Saratoga Investment SAR Institutional Ownership

NYSE SAR

$18.42 -0.07 (-0.38%)

At close: Aug 25, 2026 · 4:00 PM EDT

Institutions by Trading Activity

64 Institutions

Increased 35 54.7%

Unchanged 19 29.7%

Reduced 10 15.6%

Ownership Statistics

13F · as of 31 Mar, 2026

Institutional Ownership

12.17%

▼-0.16 pp QoQ

Shares Held by Institutions

1.93Mn

of 15.85Mn outstanding

▲+10.53% QoQ

Shares Outstanding

15.85Mn

13.92Mn held outside 13F filers

Institutional Investors

filed 13F for Mar 2026

▼-7 vs prior quarter

Net Shares Added (QoQ)

+183.80K

accumulated since last quarter

Value of Holdings

$36.04Mn

reported market value

Shares Owned by Institutions

Shares held % of outstanding

Latest —

Average ownership —

Peak ownership —

Shares Purchased/Sold by Institutions

Accumulated Distributed

Latest quarter —

Net over range —

Accumulating quarters —

Ownership Summary

Quarter ending 31 Mar, 2026

Saratoga Investment Corp. (NYSE:SAR) showed up in the 13F filings of 64 institutional investors as of March 2026.

Their combined ownership stood at 12.2% of outstanding shares in March 2026, down from 12.3% in December 2025.
Their total shares held in SAR increased 10.53% from the prior quarter, while the number of investors in Saratoga Investment decreased 5.88% year over year.
Of these 64 holders, 35 added to their stakes in Saratoga Investment, 10 trimmed positions, and 19 made no changes.
Institutional investors collectively held 1.93Mn shares in Saratoga Investment as of March 2026, up by 183.8K shares quarter on quarter, and down 678.87K shares year over year.
Lido Advisors, LLC leads ownership in SAR with 199.14K shares as of March 31, 2026, equal to 1.26% of outstanding shares.
The most significant purchases of SAR for the quarter ending March 2026 came from Advisors Asset Management, Inc. (106.62K), Bank Of America Corp /De/ (23.96K), Raymond James Financial Inc (22.79K), HRT FINANCIAL LP (21.52K), INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC (20.6K).
Top sellers of SAR stock for the quarter ending March 2026 included Ameriprise Financial Inc (47.46K), BlackRock, Inc. (40.6K), TWO SIGMA INVESTMENTS, LP (12.76K), Virtus Investment Advisers, LLC (6.89K), Aquatic Capital Management LLC (6.38K).
Per Business Quant data, the top 10 holders of Saratoga Investment for the quarter ending March 2026 are Lido Advisors, LLC (199.14K), Private Advisor Group, LLC (165.14K), Hennion & Walsh Asset Management, Inc. (137.68K), Legal & General Group Plc (122.94K), LPL Financial LLC (114.0K), Advisors Asset Management, Inc. (106.62K), Wells Fargo & Company/Mn (85.27K), INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC (82.41K), TWO SIGMA INVESTMENTS, LP (54.75K), BlackRock, Inc. (54.6K).

Form 13F Holdings

64 Institutional Holders

Report period 31 Mar, 2026

Total shares held 1.93Mn

Of outstanding 12.17%

#	Institution	CIK	Shares Held	% of Outstanding	Change (QoQ)	Change (%)	Value (USD)
1	Lido Advisors, LLC	0001650150	199,138	1.26%	0	0.00%	$4.36Mn
2	Private Advisor Group, LLC	0001567755	165,139	1.04%	▲1,780	+1.09%	$3.61Mn
3	Hennion & Walsh Asset Management, Inc.	0001861642	137,675	0.87%	▼3,795	-2.68%	$3.01Mn
4	Legal & General Group Plc	0000764068	122,941	0.78%	▲5,647	+4.81%	$2.69Mn
5	LPL Financial LLC	0001403438	113,995	0.72%	▲268	+0.24%	$2.49Mn
6	Advisors Asset Management, Inc.	0001297376	106,625	0.67%	▲106,625	0.00%	$2.33Mn
7	Wells Fargo & Company/Mn	0000072971	85,267	0.54%	▲2,437	+2.94%	$1.86Mn
8	INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	0001818604	82,407	0.52%	▲20,598	+33.33%	$1.76Mn
9	TWO SIGMA INVESTMENTS, LP	0001179392	54,746	0.35%	▼12,761	-18.90%	$1.20Mn
10	BlackRock, Inc.	0002012383	54,596	0.34%	▼40,601	-42.65%	$1.19Mn
11	Ethos Financial Group, LLC	0001954242	52,846	0.33%	0	0.00%	$1.22Mn
12	Wealthcare Advisory Partners LLC	0001683059	50,573	0.32%	▲1,102	+2.23%	$1.11Mn
13	Raymond James Financial Inc	0000720005	48,454	0.31%	▲22,788	+88.79%	$1.06Mn
14	Palogic Value Management, L.P.	0001532943	46,680	0.29%	0	0.00%	$1.02Mn
15	Next Level Private LLC	0001910366	43,527	0.27%	0	0.00%	$951.94K
16	JB CAPITAL PARTNERS LP	0001138532	33,847	0.21%	0	0.00%	$760.88K
17	Morgan Stanley	0000895421	28,286	0.18%	▼2,052	-6.76%	$618.62K
18	Focus Partners Wealth	0001542153	27,709	0.17%	▲2,109	+8.24%	$606.01K
19	UBS Group AG	0001610520	27,280	0.17%	▲14,256	+109.46%	$596.61K
20	BI Asset Management Fondsmaeglerselskab A/S	0001778131	27,027	0.17%	0	0.00%	$591

Showing 1 to 20 of 64 holders