According to recent filings covering the 90 days ending January 21, 2026, the three most significant insider holders at Tompkins Financial are Director Michael H Spain (139.41K shares), President & Ceo Stephen S Romaine (68.37K shares), Director John E Alexander (53.20K shares).
| Holder | Position | Shares | Report Date |
|---|---|---|---|
| Michael H Spain | 139,415 | 16 Jan, 2026 | |
| Stephen S Romaine | President & Ceo | 68,372 | 13 Nov, 2025 |
| John E Alexander | 53,202 | 17 May, 2023 | |
| James W Fulmer | 39,393 | 01 Aug, 2023 | |
| Craig Yunker | 30,875 | 03 Mar, 2022 | |
| Francis M Fetsko | Evp And Coo And Cfo & Treasurer | 27,884 | 07 Feb, 2023 |
| Gerald J Jr Klein | Evp Pres&Ceo Mahopac Bank | 25,296 | 08 Nov, 2021 |
| David S Boyce | Evp And Pres. & Ceo Tompkins Ins. | 24,247 | 03 Nov, 2025 |
| Gregory J Hartz | Evp And Pres.&Ceo Tompkins Trust | 23,555 | 02 Dec, 2022 |
| Frank C Milewski | 19,041 | 17 Aug, 2021 | |
| Susan M. Valenti | Evp And Corporate Marketing | 17,713 | 05 Aug, 2024 |
| John M Mckenna | Evp And Pres. Tompkins Comm. Bank | 16,139 | 13 Nov, 2025 |
| Alfred J Weber | 14,690 | 08 Oct, 2024 | |
| Scott L Gruber | Evp And Pres & Ceo And Vist Bank | 14,651 | 23 Nov, 2021 |
| Thomas R. Rochon | 13,350 | 16 Jan, 2025 | |
| John D Mcclurg | 12,834 | 29 Aug, 2024 | |
| Ita M Rahilly | 10,511 | 24 Nov, 2025 | |
| Alyssa H Fontaine | Evp And General Counsel & Cro | 10,137 | 13 Nov, 2025 |
| Brian A Howard | Evp And Pres. Tompkins Fin. Adv. | 9,750 | 14 Nov, 2023 |
| Diane D Torcello | Evp & President And Tompkins Wny | 8,778 | 13 Nov, 2025 |
| David M Demilia | Evp And Pres Of Tcb Hudson Valley | 8,463 | 13 Nov, 2025 |
| Paul J. Battaglia | 7,308 | 31 Jan, 2024 | |
| Patricia A Johnson | 6,498 | 07 Jan, 2026 | |
| Bonita N Lindberg | Svp And Human Resource Director | 5,441 | 06 May, 2024 |
| Ginger G Kunkel | President Tcb Pennsylvania | 5,304 | 13 Nov, 2025 |
| David Kershaw | Svp And Pao | 4,743 | 13 Nov, 2025 |
| Matthew D Tomazin | Evp And Cfo & Treasurer | 4,726 | 13 Nov, 2025 |
| Charles J Guarino | Svp Chief Bank Operations Off. | 3,599 | 13 Nov, 2025 |
| Stacie M Mastin | Svp And Director Of Hr | 2,191 | 13 Nov, 2025 |
| Janet M. Coletti | 2,000 | 16 May, 2024 | |
| Daniel J. Fessenden | 1,557 | 07 Jan, 2026 | |
| Angela B Lee | 1,513 | 07 Jan, 2026 | |
| Eric W Taylor | Evp And President Tfa | 1,405 | 13 Nov, 2025 |
| Steven W Cribbs | Svp & Chief Risk Officer | 382 | 09 Feb, 2022 |
| Johanna B Anderson | Evp And President Tcb Cny | 296 | 05 Jan, 2026 |
* Please note that the shares above only reflect shares from the fund portfolio and the institutional portfolio. Shares from the personal portfolio are excluded from this Institutional Ownership Page. See these insiders' latest transactions here on Insider Page.
| Transaction Date | Insider Name | Security Class | Transaction Type | Shares Traded | Price | Shares Remaining | Ownership | Code |
|---|---|---|---|---|---|---|---|---|
| 15 Jan, 2026 | Michael H Spain | Common Stock | A | 1,564 | $0.00 | 139,415 | D | M |
| 06 Jan, 2026 | Patricia A Johnson | Common Stock Drip | A | 251 | $72.20 | 6,498 | D | A |
| 06 Jan, 2026 | Daniel J. Fessenden | Common Stock | A | 172 | $72.20 | 1,557 | D | A |
| 06 Jan, 2026 | Angela B Lee | Common Stock | A | 291 | $72.20 | 1,513 | D | A |
| 31 Dec, 2025 | Johanna B Anderson | Common Stock | D | 2,405 | $0.00 | 296 | D | D |
| 21 Nov, 2025 | Ita M Rahilly | - | - | 10,511 | D | |||
| 21 Nov, 2025 | Ita M Rahilly | Common Stock | A | 1,463 | $68.36 | 10,511 | D | P |
| 12 Nov, 2025 | Stephen S Romaine | Common Stock | A | 4,645 | $67.79 | 68,372 | D | A |
| 12 Nov, 2025 | John M Mckenna | Common Stock | A | 1,365 | $67.79 | 16,017 | D | A |
| 12 Nov, 2025 | John M Mckenna | - | - | 16,017 | D | |||
| 12 Nov, 2025 | Alyssa H Fontaine | Common Stock | A | 910 | $67.79 | 9,366 | D | A |
| 12 Nov, 2025 | Charles J Guarino | Common Stock | A | 685 | $67.79 | 3,599 | D | A |
| 12 Nov, 2025 | Ginger G Kunkel | Common Stock | A | 900 | $67.79 | 5,304 | D | A |
| 12 Nov, 2025 | David M Demilia | Common Stock | A | 990 | $67.79 | 6,638 | D | A |
| 12 Nov, 2025 | Johanna B Anderson | Common Stock | A | 730 | $67.79 | 2,701 | D | A |
| 12 Nov, 2025 | Diane D Torcello | Common Stock | A | 1,025 | $67.79 | 7,163 | D | A |
| 12 Nov, 2025 | Matthew D Tomazin | Common Stock | A | 1,365 | $67.79 | 4,726 | D | A |
| 12 Nov, 2025 | David Kershaw | Common Stock | A | 550 | $67.79 | 4,743 | D | A |
| 12 Nov, 2025 | Stacie M Mastin | Common Stock | A | 685 | $67.79 | 2,191 | D | A |
| 12 Nov, 2025 | Eric W Taylor | Common Stock | A | 910 | $67.79 | 1,405 | D | A |