Eagle Rock Investment Company, LLC reported 115 positions worth $663.51M for the quarter ended Sep 30, 2026, down 1.6% on the prior quarter. It opened 5 new positions, added to 40, trimmed 46 and exited 7. Its largest holding is Alphabet Inc. at 6.3% of the portfolio.
Reported 13F market value at each quarter end. A change mixes trading with price moves in the positions held.
Dollar value of shares bought and sold each quarter, at that quarter’s price. It counts trading only, not price changes.
How many positions were opened, added to, trimmed or closed each quarter.
Share of reported value in each sector at every quarter end.
| Holding | Change | Change % | Trade Value | Weight |
|---|---|---|---|---|
| NVDA Nvidia Corp | +40.5K | – | $9.24M | 1.39% |
| SYK Stryker Corp | +19.4K | +63.4% | $5.34M | 2.07% |
| CRH Crh Public Ltd Co | +52.3K | – | $4.33M | 0.653% |
| SPGI S&P Global Inc. | +7,451 | – | $2.94M | 0.443% |
| TMO Thermo Fisher Scientific Inc. | +2,598 | +9.1% | $1.75M | 3.18% |
| MSFT Microsoft Corp | +2,602 | +5.0% | $1.33M | 4.21% |
| META Meta Platforms, Inc. | +1,622 | +4.7% | $1.18M | 3.95% |
| URI United Rentals, Inc. | +1,091 | +9.4% | $1.09M | 1.92% |
| TTWO Take Two Interactive Software Inc | +5,160 | +13.8% | $1.07M | 1.33% |
| CLX Clorox Co | +9,381 | +23.1% | $759.95K | 0.61% |
| Holding | Change | Change % | Trade Value | Weight |
|---|---|---|---|---|
| TRV Travelers Companies, Inc. | -13.6K | -93.2% | $4.85M | 0.054% |
| HCA HCA Healthcare, Inc. | -9,470 | -84.4% | $4.04M | 0.113% |
| COR Cencora, Inc. | -12.6K | -38.7% | $3.79M | 0.905% |
| CMI Cummins Inc | -7,281 | -51.8% | $3.76M | 0.527% |
| UNH Unitedhealth Group Inc | -6,440 | -51.7% | $2.36M | 0.333% |
| ADBE Adobe Inc. | -8,371 | -49.2% | $2.01M | 0.313% |
| NKE NIKE, Inc. | -31.9K | -100.0% | $1.31M | Exited |
| CVX Chevron Corp | -5,994 | -12.1% | $1.22M | 1.34% |
| IQV Iqvia Holdings Inc. | -4,220 | -6.9% | $1.13M | 2.32% |
| WD Walker & Dunlop, Inc. | -20.2K | -100.0% | $1.10M | Exited |
| Holding | Shares Sold | Trade Value | Prior Weight |
|---|---|---|---|
| NKE NIKE, Inc. | -31.9K | $1.31M | 0.194% |
| WD Walker & Dunlop, Inc. | -20.2K | $1.10M | 0.164% |
| SSNC SS&C Technologies Holdings Inc | -7,125 | $442.11K | 0.066% |
| NSC Norfolk Southern Corp | -940 | $295.72K | 0.044% |
| RTO Rentokil Initial Plc | -9,308 | $266.30K | 0.04% |
| DUK Duke Energy CORP | -1,685 | $213.29K | 0.032% |
| GS Goldman Sachs Group Inc | -200 | $202.27K | 0.03% |
| # | Activity | ||||||||
|---|---|---|---|---|---|---|---|---|---|
| 1 | GOOGL Alphabet Inc. | Technology | 122.1K | $42.00M | 6.33% | -576 | -0.5% | Reduced | 0% |
| 2 | AVGO Broadcom Inc. | Technology | 105.3K | $36.99M | 5.57% | -1,905 | -1.8% | Reduced | 0% |
| 3 | MSFT Microsoft Corp | Technology | 54.5K | $27.96M | 4.21% | +2,602 | +5.0% | Added | 0% |
| 4 | TSM Taiwan Semiconductor Manufacturing Co Ltd | Technology | 60.6K | $27.65M | 4.17% | +102 | +0.2% | Added | 0% |
| 5 | META Meta Platforms, Inc. | Technology | 36.1K | $26.20M | 3.95% | +1,622 | +4.7% | Added | 0% |
| 6 | AAPL Apple Inc. | Technology | 78.4K | $26.12M | 3.94% | -379 | -0.5% | Reduced | 0% |
| 7 | KLAC Kla Corp | Technology | 126.6K | $24.68M | 3.72% | -4,290 | -3.3% | Reduced | 0.01% |
| 8 | MU Micron Technology Inc | Technology | 21.2K | $22.62M | 3.41% | -33 | -0.2% | Reduced | 0% |
| 9 | JPM Jpmorgan Chase & Co | Financial Services | 67.7K | $22.38M | 3.37% | +366 | +0.5% | Added | 0% |
| 10 | TMO Thermo Fisher Scientific Inc. | Healthcare | 31.3K | $21.10M | 3.18% | +2,598 | +9.1% | Added | 0.01% |
| 11 | V Visa Inc. | Financial Services | 52.0K | $18.68M | 2.81% | +654 | +1.3% | Added | 0% |
| 12 | CB Chubb Ltd | Financial Services | 56.3K | $18.33M | 2.76% | +773 | +1.4% | Added | 0.01% |
| 13 | IQV Iqvia Holdings Inc. | Healthcare | 57.3K | $15.42M | 2.32% | -4,220 | -6.9% | Reduced | 0.03% |
| 14 | AMZN Amazon Com Inc | Consumer Discretionary | 57.8K | $14.39M | 2.17% | +2,709 | +4.9% | Added | 0% |
| 15 | CSCO Cisco Systems, Inc. | Technology | 127.9K | $13.76M | 2.07% | -2,190 | -1.7% | Reduced | 0% |
Tip. Select a row to see that position’s full history at Eagle Rock Investment Company.
As of its Q3 2026 13F filing, Eagle Rock Investment Company, LLC’s five largest positions were Alphabet Inc. (GOOGL) at 6.3%, Broadcom Inc. (AVGO) at 5.6%, Microsoft Corp (MSFT) at 4.2%, Taiwan Semiconductor Manufacturing Co Ltd (TSM) at 4.2%, Meta Platforms, Inc. (META) at 3.9% of the reported portfolio.
Eagle Rock Investment Company, LLC reported a 13F portfolio worth $663.51M across 115 positions for Q3 2026. That is down 1.6% from the previous quarter.
Its largest purchases by value were Nvidia Corp ($9.24M), Stryker Corp ($5.34M), Crh Public Ltd Co ($4.33M). It opened 5 new positions.
Its largest sales by value were Travelers Companies, Inc. ($4.85M), HCA Healthcare, Inc. ($4.04M), Cencora, Inc. ($3.79M). It exited 7 positions entirely.
From the Form 13F-HR reports Eagle Rock Investment Company, LLC files with the SEC each quarter, within 45 days of quarter end. A 13F lists long positions in US-listed equities and options; it excludes short positions, cash, bonds and most non-US holdings.
13F data reflects long positions in US-listed equities and options as reported to the SEC up to 45 days after quarter end. It excludes short positions, cash, bonds and most non-US securities, so it is not a complete picture of a manager’s assets.