| Holder | Position | Shares (Direct) | Shares (Indirect) | Report Date |
|---|---|---|---|---|
| Stephen L Cropper | - | 87,500 | 0 | 15 Feb, 2023 |
| James M Collingsworth | - | 729,500 | 0 | 16 Sep, 2025 |
| Bryan K Guderian | - | 122,500 | 0 | 17 Nov, 2023 |
| H Michael Krimbill | Chief Executive Officer | 2,978,615 | 648,000 | 18 Feb, 2025 |
| Derek S Reiners | - | 126,000 | 0 | 17 Nov, 2023 |
| Shawn W Coady | President, Retail Division | 172,304 | 0 | 17 Nov, 2023 |
| Lawrence J. Thuillier | Chief Accounting Officer | 84,298 | 0 | 17 Nov, 2023 |
| Kurston Patrick Mcmurray | Gen Counsel, Exec. Vp Sec | 147,524 | 0 | 17 Nov, 2023 |
| John Ciolek | Executive Vice President | 307,264 | 0 | 15 Dec, 2021 |
| Linda J Bridges | Cfo And Evp | 126,639 | 0 | 16 Nov, 2022 |
| Bradley P Cooper | Cfo Evp | 200,000 | 0 | 15 Feb, 2023 |
* Please note that the shares above only reflect shares from the fund portfolio and the institutional portfolio. Shares from the personal portfolio are excluded from this Institutional Ownership Page. See these insiders' latest transactions here on Insider Page.
| Transaction Date | Insider Name | Security Class | Transaction Type | Shares Traded | Price | Shares Remaining | Ownership | Code |
|---|---|---|---|---|---|---|---|---|
| 12 Sep, 2025 | James M Collingsworth | Common Units | A | 100,000 | $5.80 | 729,500 | D | P |
| 13 Feb, 2025 | H Michael Krimbill | Common Units | A | 25,983 | $4.32 | 2,964,598 | D | P |
| 13 Feb, 2025 | H Michael Krimbill | Common Units | A | 15,000 | $4.49 | 603,000 | I | P |
| 14 Feb, 2025 | H Michael Krimbill | Common Units | A | 14,017 | $4.78 | 2,978,615 | D | P |
| 14 Feb, 2025 | H Michael Krimbill | Common Units | A | 45,000 | $4.80 | 648,000 | I | P |
| 13 Feb, 2024 | James M Collingsworth | Common Units | A | 30,101 | $5.81 | 559,601 | D | P |
| 14 Feb, 2024 | James M Collingsworth | Common Units | A | 69,899 | $5.82 | 629,500 | D | P |
| 15 Nov, 2023 | Lawrence J. Thuillier | Common Units | D | 5,514 | $3.95 | 84,298 | D | F |
| 15 Nov, 2023 | Lawrence J. Thuillier | Common Units | D | 5,514 | $3.95 | 84,298 | D | F |
| 15 Nov, 2023 | Derek S Reiners | Common Units | A | 12,500 | $0.00 | 126,000 | D | A |
| 15 Nov, 2023 | James M Collingsworth | Common Units | A | 12,500 | $0.00 | 529,500 | D | A |
| 15 Nov, 2023 | Bryan K Guderian | Common Units | A | 12,500 | $0.00 | 122,500 | D | A |
| 15 Nov, 2023 | Derek S Reiners | Common Units | A | 12,500 | $0.00 | 126,000 | D | A |
| 15 Nov, 2023 | Kurston Patrick Mcmurray | Common Units | D | 15,788 | $3.95 | 147,524 | D | F |
| 15 Nov, 2023 | Shawn W Coady | Common Units | A | 12,500 | $0.00 | 172,304 | D | A |
| 13 Feb, 2023 | Kurston Patrick Mcmurray | Common Units | D | 17,631 | $2.40 | 163,312 | D | F |
| 14 Feb, 2023 | Bradley P Cooper | Common Units | A | 50,000 | $2.79 | 200,000 | D | P |
| 13 Feb, 2023 | Bryan K Guderian | Common Units | A | 12,500 | $0.00 | 110,000 | D | A |
| 13 Feb, 2023 | Derek S Reiners | Common Units | A | 12,500 | $0.00 | 113,500 | D | A |
| 13 Feb, 2023 | James M Collingsworth | Common Units | A | 12,500 | $0.00 | 417,000 | D | A |