| Holder | Position | Shares (Direct) | Shares (Indirect) | Report Date |
|---|---|---|---|---|
| Karen M Macleod | - | 73,744 | 0 | 03 Jan, 2022 |
| Guy Dubois | - | 359,920 | 0 | 02 May, 2022 |
| Peter K Poli | Chief Financial Officer | 187,241 | 0 | 19 Aug, 2021 |
| Karim Sehnaoui | - | 388,421 | 0 | 20 Mar, 2024 |
| Matthew J. Swando | Chief Revenue Officer | 205,340 | 0 | 22 Jun, 2022 |
* Please note that the shares above only reflect shares from the fund portfolio and the institutional portfolio. Shares from the personal portfolio are excluded from this Institutional Ownership Page. See these insiders' latest transactions here on Insider Page.
| Transaction Date | Insider Name | Security Class | Transaction Type | Shares Traded | Price | Shares Remaining | Ownership | Code |
|---|---|---|---|---|---|---|---|---|
| 19 Mar, 2024 | Karim Sehnaoui | Common Stock | A | 370,000 | $0.27 | 388,421 | D | P |
| 01 Feb, 2024 | Karim Sehnaoui | Common Stock | A | 4,400 | $0.20 | 18,421 | D | P |
| 13 Apr, 2022 | Matthew J. Swando | Common Stock | A | 185,000 | - | 205,340 | D | A |
| 14 Apr, 2022 | Guy Dubois | Common Stock | A | 45,902 | $1.24 | 368,516 | D | M |
| 14 Apr, 2022 | Guy Dubois | Common Stock | D | 8,596 | $3.30 | 359,920 | D | F |
| 14 Apr, 2022 | Guy Dubois | Warrants | D | 40,366 | $0.00 | 0 | D | M |
| 14 Apr, 2022 | Guy Dubois | Warrants | D | 5,536 | $0.00 | 0 | D | M |
| 28 Dec, 2021 | Guy Dubois | Common Stock | A | 8,544 | $1.24 | 323,875 | D | M |
| 30 Dec, 2021 | Karen M Macleod | Common Stock | A | 9,191 | $1.15 | 73,744 | D | M |
| 30 Dec, 2021 | Karen M Macleod | Warrants | D | 9,191 | $0.00 | 0 | D | M |
| 28 Dec, 2021 | Guy Dubois | Common Stock | D | 1,261 | $2.44 | 322,614 | D | F |
| 28 Dec, 2021 | Guy Dubois | Warrants | D | 1,173 | $0.00 | 0 | D | M |
| 28 Dec, 2021 | Guy Dubois | Warrants | D | 7,371 | $0.00 | 0 | D | M |
| 20 Aug, 2021 | Karen M Macleod | Common Stock | A | 9,411 | $1.15 | 64,553 | D | M |
| 20 Aug, 2021 | Karen M Macleod | Options | D | 3,529 | $0.00 | 0 | D | M |
| 20 Aug, 2021 | Karen M Macleod | Options | D | 5,882 | $0.00 | 0 | D | M |
| 17 Aug, 2021 | Peter K Poli | Common Stock | A | 53,601 | $1.24 | 187,241 | D | M |
| 17 Aug, 2021 | Peter K Poli | Stock Options | D | 53,601 | $0.00 | 0 | D | M |
| 01 May, 2018 | Daele Dirk Karel Van | Common Stock | A | 41,293 | - | 61,928 | D | A |
| 01 May, 2018 | Daele Dirk Karel Van | Common Stock | A | 41,293 | - | 61,928 | D | A |