| # | Insider | Position | Direct | Indirect | Total | Share of Insiders | Last Filed |
|---|---|---|---|---|---|---|---|
| 1 | Phillip Goldstein | Director, Other | 72,860 | 0 | 72,860 | 51.4% | 21 Aug, 2026 |
| 2 | Gerald Hellerman | Director | 37,000 | 0 | 37,000 | 26.1% | 30 Dec, 2024 |
| 3 | Moritz A Sell | Director | 11,822 | 0 | 11,822 | 8.3% | 10 Apr, 2025 |
| 4 | Andrew Dakos | President | 10,705 | 0 | 10,705 | 7.5% | 16 Dec, 2024 |
| 5 | Ben H Harris | Director | 5,652 | 0 | 5,652 | 4.0% | 03 Nov, 2021 |
| 6 | Rajeev P Das | Other | 1,628 | 1,628 | 3,256 | 2.3% | 20 Jan, 2026 |
| 7 | Richard Dayan | Director | 549 | 0 | 549 | 0.4% | 16 Dec, 2024 |
Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.
| Date | Insider | Position | Transaction | Shares | Price | Value | Shares Held After | Ownership |
|---|---|---|---|---|---|---|---|---|
| 19 Aug, 2026 | Phillip Goldstein | Director, Other | Acquired P | 10,000 | $5.40 | $54.00K | 57,860 | Direct |
| 19 Aug, 2026 | Phillip Goldstein | Director, Other | Acquired P | 10,000 | $5.37 | $53.70K | 67,860 | Direct |
| 20 Aug, 2026 | Phillip Goldstein | Director, Other | Acquired P | 5,000 | $5.34 | $26.70K | 72,860 | Direct |
| 06 Aug, 2026 | Phillip Goldstein | Director, Other | Acquired P | 819 | $5.30 | $4.34K | 47,860 | Direct |
| 07 Apr, 2026 | Phillip Goldstein | Director, Other | Acquired P | 5,088 | $5.45 | $27.72K | 46,441 | Direct |
| 08 Apr, 2026 | Phillip Goldstein | Director, Other | Acquired P | 600 | $5.53 | $3.32K | 47,041 | Direct |
| 18 Mar, 2026 | Phillip Goldstein | Director, Other | Acquired P | 17,905 | $5.46 | $97.76K | 41,353 | Direct |
| 02 Feb, 2026 | Phillip Goldstein | Director, Other | Acquired P | 7,514 | $6.05 | $45.46K | 13,448 | Direct |
| 03 Feb, 2026 | Phillip Goldstein | Director, Other | Acquired P | 10,000 | $6.05 | $60.50K | 23,448 | Direct |
| 16 Jan, 2026 | Rajeev P Das | Other | Acquired P | 1,628 | $6.15 | $10.00K | 1,628 | Direct |
| 16 Jan, 2026 | Rajeev P Das | Other | Acquired P | 1,628 | $6.14 | $10.00K | 1,628 | Indirect |
| 16 Dec, 2025 | Phillip Goldstein | Director | Acquired P | 2,487 | $6.04 | $15.02K | 2,634 | Direct |
| 17 Dec, 2025 | Phillip Goldstein | Director | Acquired P | 800 | $6.03 | $4.82K | 3,434 | Direct |
| 18 Dec, 2025 | Phillip Goldstein | Director | Acquired P | 2,500 | $5.99 | $14.98K | 5,934 | Direct |
| 09 Apr, 2025 | Moritz A Sell | Director | Acquired P | 789 | $5.95 | $4.69K | 11,822 | Direct |
| 04 Apr, 2025 | Moritz A Sell | Director | Acquired P | 100 | $6.29 | $629 | 5,546 | Direct |
| 04 Apr, 2025 | Moritz A Sell | Director | Acquired P | 1,000 | $6.30 | $6.30K | 6,546 | Direct |
| 07 Apr, 2025 | Moritz A Sell | Director | Acquired P | 2,000 | $6.06 | $12.11K | 8,546 | Direct |
| 07 Apr, 2025 | Moritz A Sell | Director | Acquired P | 2,000 | $5.91 | $11.82K | 10,546 | Direct |
| 07 Apr, 2025 | Moritz A Sell | Director | Acquired P | 487 | $5.90 | $2.87K | 11,033 | Direct |