As of April 11, 2026, SHF Holdings's top three insider holders are Llc 5ak, (TenPercentOwner, 3.36Mn shares), John Darwin (Director, 3.36Mn shares), Joshua Mann (Director, 3.36Mn shares).
| Holder | Position | Shares (Direct) | Shares (Indirect) | Report Date |
|---|---|---|---|---|
| Joshua Mann | - | 0 | 3,363,175 | 30 Sep, 2022 |
| Llc 5ak, | - | 3,363,175 | 0 | 30 Sep, 2022 |
| John Darwin | - | 0 | 3,363,175 | 30 Sep, 2022 |
| John Darwin | - | 1,840,566 | 0 | 30 May, 2023 |
| John Darwin | - | 0 | 1,768,470 | 28 Jun, 2023 |
| John Darwin | - | 1,445,157 | 0 | 08 Dec, 2023 |
| John Darwin | - | 0 | 1,443,157 | 27 Nov, 2023 |
| Sundie Seefried | Chief Executive Officer | 1,248,172 | 0 | 18 Dec, 2023 |
| Sundie Seefried | Chief Executive Officer | 0 | 1,172,833 | 12 Jun, 2023 |
| Dan Roda | Evp Chief Operating Officer | 928,869 | 0 | 13 Dec, 2023 |
| Richard Carleton | - | 180,128 | 0 | 05 Dec, 2023 |
| James H Dennedy | Chief Financial Officer | 166,667 | 0 | 26 May, 2023 |
| Jonathon Niehaus | - | 164,359 | 0 | 12 Dec, 2023 |
| Jonathan Summers | - | 151,128 | 0 | 12 Dec, 2023 |
| Jennifer Meyers | - | 101,998 | 0 | 01 Jun, 2023 |
| Doug Fagan | - | 48,000 | 0 | 18 Dec, 2023 |
| Doug Fagan | - | 0 | 45,000 | 24 May, 2023 |
| Donald Emmi | Chief Legal Officer | 21,254 | 0 | 06 Jun, 2025 |
| Donald Emmi | Chief Legal Officer | 20,626 | 0 | 06 Jun, 2025 |
| Peter Lansing Torres | - | 10,000 | 0 | 30 Sep, 2022 |
| Chris Fameree | - | 10,000 | 0 | 28 Sep, 2022 |
| Jonathan Summers | - | 10,000 | 0 | 30 Sep, 2022 |
* Please note that the shares above only reflect shares from the fund portfolio and the institutional portfolio. Shares from the personal portfolio are excluded from this Institutional Ownership Page. See these insiders' latest transactions here on Insider Page.
| Transaction Date | Insider Name | Security Class | Transaction Type | Shares Traded | Price | Shares Remaining | Ownership | Code |
|---|---|---|---|---|---|---|---|---|
| 07 Aug, 2025 | Iii Francis A Braun | Stock Option (Right to Buy) | A | 53,144 | $0.00 | 53,114 | D | A |
| 07 Aug, 2025 | Terrance Elliot Mendez | Stock Option (Right to Buy) | A | 91,751 | $0.00 | 91,751 | D | A |
| 10 Jan, 2023 | Donald Emmi | Restricted Stock Units | A | 2,795 | $0.00 | 21,254 | D | A |
| 10 Jan, 2024 | Donald Emmi | Class A Common Stock | D | 310 | $28.40 | 20,944 | D | F |
| 06 May, 2025 | Donald Emmi | Class A Common Stock | D | 318 | $28.40 | 20,626 | D | F |
| 29 Apr, 2025 | Jennifer Meyers | Stock Option (Right to Buy) | A | 11,628 | $0.00 | 11,628 | D | A |
| 25 Apr, 2025 | Doug Fagan | Stock Option (Right to Buy) | A | 11,628 | $0.00 | 11,628 | D | A |
| 28 Apr, 2025 | Jonathon Niehaus | Stock Option (Right to Buy) | A | 11,628 | $0.00 | 11,628 | D | A |
| 24 Apr, 2025 | Jonathan Summers | Stock Option (Right to Buy) | A | 11,628 | $0.00 | 11,628 | D | A |
| 24 Apr, 2025 | Sundie Seefried | Stock Option (Right to Buy) | A | 11,628 | $0.00 | 11,628 | D | A |
| 24 Apr, 2025 | Richard Carleton | Stock Option (Right to Buy) | A | 11,628 | $0.00 | 11,628 | D | A |
| 24 Apr, 2025 | Karl Racine | Stock Option (Right to Buy) | A | 11,628 | $0.00 | 11,628 | D | A |
| 14 Dec, 2023 | Doug Fagan | SHFS Class A Common Stock | A | 15,000 | $0.97 | 48,000 | D | P |
| 14 Dec, 2023 | Sundie Seefried | Class A Common Stock | A | 24,700 | $0.96 | 1,248,172 | D | P |
| 11 Dec, 2023 | Dan Roda | Class A Common Stock | A | 1,000 | $1.00 | 928,869 | D | P |
| 08 Dec, 2023 | Jonathan Summers | Class A Common Stock | A | 5,000 | $0.93 | 148,128 | D | P |
| 05 Dec, 2023 | Jonathon Niehaus | Class A Common Stock | A | 5,000 | $0.75 | 154,359 | D | P |
| 08 Dec, 2023 | Sundie Seefried | Class A Common Stock | A | 3,700 | $0.99 | 1,218,272 | D | P |
| 08 Dec, 2023 | Donald Emmi | Class A Common Stock | A | 7,500 | $1.00 | 369,197 | D | P |
| 11 Dec, 2023 | Jonathan Summers | Class A Common Stock | A | 3,000 | $0.95 | 151,128 | D | P |