FNY Investment Advisers, LLC reported 603 positions worth $320.15M for the quarter ended Sep 30, 2026, up 61.8% on the prior quarter. It opened 175 new positions, added to 188, trimmed 126 and exited 189. Its largest holding is Moderna, Inc. at 6.5% of the portfolio.
Reported 13F market value at each quarter end. A change mixes trading with price moves in the positions held.
Dollar value of shares bought and sold each quarter, at that quarter’s price. It counts trading only, not price changes.
How many positions were opened, added to, trimmed or closed each quarter.
Share of reported value in each sector at every quarter end.
| Holding | Change | Change % | Trade Value | Weight |
|---|---|---|---|---|
| MRNA Moderna, Inc. | +107.6K | +1,076,000.0% | $20.72M | 6.47% |
| LITE Lumentum Holdings Inc. | +6,520 | – | $6.33M | 1.98% |
| AMD Advanced Micro Devices Inc | +9,479 | +379.2% | $5.80M | 2.29% |
| ROKU Roku, Inc | +37.0K | +1,233.3% | $5.63M | 1.9% |
| CTVA Corteva, Inc. | +66.8K | – | $5.18M | 1.62% |
| BA Boeing Co | +27.2K | +206.9% | $5.06M | 2.34% |
| META Meta Platforms, Inc. | +6,810 | +13,096.2% | $4.94M | 1.55% |
| LNG Cheniere Energy, Inc. | +18.0K | – | $4.84M | 1.51% |
| INTC Intel Corp | +40.0K | +431.4% | $4.81M | 1.85% |
| C Citigroup Inc | +35.9K | +681.9% | $4.64M | 1.66% |
| Holding | Change | Change % | Trade Value | Weight |
|---|---|---|---|---|
| NEE Nextera Energy Inc | -108.0K | -100.0% | $9.48M | Exited |
| PM Philip Morris International Inc. | -27.7K | -100.0% | $5.01M | Exited |
| NVDA Nvidia Corp | -19.1K | -100.0% | $3.83M | Exited |
| FNV FRANCO NEVADA Corp | -16.5K | -100.0% | $3.43M | Exited |
| SNDK Sandisk Corp | -1,361 | -71.8% | $2.37M | 0.29% |
| AMZN Amazon Com Inc | -6,720 | -100.0% | $1.60M | Exited |
| AES Aes Corp | -100.1K | -100.0% | $1.47M | Exited |
| JD JD.com, Inc. | -54.6K | -98.6% | $1.43M | <0.01% |
| SYNA SYNAPTICS Inc | -11.5K | -100.0% | $1.43M | Exited |
| NFG National Fuel Gas Co | -17.5K | -100.0% | $1.35M | Exited |
| Holding | Shares | Trade Value | Weight |
|---|---|---|---|
| LITE Lumentum Holdings Inc. | +6,520 | $6.33M | 1.98% |
| CTVA Corteva, Inc. | +66.8K | $5.18M | 1.62% |
| LNG Cheniere Energy, Inc. | +18.0K | $4.84M | 1.51% |
| TTE TotalEnergies SE | +42.2K | $3.61M | 1.13% |
| SWKS Skyworks Solutions, Inc. | +37.7K | $3.22M | 1.01% |
| HPE Hewlett Packard Enterprise Co | +42.4K | $2.71M | 0.846% |
| MPC Marathon Petroleum Corp | +6,250 | $2.47M | 0.772% |
| USO United States Oil Fund, LP | +16.5K | $2.40M | 0.75% |
| STM STMicroelectronics N.V. | +41.5K | $2.21M | 0.691% |
| GH Guardant Health, Inc. | +12.0K | $2.14M | 0.668% |
| Holding | Shares Sold | Trade Value | Prior Weight |
|---|---|---|---|
| NEE Nextera Energy Inc | -108.0K | $9.48M | 4.79% |
| PM Philip Morris International Inc. | -27.7K | $5.01M | 2.53% |
| NVDA Nvidia Corp | -19.1K | $3.83M | 1.94% |
| FNV FRANCO NEVADA Corp | -16.5K | $3.43M | 1.73% |
| AMZN Amazon Com Inc | -6,720 | $1.60M | 0.809% |
| AES Aes Corp | -100.1K | $1.47M | 0.741% |
| SYNA SYNAPTICS Inc | -11.5K | $1.43M | 0.722% |
| NFG National Fuel Gas Co | -17.5K | $1.35M | 0.683% |
| AZUXY Azul Sa | -117.6K | $1.07M | 0.54% |
| TD Toronto Dominion Bank | -8,600 | $1.04M | 0.528% |
| # | Activity | ||||||||
|---|---|---|---|---|---|---|---|---|---|
| 1 | MRNA Moderna, Inc. | Healthcare | 107.6K | $20.72M | 6.47% | +107.6K | +1,076,000.0% | Added | 0.03% |
| 2 | BA Boeing Co | Industrials | 40.3K | $7.50M | 2.34% | +27.2K | +206.9% | Added | 0.01% |
| 3 | AMD Advanced Micro Devices Inc | Technology | 12.0K | $7.33M | 2.29% | +9,479 | +379.2% | Added | 0% |
| 4 | LITE Lumentum Holdings Inc. | Technology | 6,520 | $6.33M | 1.98% | +6,520 | – | New | 0.01% |
| 5 | CDRO Codere Online Luxembourg, S.A. | Consumer Discretionary | 650.7K | $6.32M | 1.97% | -1,384 | -0.2% | Reduced | 1.43% |
| 6 | ROKU Roku, Inc | Technology | 40.0K | $6.09M | 1.9% | +37.0K | +1,233.3% | Added | 0.03% |
| 7 | INTC Intel Corp | Technology | 49.3K | $5.93M | 1.85% | +40.0K | +431.4% | Added | 0% |
| 8 | MU Micron Technology Inc | Technology | 5,442 | $5.80M | 1.81% | +3,743 | +220.3% | Added | 0% |
| 9 | C Citigroup Inc | Others | 41.1K | $5.33M | 1.66% | +35.9K | +681.9% | Added | 0% |
| 10 | CTVA Corteva, Inc. | Basic Materials | 66.8K | $5.18M | 1.62% | +66.8K | – | New | 0.01% |
| 11 | CRWD CrowdStrike Holdings, Inc. | Technology | 19.0K | $5.03M | 1.57% | +6,200 | +48.4% | Added | 0% |
| 12 | META Meta Platforms, Inc. | Technology | 6,862 | $4.98M | 1.55% | +6,810 | +13,096.2% | Added | 0% |
| 13 | LNG Cheniere Energy, Inc. | Energy | 18.0K | $4.84M | 1.51% | +18.0K | – | New | 0.01% |
| 14 | OKTA Okta, Inc. | Technology | 22.5K | $4.70M | 1.47% | +13.0K | +136.8% | Added | 0.01% |
| 15 | QCOM Qualcomm Inc | Technology | 24.7K | $4.54M | 1.42% | +21.7K | +725.6% | Added | 0% |
Tip. Select a row to see that position’s full history at FNY Investment Advisers.
As of its Q3 2026 13F filing, FNY Investment Advisers, LLC’s five largest positions were Moderna, Inc. (MRNA) at 6.5%, Boeing Co (BA) at 2.3%, Advanced Micro Devices Inc (AMD) at 2.3%, Lumentum Holdings Inc. (LITE) at 2.0%, Codere Online Luxembourg, S.A. (CDRO) at 2.0% of the reported portfolio.
FNY Investment Advisers, LLC reported a 13F portfolio worth $320.15M across 603 positions for Q3 2026. That is up 61.8% from the previous quarter.
Its largest purchases by value were Moderna, Inc. ($20.72M), Lumentum Holdings Inc. ($6.33M), Advanced Micro Devices Inc ($5.80M). It opened 175 new positions.
Its largest sales by value were Nextera Energy Inc ($9.48M), Philip Morris International Inc. ($5.01M), Nvidia Corp ($3.83M). It exited 189 positions entirely.
From the Form 13F-HR reports FNY Investment Advisers, LLC files with the SEC each quarter, within 45 days of quarter end. A 13F lists long positions in US-listed equities and options; it excludes short positions, cash, bonds and most non-US holdings.
13F data reflects long positions in US-listed equities and options as reported to the SEC up to 45 days after quarter end. It excludes short positions, cash, bonds and most non-US securities, so it is not a complete picture of a manager’s assets.