13.18% | +64 | +4.2% | Added | 0% |
| 5 | AAPL Apple Inc. | Technology | 1,699 | $565.80K | 9.09% | -13 | -0.8% | Reduced | 0% |
| 6 | HTGC Hercules Capital, Inc. | Financial Services | 21.9K | $368.17K | 5.91% | +21.9K | – | New | 0.01% |
| 7 | PANW Palo Alto Networks Inc | Technology | 721 | $286.46K | 4.6% | 0 | 0.0% | Unchanged | 0% |
| 8 | GOOGL Alphabet Inc. | Technology | 740 | $254.62K | 4.09% | -118 | -13.8% | Reduced | 0% |
| 9 | AMZN Amazon Com Inc | Consumer Discretionary | 986 | $245.66K | 3.95% | +7 | +0.7% | Added | 0% |
| 10 | UNH Unitedhealth Group Inc | Healthcare | 614 | $225.39K | 3.62% | +3 | +0.5% | Added | 0% |
| 11 | PB Prosperity Bancshares Inc | Financial Services | 3,380 | $224.05K | 3.6% | +3,380 | – | New | 0% |
| 12 | CVX Chevron Corp | Energy | 1,006 | $205.44K | 3.3% | +1,006 | – | New | 0% |
Tip. Select a row to see that position’s full history at GEN Financial Management.
As of its Q3 2026 13F filing, GEN Financial Management, INC.’s five largest positions were Berkshire Hathaway Inc (BRK-B) at 17.1%, Capital Southwest Corp (CSWC) at 16.4%, Trinity Capital Inc. (TRIN) at 15.2%, Microsoft Corp (MSFT) at 13.2%, Apple Inc. (AAPL) at 9.1% of the reported portfolio.
GEN Financial Management, INC. reported a 13F portfolio worth $6.23M across 12 positions for Q3 2026. That is up 22.1% from the previous quarter.
Its largest purchases by value were Capital Southwest Corp ($404.78K), Hercules Capital, Inc. ($368.17K), Prosperity Bancshares Inc ($224.05K). It opened 3 new positions.
Its largest sales by value were Broadcom Inc. ($216.83K), PENTAIR plc ($208.75K), Berkshire Hathaway Inc ($97.60K). It exited 2 positions entirely.
From the Form 13F-HR reports GEN Financial Management, INC. files with the SEC each quarter, within 45 days of quarter end. A 13F lists long positions in US-listed equities and options; it excludes short positions, cash, bonds and most non-US holdings.
13F data reflects long positions in US-listed equities and options as reported to the SEC up to 45 days after quarter end. It excludes short positions, cash, bonds and most non-US securities, so it is not a complete picture of a manager’s assets.