| Holder | Position | Shares (Direct) | Shares (Indirect) | Report Date |
|---|---|---|---|---|
| Steven Sugarman | President And Ceo | 0 | 9,019,978 | 22 Oct, 2025 |
| Steven Sugarman | President And Ceo | 0 | 9,019,978 | 22 Oct, 2025 |
| Steven Sugarman | President | 0 | 7,019,978 | 01 Apr, 2025 |
| Steven Sugarman | President | 0 | 7,019,978 | 01 Apr, 2025 |
| Steven Sugarman | President And Ceo | 2,089,043 | 0 | 31 Mar, 2026 |
| Steven Sugarman | President And Ceo | 2,089,043 | 0 | 31 Mar, 2026 |
| William Paul Simmons | Evp Chief Credit Officer | 1,000,000 | 0 | 14 Aug, 2025 |
| William Paul Simmons | Evp Chief Credit Officer | 1,000,000 | 0 | 14 Aug, 2025 |
| Michael A. Carrazza | Chairman Of The Board | 0 | 865,990 | 15 May, 2025 |
| Steven Sugarman | President | 552,927 | 0 | 14 Aug, 2025 |
| Steven Sugarman | President | 552,927 | 0 | 14 Aug, 2025 |
| Angie Miranda | Evp Chief Risk Officer | 450,000 | 0 | 14 Aug, 2025 |
| David Christopher Lowery | Chief Executive Officer | 80,790 | 0 | 08 May, 2024 |
| Den Bol Emile Van | - | 68,933 | 0 | 07 May, 2024 |
| Den Bol Emile Van | - | 68,933 | 0 | 07 May, 2024 |
| David Finn | Evp Senior Finance Officer | 53,125 | 0 | 11 Sep, 2024 |
| Michael J Weinbaum | - | 25,320 | 0 | 07 May, 2024 |
| Michael J Weinbaum | - | 25,320 | 0 | 07 May, 2024 |
| Edward N. Constantino | - | 20,320 | 0 | 07 May, 2024 |
| Thomas E. Slater | Evp Chief Credit Officer | 11,348 | 0 | 19 Apr, 2024 |
| Thomas E. Slater | Evp Chief Credit Officer | 11,348 | 0 | 19 Apr, 2024 |
| Frederick Staudmyer | Secretary And Chief Hr Officer | 7,161 | 0 | 19 Apr, 2024 |
| Frederick Staudmyer | Secretary And Chief Hr Officer | 7,161 | 0 | 19 Apr, 2024 |
| Grace Doherty | - | 4,818 | 0 | 09 May, 2024 |
| Joseph D Perillo | Exec Vp Cfo | 0 | 3,185 | 09 Aug, 2021 |
| Joseph D Perillo | Exec Vp Cfo | 0 | 3,185 | 09 Aug, 2021 |
| Steven Brian Grunblatt | Evp Chief Information Office | 2,243 | 0 | 19 Apr, 2024 |
* Please note that the shares above only reflect shares from the fund portfolio and the institutional portfolio. Shares from the personal portfolio are excluded from this Institutional Ownership Page. See these insiders' latest transactions here on Insider Page.
| Transaction Date | Insider Name | Security Class | Transaction Type | Shares Traded | Price | Shares Remaining | Ownership | Code |
|---|---|---|---|---|---|---|---|---|
| 25 Mar, 2026 | Steven Sugarman | Voting Common Stock | A | 2,089,043 | - | 2,089,043 | D | M |
| 25 Mar, 2026 | Steven Sugarman | Restricted Stock Units | A | 4,049,593 | $0.00 | - | D | M |
| 16 Oct, 2025 | Steven Sugarman | Non-Voting Common Stock | D | 2,000,000 | - | 0 | I | M |
| 16 Oct, 2025 | Steven Sugarman | Voting Common Stock | A | 2,000,000 | - | 9,019,978 | I | M |
| 20 Oct, 2025 | Steven Sugarman | Restricted Stock Units | A | 1,147,031 | $0.00 | 5,749,551 | D | A |
| 13 Aug, 2025 | William Paul Simmons | Common Stock | A | 1,000,000 | - | 1,000,000 | D | A |
| 07 Aug, 2025 | Angie Miranda | Common Stock | A | 450,000 | - | 450,000 | D | A |
| 03 Jul, 2025 | Steven Sugarman | Non-Voting Common Stock | A | 1,533,333 | - | 1,533,333 | I | M |
| 13 Aug, 2025 | Steven Sugarman | Common Stock | A | 552,927 | - | 552,927 | D | A |
| 03 Jul, 2025 | Steven Sugarman | Non-Voting Common Stock | A | 466,667 | - | 2,000,000 | I | M |
| 03 Jul, 2025 | Steven Sugarman | Series A Preferred Stock | D | 19,167 | - | 5,833 | I | C |
| 03 Jul, 2025 | Steven Sugarman | Series A Preferred Stock | D | 5,833 | - | 0 | I | C |
| 03 Jul, 2025 | Steven Sugarman | Series A Preferred Stock | D | 19,167 | - | 0 | I | C |
| 03 Jul, 2025 | Steven Sugarman | Non-Voting Common Stock | A | 1,533,333 | - | 1,533,333 | I | C |
| 03 Jul, 2025 | Steven Sugarman | Series A Preferred Stock | D | 5,833 | - | 0 | I | C |
| 03 Jul, 2025 | Steven Sugarman | Non-Voting Common Stock | A | 466,667 | - | 466,667 | I | C |
| 13 May, 2025 | Michael A. Carrazza | Common Stock | A | 865,990 | $0.75 | 865,990 | I | P |
| 20 Mar, 2025 | Steven Sugarman | Common Stock | A | 7,019,978 | $0.75 | 7,019,978 | I | P |
| 20 Mar, 2025 | Steven Sugarman | Series A Preferred Stock | A | 19,167 | - | 19,167 | I | P |
| 20 Mar, 2025 | Steven Sugarman | Series A Preferred Stock | A | 5,833 | - | 25,000 | I | J |