Tompkins Financial's top three insider shareholders as of July 24, 2026 are Michael H Spain (Director, 139.41K shares), Stephen S Romaine (President Ceo, 68.37K shares), John E Alexander (Director, 53.20K shares).
| Holder | Position | Shares (Direct) | Shares (Indirect) | Report Date |
|---|---|---|---|---|
| John E Alexander | - | 53,202 | 0 | 17 May, 2023 |
| James W Fulmer | Vice Chairman | 39,393 | 0 | 01 Aug, 2023 |
| Craig Yunker | - | 30,875 | 0 | 02 Mar, 2022 |
| Michael H Spain | - | 139,415 | 0 | 15 Jan, 2026 |
| Francis M Fetsko | Evp, Coo, Cfo Treasurer | 27,884 | 0 | 07 Feb, 2023 |
| David S Boyce | Evp, Pres. Ceo Tompkins Ins. | 20,818 | 0 | 03 Nov, 2025 |
| Stephen S Romaine | President Ceo | 68,372 | 0 | 13 Nov, 2025 |
| Frank C Milewski | - | 19,041 | 0 | 17 Aug, 2021 |
| Alfred J Weber | - | 14,690 | 0 | 08 Oct, 2024 |
| Patricia A Johnson | - | 6,779 | 0 | 06 Apr, 2026 |
| Gregory J Hartz | Evp, Pres.Ceo Tompkins Trust | 23,555 | 0 | 02 Dec, 2022 |
| Gerald J Jr Klein | Evp Presceo Mahopac Bank | 25,296 | 0 | 08 Nov, 2021 |
| Daniel J. Fessenden | - | 1,718 | 0 | 06 Apr, 2026 |
| Thomas R. Rochon | - | 13,350 | 0 | 16 Jan, 2025 |
| Scott L Gruber | Evp, Pres Ceo, Vist Bank | 14,651 | 0 | 23 Nov, 2021 |
| Paul J. Battaglia | - | 7,308 | 0 | 31 Jan, 2024 |
| Susan M. Valenti | Evp, Corporate Marketing | 16,038 | 0 | 05 Aug, 2024 |
| Steven W Cribbs | Svp Chief Risk Officer | 382 | 0 | 09 Feb, 2022 |
| John M Mckenna | Evp, Pres. Tompkins Comm. Bank | 16,017 | 0 | 13 Nov, 2025 |
| Janet M. Coletti | - | 2,000 | 0 | 16 May, 2024 |
| Bonita N Lindberg | Svp, Human Resource Director | 4,805 | 0 | 06 May, 2024 |
| Alyssa H Fontaine | Evp, General Counsel Cro | 9,366 | 0 | 13 Nov, 2025 |
| Charles J Guarino | Svp Chief Bank Operations Off. | 3,599 | 0 | 13 Nov, 2025 |
| Brian A Howard | Evp, Pres. Tompkins Fin. Adv. | 4,440 | 0 | 14 Nov, 2023 |
| Ginger G Kunkel | President Tcb Pennsylvania | 5,304 | 0 | 13 Nov, 2025 |
| Ita M Rahilly | - | 10,511 | 0 | 24 Nov, 2025 |
| David M Demilia | Evp, Pres Of Tcb Hudson Valley | 6,638 | 0 | 13 Nov, 2025 |
| Johanna B Anderson | Evp, President Tcb Cny | 296 | 0 | 05 Jan, 2026 |
| Angela B Lee | - | 1,775 | 0 | 06 Apr, 2026 |
| John D Mcclurg | - | 12,834 | 0 | 29 Aug, 2024 |
| Diane D Torcello | Evp President, Tompkins Wny | 7,163 | 0 | 13 Nov, 2025 |
| Matthew D Tomazin | Evp, Cfo Treasurer | 4,726 | 0 | 13 Nov, 2025 |
| David Kershaw | Svp, Pao | 4,743 | 0 | 13 Nov, 2025 |
| Stacie M Mastin | Svp, Director Of Hr | 2,191 | 0 | 13 Nov, 2025 |
| Eric W Taylor | Evp, President Tfa | 1,405 | 0 | 13 Nov, 2025 |
* Please note that the shares above only reflect shares from the fund portfolio and the institutional portfolio. Shares from the personal portfolio are excluded from this Institutional Ownership Page. See these insiders' latest transactions here on Insider Page.
| Transaction Date | Insider Name | Security Class | Transaction Type | Shares Traded | Price | Shares Remaining | Ownership | Code |
|---|---|---|---|---|---|---|---|---|
| 06 Apr, 2026 | Daniel J. Fessenden | Common Stock | A | 155 | $80.09 | 1,718 | D | A |
| 06 Apr, 2026 | Angela B Lee | Common Stock | A | 262 | $80.09 | 1,775 | D | A |
| 06 Apr, 2026 | Patricia A Johnson | Common Stock Drip | A | 226 | $80.09 | 6,779 | D | A |
| 02 Apr, 2026 | Janet M. Coletti | Phantom Stock | A | 24 | $80.09 | 748 | D | A |
| 02 Apr, 2026 | Nancy E. Catarisano | Phantom Stock | A | 111 | $80.09 | 7,018 | D | A |
| 02 Apr, 2026 | Helen Eaton | Phantom Stock | A | 159 | $80.09 | 2,915 | D | A |
| 02 Apr, 2026 | Heidi M Davidson | Phantom Stock | A | 159 | $80.09 | 2,206 | D | A |
| 02 Apr, 2026 | Heidi M Davidson | Phantom Stock | A | 111 | $80.09 | 2,318 | D | A |
| 02 Apr, 2026 | Nancy E. Catarisano | Phantom Stock | A | 370 | $80.09 | 6,907 | D | A |
| 15 Jan, 2026 | Michael H Spain | Common Stock | A | 1,564 | $0.00 | 139,415 | D | M |
| 15 Jan, 2026 | Michael H Spain | Phantom Stock | D | 1,564 | - | 4,692 | D | M |
| 06 Jan, 2026 | Patricia A Johnson | Common Stock Drip | A | 251 | $72.20 | 6,498 | D | A |
| 06 Jan, 2026 | Angela B Lee | Common Stock | A | 291 | $72.20 | 1,513 | D | A |
| 06 Jan, 2026 | Daniel J. Fessenden | Common Stock | A | 172 | $72.20 | 1,557 | D | A |
| 05 Jan, 2026 | Heidi M Davidson | Phantom Stock | A | 177 | $72.20 | 1,906 | D | A |
| 05 Jan, 2026 | Nancy E. Catarisano | Phantom Stock | A | 287 | $72.20 | 6,359 | D | A |
| 31 Dec, 2025 | Johanna B Anderson | Common Stock | D | 2,405 | $0.00 | 296 | D | D |
| 05 Jan, 2026 | Janet M. Coletti | Phantom Stock | A | 27 | $72.20 | 718 | D | A |
| 05 Jan, 2026 | Helen Eaton | Phantom Stock | A | 177 | $72.20 | 2,733 | D | A |
| 05 Jan, 2026 | Nancy E. Catarisano | Phantom Stock | A | 124 | $72.20 | 6,483 | D | A |