Saratoga Investment SAR Institutional Ownership

NYSE SAR

$16.70 -0.34 (-2.00%)

At close: Sep 30, 2026 · 4:00 PM EDT

Institutions by Trading Activity

60 Institutions

Increased 27 45.0%

Unchanged 12 20.0%

Reduced 21 35.0%

Ownership Statistics

13F · as of 30 Jun, 2026

Institutional Ownership

11.49%

▼-0.68 pp QoQ

Shares Held by Institutions

1.87Mn

of 16.25Mn outstanding

▲+0.61% QoQ

Shares Outstanding

16.25Mn

14.39Mn held outside 13F filers

Institutional Investors

filed 13F for Jun 2026

▼-4 vs prior quarter

Net Shares Added (QoQ)

+11.38K

accumulated since last quarter

Value of Holdings

$31.19Mn

reported market value

Shares Owned by Institutions

Shares held % of outstanding

Latest —

Average ownership —

Peak ownership —

Shares Purchased/Sold by Institutions

Accumulated Distributed

Latest quarter —

Net over range —

Accumulating quarters —

Ownership Summary

Quarter ending 30 Jun, 2026

Saratoga Investment Corp. (NYSE:SAR) appears in 60 institutional 13F filings for the quarter ending June 2026.

They owned 11.5% of outstanding stock in June 2026, down from 12.2% the prior quarter.
Their total shares held in SAR increased 0.61% from the prior quarter, while the number of investors in Saratoga Investment decreased 10.45% year over year.
Among the 60 funds, 27 bought more Saratoga Investment shares, 21 sold down, and 12 held their ground.
Combined, these investors held 1.87Mn shares in SAR for June 2026, up by 11.38K shares quarter on quarter, and down 392.19K shares year over year.
Lido Advisors, LLC is the top holder of Saratoga Investment as of June 30, 2026, with 181.52K shares representing 1.12% of outstanding stock.
Top purchasers of SAR stock for the quarter ending June 2026 included Janney Montgomery Scott LLC (45.9K), INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC (33.61K), CITADEL ADVISORS LLC (27.2K), Legal & General Group Plc (18.29K), Advisors Asset Management, Inc. (15.01K).
The largest sales of SAR for the quarter ending June 2026 came from TWO SIGMA INVESTMENTS, LP (37.33K), BI Asset Management Fondsmaeglerselskab A/S (22.04K), UBS Group AG (20.62K), Private Advisor Group, LLC (18.46K), Lido Advisors, LLC (17.62K).
Per Business Quant data, the top 10 holders of Saratoga Investment for the quarter ending June 2026 are Lido Advisors, LLC (181.52K), Private Advisor Group, LLC (146.68K), Legal & General Group Plc (141.23K), Hennion & Walsh Asset Management, Inc. (127.04K), Advisors Asset Management, Inc. (121.64K), INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC (116.01K), LPL Financial LLC (111.91K), Wells Fargo & Company/Mn (85.08K), Ethos Financial Group, LLC (56.53K), Janney Montgomery Scott LLC (56.16K).

Form 13F Holdings

60 Institutional Holders

Report period 30 Jun, 2026

Total shares held 1.87Mn

Of outstanding 11.49%

#	Institution	CIK	Shares Held	% of Outstanding	Change (QoQ)	Change (%)	Value (USD)
1	Lido Advisors, LLC	0001650150	181,518	1.12%	▼17,620	-8.85%	$4.05Mn
2	Private Advisor Group, LLC	0001567755	146,681	0.90%	▼18,458	-11.18%	$3.27Mn
3	Legal & General Group Plc	0000764068	141,229	0.87%	▲18,288	+14.88%	$3.16Mn
4	Hennion & Walsh Asset Management, Inc.	0001861642	127,040	0.78%	▼10,635	-7.72%	$2.83Mn
5	Advisors Asset Management, Inc.	0001297376	121,635	0.75%	▲15,010	+14.08%	$2.71Mn
6	INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	0001818604	116,012	0.71%	▲33,605	+40.78%	$2.61Mn
7	LPL Financial LLC	0001403438	111,909	0.69%	▼2,086	-1.83%	$2.50Mn
8	Wells Fargo & Company/Mn	0000072971	85,079	0.52%	▼188	-0.22%	$1.90Mn
9	Ethos Financial Group, LLC	0001954242	56,533	0.35%	▲3,687	+6.98%	$1.26Mn
10	Janney Montgomery Scott LLC	0001329948	56,157	0.35%	▲45,901	+447.55%	$1.25K
11	BlackRock, Inc.	0002012383	53,261	0.33%	▼1,335	-2.45%	$1.19Mn
12	CITADEL ADVISORS LLC	0001423053	50,507	0.31%	▲27,204	+116.74%	$1.13Mn
13	Raymond James Financial Inc	0000720005	49,143	0.30%	▲689	+1.42%	$1.10Mn
14	Wealthcare Advisory Partners LLC	0001683059	49,141	0.30%	▼1,432	-2.83%	$1.10Mn
15	Palogic Value Management, L.P.	0001532943	46,680	0.29%	0	0.00%	$1.04Mn
16	Next Level Private LLC	0001910366	43,527	0.27%	0	0.00%	$971.09K
17	Morgan Stanley	0000895421	41,713	0.26%	▲13,427	+47.47%	$930.62K
18	JB CAPITAL PARTNERS LP	0001138532	33,847	0.21%	0	0.00%	$737.19K
19	Focus Partners Wealth	0001542153	31,441	0.19%	▲3,732	+13.47%	$701.45K
20	Focus Financial Network, Inc.	0002010942	25,218	0.16%	▲4,042	+19.09%	$562.62K

Showing 1 to 20 of 60 holders