| 14 Jun, 2023 |
Charles M Royce |
Common Stock, par value $0.01 per share |
A |
497,208 |
$2.66 |
1,727,510 |
I |
X |
| 14 Jun, 2023 |
Charles M Royce |
Common Stock, par value $0.01 per share |
A |
98,071 |
$2.66 |
392,285 |
I |
X |
| 14 Jun, 2023 |
Charles M Royce |
Transferable Subscription Rights (right to buy) |
D |
497,208 |
$0.00 |
0 |
I |
X |
| 14 Jun, 2023 |
Charles M Royce |
Transferable Subscription Rights (right to buy) |
D |
98,071 |
$0.00 |
0 |
I |
X |
| 14 Jun, 2023 |
Steven P Novak |
Common Stock, par value $0.01 per share |
A |
2,591 |
$2.66 |
20,001 |
I |
X |
| 14 Jun, 2023 |
Saul B Rosenthal |
Common Stock, par value $0.01 per share |
A |
514,194 |
$2.66 |
2,056,776 |
D |
X |
| 14 Jun, 2023 |
Bruce L. Rubin |
Common Stock, par value $0.01 per share |
A |
2,737 |
$2.66 |
10,949 |
D |
X |
| 14 Jun, 2023 |
Jonathan H Cohen |
Common Stock, par value $0.01 per share |
A |
568,122 |
$2.66 |
2,272,489 |
D |
X |
| 14 Jun, 2023 |
Bruce L. Rubin |
Common Stock, par value $0.01 per share |
A |
2,737 |
$2.66 |
10,949 |
D |
X |
| 14 Jun, 2023 |
Bruce L. Rubin |
Transferable Subscription Rights (right to buy) |
D |
2,737 |
$0.00 |
0 |
D |
X |
| 14 Jun, 2023 |
Bruce L. Rubin |
Transferable Subscription Rights (right to buy) |
D |
2,737 |
$0.00 |
0 |
D |
X |
| 14 Jun, 2023 |
Steven P Novak |
Transferable Subscription Rights (right to buy) |
D |
5,803 |
$0.00 |
0 |
I |
X |
| 14 Jun, 2023 |
Jonathan H Cohen |
Transferable Subscription Rights (right to buy) |
D |
568,122 |
$0.00 |
0 |
D |
X |
| 14 Jun, 2023 |
Saul B Rosenthal |
Transferable Subscription Rights (right to buy) |
D |
514,194 |
$0.00 |
0 |
D |
X |
| 27 May, 2022 |
Saul B Rosenthal |
Common Stock |
A |
1,773 |
$4.03 |
1,542,582 |
D |
P |
| 27 May, 2022 |
Jonathan H Cohen |
Common Stock |
A |
1,773 |
$4.03 |
1,704,368 |
D |
P |
| 24 May, 2022 |
Jonathan H Cohen |
Common Stock |
A |
4,206 |
$3.99 |
1,701,763 |
D |
P |
| 24 May, 2022 |
Saul B Rosenthal |
Common Stock |
A |
4,206 |
$3.99 |
1,539,977 |
D |
P |
| 25 May, 2022 |
Jonathan H Cohen |
Common Stock |
A |
832 |
$4.00 |
1,702,595 |
D |
P |
| 25 May, 2022 |
Saul B Rosenthal |
Common Stock |
A |
832 |
$4.00 |
1,540,809 |
D |
P |