According to recent filings covering the 90 days ending January 21, 2026, the three most significant insider holders at Patriot National Bancorp are President Steven Sugarman (9.57Mn shares), Evp & Chief Credit Officer William Paul Simmons (1.00Mn shares), Chairman Of The Board Michael A. Carrazza (865.99K shares).
| Holder | Position | Shares | Report Date |
|---|---|---|---|
| Steven Sugarman | President | 9,572,905 | 14 Aug, 2025 |
| William Paul Simmons | Evp & Chief Credit Officer | 1,000,000 | 14 Aug, 2025 |
| Michael A. Carrazza | Chairman Of The Board | 865,990 | 15 May, 2025 |
| Angie Miranda | Evp & Chief Risk Officer | 450,000 | 14 Aug, 2025 |
| David Christopher Lowery | Chief Executive Officer | 80,790 | 08 May, 2024 |
| Den Bol Emile Van | 68,933 | 07 May, 2024 | |
| David Finn | Evp & Senior Finance Officer | 53,125 | 11 Sep, 2024 |
| Michael J Weinbaum | 25,320 | 07 May, 2024 | |
| Edward N. Constantino | 20,320 | 07 May, 2024 | |
| Raymond B. Smyth | 15,611 | 08 Apr, 2021 | |
| Thomas E. Slater | Evp & Chief Credit Officer | 11,348 | 19 Apr, 2024 |
| Frederick Staudmyer | Secretary And Chief Hr Officer | 7,161 | 19 Apr, 2024 |
| Grace Doherty | 4,818 | 09 May, 2024 | |
| Joseph D Perillo | Exec Vp & Cfo | 3,185 | 09 Aug, 2021 |
| Steven Brian Grunblatt | Evp & Chief Information Office | 2,243 | 22 Apr, 2024 |
* Please note that the shares above only reflect shares from the fund portfolio and the institutional portfolio. Shares from the personal portfolio are excluded from this Institutional Ownership Page. See these insiders' latest transactions here on Insider Page.
| Transaction Date | Insider Name | Security Class | Transaction Type | Shares Traded | Price | Shares Remaining | Ownership | Code |
|---|---|---|---|---|---|---|---|---|
| 16 Oct, 2025 | Steven Sugarman | Non-Voting Common Stock | D | 2,000,000 | - | 0 | I | M |
| 16 Oct, 2025 | Steven Sugarman | Voting Common Stock | A | 2,000,000 | - | 9,019,978 | I | M |
| 13 Aug, 2025 | Steven Sugarman | Common Stock | A | 552,927 | - | 552,927 | D | A |
| 13 Aug, 2025 | William Paul Simmons | Common Stock | A | 1,000,000 | - | 1,000,000 | D | A |
| 13 Aug, 2025 | William Paul Simmons | - | - | 1,000,000 | D | |||
| 07 Aug, 2025 | Angie Miranda | - | - | 450,000 | D | |||
| 07 Aug, 2025 | Angie Miranda | Common Stock | A | 450,000 | - | 450,000 | D | A |
| 03 Jul, 2025 | Steven Sugarman | Non-Voting Common Stock | A | 1,533,333 | - | 1,533,333 | I | M |
| 03 Jul, 2025 | Steven Sugarman | Non-Voting Common Stock | A | 466,667 | - | 2,000,000 | I | M |
| 13 May, 2025 | Michael A. Carrazza | - | - | 865,990 | I | |||
| 13 May, 2025 | Michael A. Carrazza | Common Stock | A | 865,990 | $0.75 | 865,990 | I | P |
| 20 Mar, 2025 | Steven Sugarman | Common Stock | A | 7,019,978 | $0.75 | 7,019,978 | I | P |
| 20 Mar, 2025 | Steven Sugarman | - | - | 7,019,978 | I | |||
| 19 Aug, 2024 | David Finn | - | - | 53,125 | D | |||
| 19 Aug, 2024 | David Finn | Common Stock | A | 53,125 | $0.00 | 53,125 | D | A |
| 06 May, 2024 | Michael J Weinbaum | Common Stock | A | 3,846 | $0.00 | 25,320 | D | A |
| 06 May, 2024 | Edward N. Constantino | - | - | 20,320 | D | |||
| 06 May, 2024 | Edward N. Constantino | Common Stock | A | 3,846 | $0.00 | 20,320 | D | A |
| 06 May, 2024 | Den Bol Emile Van | Common Stock | A | 3,846 | $0.00 | 68,933 | D | A |
| 06 May, 2024 | David Christopher Lowery | Common Stock | A | 65,790 | $0.00 | 80,790 | D | A |