Saratoga Investment Corp. (SAR) Institutional Ownership

Institutions by Trading Activity

Ownership Statistics

0Shares Outstanding

180,417Shares held by institutions

$3,835,665Value of institutional holdings

14.97%Institutional ownership %

0.58%Shares Changed QoQ

67No. of institutional investors

Shares Owned by Institutions

Shares Purchased/Sold by Institutions

Ownership Summary

Saratoga Investment Corp. (NYSE:SAR) appears in 73 institutional 13F filings for the quarter ending December 2025.

Their combined ownership stood at 18.6% of outstanding shares in December 2025, up from 14.4% in September 2025.
They increased total shares held in Saratoga Investment by 48.95% from last quarter, and the number of investors in SAR increased 8.96% annually.
Of these 73 holders, 32 added to their stakes in Saratoga Investment, 24 trimmed positions, and 17 made no changes.
Altogether, these fund groups held 3.0Mn shares in SAR by December 2025, up by 986.9K shares quarter on quarter, and up 411.46K shares year over year.
As of December 31, 2025, Karpus Management, Inc. held the largest stake in Saratoga Investment with 1.01Mn shares, accounting for 6.3% of total shares outstanding.
The most significant purchases of SAR for the quarter ending December 2025 came from Karpus Management, Inc. (1.01Mn), Closed-End Fund Advisors, Inc. (159.5K), Focus Partners Wealth (25.6K), Legal & General Group Plc (23.76K), CITADEL ADVISORS LLC (18.46K).
Top sellers of SAR stock for the quarter ending December 2025 included TWO SIGMA ADVISERS, LP (89.65K), TWO SIGMA INVESTMENTS, LP (47.53K), Morgan Stanley (46.7K), Hennion & Walsh Asset Management, Inc. (38.59K), Trexquant Investment LP (34.94K).
Per Business Quant data, the top 10 holders of Saratoga Investment for the quarter ending December 2025 are Karpus Management, Inc. (1.01Mn), Lido Advisors, LLC (199.14K), Private Advisor Group, LLC (163.36K), Closed-End Fund Advisors, Inc. (159.5K), Hennion & Walsh Asset Management, Inc. (141.47K), Legal & General Group Plc (117.29K), LPL Financial LLC (113.73K), BlackRock, Inc. (95.2K), Wells Fargo & Company/Mn (82.83K), TWO SIGMA INVESTMENTS, LP (67.51K).

73 Institutional Holders

180,417 Total Shares Held

Rows:

Download Data

Owner Name	Date	Change (QoQ)	Change (%)	Value (USD)
BlackRock, Inc.	31 Dec, 2025	-3,669	-3.71%	$0.00
Karpus Management, Inc.	31 Dec, 2025	1,014,297	0.00%	$0.00
Lido Advisors, LLC	31 Dec, 2025	1,265	0.64%	$0.00
Private Advisor Group, LLC	31 Dec, 2025	5,073	3.20%	$0.00
Closed-End Fund Advisors, Inc.	31 Dec, 2025	159,499	0.00%	$0.00
Legal & General Group Plc	31 Dec, 2025	23,765	25.41%	$0.00
Hennion & Walsh Asset Management, Inc.	31 Dec, 2025	-38,593	-21.43%	$0.00
LPL Financial LLC	31 Dec, 2025	4,998	4.60%	$0.00
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	31 Dec, 2025	9,199	17.49%	$0.00
Wells Fargo & Company/Mn	31 Dec, 2025	-1,269	-1.51%	$0.00
Ethos Financial Group, LLC	31 Dec, 2025	-987	-1.83%	$0.00
TWO SIGMA INVESTMENTS, LP	31 Dec, 2025	-47,528	-41.32%	$0.00
Wealthcare Advisory Partners LLC	31 Dec, 2025	4,791	10.72%	$0.00
Ameriprise Financial Inc	31 Dec, 2025	-5,957	-8.33%	$0.00
Next Level Private LLC	31 Dec, 2025	0	0.00%	$0.00
Palogic Value Management, L.P.	31 Dec, 2025	0	0.00%	$0.00
BI Asset Management Fondsmaeglerselskab A/S	31 Dec, 2025	-23,205	-46.20%	$0.00
JB CAPITAL PARTNERS LP	31 Dec, 2025	0	0.00%	$0.00
Cetera Investment Advisers	31 Dec, 2025	1,807	9.03%	$0.00
Virtus Investment Advisers, LLC	31 Dec, 2025	-3,644	-10.04%	$0.00

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