SLR Investment's three largest insider shareholders as of September 29, 2026 are Michael S Gross (Director, 4.07Mn shares), Bruce J Spohler (Coo And Director, 3.83Mn shares), Michael S Gross (Ceo, Pres, Chair. Of The Board, 227.79K shares).
| # | Insider | Position | Direct | Indirect | Total | Share of Insiders | Last Filed |
|---|---|---|---|---|---|---|---|
| 1 | Michael S Gross | Director, Officer | 0 | 4,065,153 | 4,065,153 | 50.6% | 11 Sep, 2026 |
| 2 | Bruce J Spohler | Coo And Director | 0 | 3,827,977 | 3,827,977 | 47.6% | 17 Mar, 2026 |
| 3 | David Wachter | Director | 53,494 | 0 | 53,494 | 0.7% | 05 Apr, 2022 |
| 4 | Guy Talarico | Chief Compliance Officer | 31,899 | 0 | 31,899 | 0.4% | 21 Aug, 2023 |
| 5 | Richard Peteka | Cfo, Sec, Treas | 28,872 | 0 | 28,872 | 0.4% | 05 Apr, 2022 |
| 6 | Leonard Potter | Director | 14,872 | 0 | 14,872 | 0.2% | 05 Apr, 2022 |
| 7 | Shiraz Kajee | Officer | 7,500 | 0 | 7,500 | 0.1% | 17 Mar, 2026 |
| 8 | Andrea Colvin Roberts | Director | 0 | 7,190 | 7,190 | 0.1% | 10 Sep, 2025 |
| 9 | Steven Hochberg | Director | 2,742 | 0 | 2,742 | 0.0% | 18 Nov, 2022 |
Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.
| Date | Insider | Position | Transaction | Shares | Price | Value | Shares Held After | Ownership |
|---|---|---|---|---|---|---|---|---|
| 10 Sep, 2026 | Michael S Gross | Director, Officer | Acquired P | 20,000 | $12.35 | $246.98K | 4,065,153 | Indirect |
| 12 May, 2026 | Michael S Gross | Director, Officer | Acquired P | 10,000 | $13.09 | $130.85K | 4,035,153 | Indirect |
| 13 May, 2026 | Michael S Gross | Director, Officer | Acquired P | 10,000 | $13.10 | $131.00K | 4,045,153 | Indirect |
| 13 Mar, 2026 | Shiraz Kajee | Officer | Acquired M | 5,782 | — | — | 13,252 | Direct |
| 13 Mar, 2026 | Bruce J Spohler | Director, Officer | Disposed M | 354,511 | — | — | 3,473,466 | Indirect |
| 13 Mar, 2026 | Michael S Gross | Director, Officer | Disposed M | 354,511 | — | — | 3,635,190 | Indirect |
| 13 Mar, 2026 | Bruce J Spohler | Director, Officer | Acquired A | 354,511 | — | — | 3,827,977 | Indirect |
| 13 Mar, 2026 | Michael S Gross | Director, Officer | Acquired A | 354,511 | — | — | 3,989,701 | Indirect |
| 13 Mar, 2026 | Shiraz Kajee | Officer | Disposed D | 5,782 | — | — | 7,500 | Direct |
| 13 Mar, 2026 | Shiraz Kajee | Officer | Disposed M | 5,782 | $0.00 | $0 | 5,782 | Direct |
| 13 Mar, 2026 | Michael S Gross | Director, Officer | Acquired P | 25,000 | $13.91 | $347.86K | 4,014,701 | Indirect |
| 13 Mar, 2026 | Shiraz Kajee | Officer | Acquired A | 13,900 | $0.00 | $0 | 13,900 | Direct |
| 13 Mar, 2026 | Bruce J Spohler | Director, Officer | Disposed E | 10,987 | — | — | 785,937 | Indirect |
| 16 Mar, 2026 | Michael S Gross | Director, Officer | Acquired P | 10,452 | $13.90 | $145.25K | 4,025,153 | Indirect |
| 13 Mar, 2026 | Bruce J Spohler | Director, Officer | Disposed M | 354,511 | $0.00 | $0 | 198,870 | Indirect |
| 13 Mar, 2026 | Michael S Gross | Director, Officer | Disposed E | 10,987 | — | — | 785,937 | Indirect |
| 13 Mar, 2026 | Bruce J Spohler | Director, Officer | Disposed A | 466,378 | $0.00 | $0 | 466,378 | Indirect |
| 13 Mar, 2026 | Michael S Gross | Director, Officer | Disposed M | 354,511 | $0.00 | $0 | 198,870 | Indirect |
| 13 Mar, 2026 | Michael S Gross | Director, Officer | Disposed A | 466,378 | $0.00 | $0 | 466,378 | Indirect |
| 03 Mar, 2026 | Michael S Gross | Director, Officer | Acquired P | 89,800 | $14.73 | $1.32Mn | 3,974,682 | Indirect |