Vivakor VIVK Insider Ownership

NASDAQ VIVK
$0.31 +0.02 (+6.90%)
At close: Oct 2, 2026 · 4:00 PM EDT

Insider Holdings by Owner

14.94K Shares

Insider Ownership Statistics

as of 30 Sep, 2026
Insider Ownership
—
share count not reported for this filer set
Shares Held by Insiders
17.32K
filed for Sep 2026
■0.00% QoQ
Shares Outstanding
—
not reported
Direct Holdings
3.07K
Indirect: 14.24K
Net Shares Traded (QoQ)
0
no net change in Sep 2026
Insiders Holding Shares
4
with Form 4 holdings on file

Shares Owned by Insiders

Shares held % of outstanding
Latest —
Average ownership —
Peak ownership —

Shares Purchased/Sold by Insiders

Bought Sold
Latest quarter —
Net over range —
Buying quarters —
Form 4 Holdings

Insiders Holding VIVK

Insiders 4
Shares held 14.94K
Of outstanding —
# Insider Position Direct Indirect Total Share of Insiders Last Filed
1 James H. Ballengee Ceo 2,350 11,868 14,217 95.1% 18 Nov, 2025
2 Matthew Nicosia Chief Executive Officer 698 0 698 4.7% 25 Feb, 2022
3 Patrick Knapp Evp, Gen. Counsel, Secretary 23 0 23 0.2% 30 Jul, 2024
4 Kimberly Ann Hawley Cfo 4 0 4 0.0% 04 Dec, 2025

Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.

Form 4 Filings

35 Insider Transactions

Source SEC Form 4
Latest quarter Sep 2026
Download Data
Date Insider Position Transaction Shares Price Value Shares Held After Ownership
26 Nov, 2025 Kimberly Ann Hawley Cfo Acquired A 25,000 $768.08 $19.20Mn 4 Direct
10 Nov, 2025 James H. Ballengee Ceo Disposed J 2,979,456 $1,020.10 $3.04Bn 2,979 Indirect
10 Nov, 2025 James H. Ballengee Ceo Disposed J 30,096 $1,020.10 $30.70Mn 2,974 Indirect
02 Dec, 2024 James H. Ballengee Chairman, President, Ceo Acquired A 369,740 $3,621.36 $1.34Bn 2,119 Direct
02 Dec, 2024 James H. Ballengee Chairman, President, Ceo Acquired A 4,999,500 $6,000.60 $30.00Bn 2,953 Indirect
02 Dec, 2024 James H. Ballengee Chairman, President, Ceo Acquired A 50,500 $6,000.60 $303.03Mn 2,961 Indirect
03 Jul, 2024 Patrick Knapp Evp, Gen. Counsel, Secretary Acquired A 140,190 $10,681.07 $1.50Bn 23 Direct
23 May, 2024 James H. Ballengee Chief Executive Officer Acquired P 30,744 $7,740.77 $237.98Mn 221 Direct
24 May, 2024 James H. Ballengee Chief Executive Officer Acquired P 41,381 $7,620.76 $315.35Mn 228 Direct
28 May, 2024 James H. Ballengee Chief Executive Officer Acquired P 15,277 $8,220.82 $125.59Mn 230 Direct
23 Apr, 2024 James H. Ballengee Chief Executive Officer Acquired P 54,500 $8,640.86 $470.93Mn 208 Direct
24 Apr, 2024 James H. Ballengee Chief Executive Officer Acquired P 47,500 $9,540.95 $453.20Mn 216 Direct
19 Apr, 2024 James H. Ballengee Chief Executive Officer Acquired P 30,000 $6,720.67 $201.62Mn 176 Direct
22 Apr, 2024 James H. Ballengee Chief Executive Officer Acquired P 138,000 $8,220.82 $1.13Bn 199 Direct
10 Nov, 2023 James H. Ballengee Chief Executive Officer Acquired J 7,042,254 $8,520.85 $60.01Bn 1,675 Indirect
10 Nov, 2023 James H. Ballengee Chief Executive Officer Acquired J 923,672 $6,496.25 $6.00Bn 171 Direct
25 Nov, 2022 James H. Ballengee Chief Executive Officer Acquired A 55,300 $5,955.60 $329.34Mn 511 Indirect
28 Nov, 2022 James H. Ballengee Chief Executive Officer Acquired A 44,700 $6,126.61 $273.86Mn 518 Indirect
24 Oct, 2022 Al Ferrara Director Acquired A 100,000 — — 17 Direct
24 Oct, 2022 Trent Philip Staggs Director Acquired A 100,000 — — 17 Direct