| Holder | Position | Shares (Direct) | Shares (Indirect) | Report Date |
|---|---|---|---|---|
| Joseph D Perillo | Exec Vp Cfo | 0 | 3,185 | 09 Aug, 2021 |
| Michael J Weinbaum | - | 25,320 | 0 | 07 May, 2024 |
| Michael A. Carrazza | Chairman Of The Board | 0 | 865,990 | 15 May, 2025 |
| Edward N. Constantino | - | 20,320 | 0 | 07 May, 2024 |
| Den Bol Emile Van | - | 68,933 | 0 | 07 May, 2024 |
| Steven Sugarman | President And Ceo | 0 | 9,019,978 | 22 Oct, 2025 |
| Frederick Staudmyer | Secretary And Chief Hr Officer | 7,161 | 0 | 19 Apr, 2024 |
| William Paul Simmons | Evp Chief Credit Officer | 1,000,000 | 0 | 14 Aug, 2025 |
| Steven Brian Grunblatt | Evp Chief Information Office | 2,243 | 0 | 19 Apr, 2024 |
| David Christopher Lowery | Chief Executive Officer | 80,790 | 0 | 08 May, 2024 |
| Thomas E. Slater | Evp Chief Credit Officer | 11,348 | 0 | 19 Apr, 2024 |
| Grace Doherty | - | 4,818 | 0 | 09 May, 2024 |
| David Finn | Evp Senior Finance Officer | 53,125 | 0 | 11 Sep, 2024 |
| Angie Miranda | Evp Chief Risk Officer | 450,000 | 0 | 14 Aug, 2025 |
* Please note that the shares above only reflect shares from the fund portfolio and the institutional portfolio. Shares from the personal portfolio are excluded from this Institutional Ownership Page. See these insiders' latest transactions here on Insider Page.
| Transaction Date | Insider Name | Security Class | Transaction Type | Shares Traded | Price | Shares Remaining | Ownership | Code |
|---|---|---|---|---|---|---|---|---|
| 25 Mar, 2026 | Steven Sugarman | Voting Common Stock | A | 2,089,043 | - | 2,089,043 | D | M |
| 25 Mar, 2026 | Steven Sugarman | Voting Common Stock | A | 2,089,043 | - | 2,089,043 | D | M |
| 25 Mar, 2026 | Steven Sugarman | Voting Common Stock | A | 2,089,043 | - | 2,089,043 | D | M |
| 25 Mar, 2026 | Steven Sugarman | Voting Common Stock | A | 2,089,043 | - | 2,089,043 | D | M |
| 25 Mar, 2026 | Steven Sugarman | Restricted Stock Units | A | 4,049,593 | $0.00 | - | D | M |
| 25 Mar, 2026 | Steven Sugarman | Restricted Stock Units | A | 4,049,593 | $0.00 | - | D | M |
| 25 Mar, 2026 | Steven Sugarman | Restricted Stock Units | A | 4,049,593 | $0.00 | - | D | M |
| 25 Mar, 2026 | Steven Sugarman | Restricted Stock Units | A | 4,049,593 | $0.00 | - | D | M |
| 16 Oct, 2025 | Steven Sugarman | Non-Voting Common Stock | D | 2,000,000 | - | 0 | I | M |
| 16 Oct, 2025 | Steven Sugarman | Non-Voting Common Stock | D | 2,000,000 | - | 0 | I | M |
| 16 Oct, 2025 | Steven Sugarman | Non-Voting Common Stock | D | 2,000,000 | - | 0 | I | M |
| 16 Oct, 2025 | Steven Sugarman | Non-Voting Common Stock | D | 2,000,000 | - | 0 | I | M |
| 16 Oct, 2025 | Steven Sugarman | Voting Common Stock | A | 2,000,000 | - | 9,019,978 | I | M |
| 16 Oct, 2025 | Steven Sugarman | Voting Common Stock | A | 2,000,000 | - | 9,019,978 | I | M |
| 16 Oct, 2025 | Steven Sugarman | Voting Common Stock | A | 2,000,000 | - | 9,019,978 | I | M |
| 16 Oct, 2025 | Steven Sugarman | Voting Common Stock | A | 2,000,000 | - | 9,019,978 | I | M |
| 20 Oct, 2025 | Steven Sugarman | Restricted Stock Units | A | 1,147,031 | $0.00 | 5,749,551 | D | A |
| 20 Oct, 2025 | Steven Sugarman | Restricted Stock Units | A | 1,147,031 | $0.00 | 5,749,551 | D | A |
| 20 Oct, 2025 | Steven Sugarman | Restricted Stock Units | A | 1,147,031 | $0.00 | 5,749,551 | D | A |
| 20 Oct, 2025 | Steven Sugarman | Restricted Stock Units | A | 1,147,031 | $0.00 | 5,749,551 | D | A |