Tompkins Financial Corp (TMP) Insider Ownership

Historic Insider Ownership Trends

Top Direct Holders

Insider ownership data is derived from the last 60 months of Form 4 SEC filings.
Holder Position Shares (Direct) Shares (Indirect) Report Date
Michael H Spain - 139,415 0 15 Jan, 2026
Stephen S Romaine President Ceo 68,372 0 13 Nov, 2025
John E Alexander - 53,202 0 17 May, 2023
James W Fulmer Vice Chairman 39,393 0 01 Aug, 2023
Craig Yunker - 30,875 0 02 Mar, 2022
Craig Yunker - 30,875 0 02 Mar, 2022
Francis M Fetsko Evp, Coo, Cfo Treasurer 27,884 0 07 Feb, 2023
Gerald J Jr Klein Evp Presceo Mahopac Bank 25,296 0 08 Nov, 2021
Gregory J Hartz Evp, Pres.Ceo Tompkins Trust 23,555 0 02 Dec, 2022
David S Boyce Evp, Pres. Ceo Tompkins Ins. 20,818 0 03 Nov, 2025
Frank C Milewski - 19,041 0 17 Aug, 2021
Susan M. Valenti Evp, Corporate Marketing 16,038 0 05 Aug, 2024
Susan M. Valenti Evp, Corporate Marketing 16,038 0 05 Aug, 2024
John M Mckenna Evp, Pres. Tompkins Comm. Bank 16,017 0 13 Nov, 2025
Alfred J Weber - 14,690 0 08 Oct, 2024
Alfred J Weber - 14,690 0 08 Oct, 2024
Scott L Gruber Evp, Pres Ceo, Vist Bank 14,651 0 23 Nov, 2021
Thomas R. Rochon - 13,350 0 16 Jan, 2025
John D Mcclurg - 12,834 0 29 Aug, 2024
Ita M Rahilly - 10,511 0 24 Nov, 2025
Alyssa H Fontaine Evp, General Counsel Cro 9,366 0 13 Nov, 2025
Paul J. Battaglia - 7,308 0 31 Jan, 2024
Diane D Torcello Evp President, Tompkins Wny 7,163 0 13 Nov, 2025
Diane D Torcello Evp President, Tompkins Wny 7,163 0 13 Nov, 2025
Patricia A Johnson - 6,779 0 06 Apr, 2026
David M Demilia Evp, Pres Of Tcb Hudson Valley 6,638 0 13 Nov, 2025
Ginger G Kunkel President Tcb Pennsylvania 5,304 0 13 Nov, 2025
Bonita N Lindberg Svp, Human Resource Director 4,805 0 06 May, 2024
David Kershaw Svp, Pao 4,743 0 13 Nov, 2025
Matthew D Tomazin Evp, Cfo Treasurer 4,726 0 13 Nov, 2025
Matthew D Tomazin Evp, Cfo Treasurer 4,726 0 13 Nov, 2025
Brian A Howard Evp, Pres. Tompkins Fin. Adv. 4,440 0 14 Nov, 2023
Charles J Guarino Svp Chief Bank Operations Off. 3,599 0 13 Nov, 2025
Stacie M Mastin Svp, Director Of Hr 2,191 0 13 Nov, 2025
Janet M. Coletti - 2,000 0 16 May, 2024
Angela B Lee - 1,775 0 06 Apr, 2026
Daniel J. Fessenden - 1,718 0 06 Apr, 2026
Eric W Taylor Evp, President Tfa 1,405 0 13 Nov, 2025
Eric W Taylor Evp, President Tfa 1,405 0 13 Nov, 2025
Steven W Cribbs Svp Chief Risk Officer 382 0 09 Feb, 2022
Johanna B Anderson Evp, President Tcb Cny 296 0 05 Jan, 2026

* Please note that the shares above only reflect shares from the fund portfolio and the institutional portfolio. Shares from the personal portfolio are excluded from this Institutional Ownership Page. See these insiders' latest transactions here on Insider Page.

Recent Insider Transactions

Detailed insider trading activity based on Form 4 SEC filings.
Download Data
Transaction Date Insider Name Security Class Transaction Type Shares Traded Price Shares Remaining Ownership Code
06 Apr, 2026 Daniel J. Fessenden Common Stock A 155 $80.09 1,718 D A
06 Apr, 2026 Patricia A Johnson Common Stock Drip A 226 $80.09 6,779 D A
06 Apr, 2026 Angela B Lee Common Stock A 262 $80.09 1,775 D A
02 Apr, 2026 Nancy E. Catarisano Phantom Stock A 111 $80.09 7,018 D A
02 Apr, 2026 Nancy E. Catarisano Phantom Stock A 370 $80.09 6,907 D A
15 Jan, 2026 Michael H Spain Common Stock A 1,564 $0.00 139,415 D M
15 Jan, 2026 Michael H Spain Phantom Stock D 1,564 - 4,692 D M
06 Jan, 2026 Patricia A Johnson Common Stock Drip A 251 $72.20 6,498 D A
06 Jan, 2026 Daniel J. Fessenden Common Stock A 172 $72.20 1,557 D A
06 Jan, 2026 Angela B Lee Common Stock A 291 $72.20 1,513 D A
05 Jan, 2026 Heidi M Davidson Phantom Stock A 177 $72.20 1,906 D A
31 Dec, 2025 Johanna B Anderson Common Stock D 2,405 $0.00 296 D D
05 Jan, 2026 Helen Eaton Phantom Stock A 177 $72.20 2,733 D A
05 Jan, 2026 Nancy E. Catarisano Phantom Stock A 287 $72.20 6,359 D A
05 Jan, 2026 Janet M. Coletti Phantom Stock A 27 $72.20 718 D A
05 Jan, 2026 Heidi M Davidson Phantom Stock A 124 $72.20 2,030 D A
05 Jan, 2026 Nancy E. Catarisano Phantom Stock A 124 $72.20 6,483 D A
21 Nov, 2025 Ita M Rahilly Common Stock A 1,463 $68.36 10,511 D P
12 Nov, 2025 Johanna B Anderson Common Stock A 730 $67.79 2,701 D A
12 Nov, 2025 Charles J Guarino Common Stock A 685 $67.79 3,599 D A