Kayne Anderson BDC's top three insider shareholders as of September 29, 2026 are James L Robo (Director, 1.62Mn shares), Anderson Capital Advisors Lp Kayne (Other, 957.22K shares), James L Robo (Director, 619.96K shares).
| # | Insider | Position | Direct | Indirect | Total | Share of Insiders | Last Filed |
|---|---|---|---|---|---|---|---|
| 1 | Anderson Capital Advisors Lp Kayne | Other | 0 | 957,217 | 957,217 | 46.4% | 23 May, 2024 |
| 2 | James L Robo | Director | 0 | 766,716 | 766,716 | 37.2% | 30 Sep, 2026 |
| 3 | Albert Rabil | Director | 0 | 121,686 | 121,686 | 5.9% | 29 May, 2025 |
| 4 | Leonard Ken | Co Chief Investment Officer | 0 | 67,757 | 67,757 | 3.3% | 16 Apr, 2024 |
| 5 | James C Baker | Chief Executive Officer | 31,129 | 0 | 31,129 | 1.5% | 16 Apr, 2024 |
| 6 | Quinn Terry | Vice Chairman | 22,325 | 0 | 22,325 | 1.1% | 16 Apr, 2024 |
| 7 | Susan C Schnabel | Director | 21,208 | 0 | 21,208 | 1.0% | 06 Mar, 2025 |
| 8 | Terry A Hart | Cfo And Treasurer | 19,052 | 0 | 19,052 | 0.9% | 16 Apr, 2024 |
| 9 | Goodwillie Doug | Co Chief Investment Officer | 18,255 | 0 | 18,255 | 0.9% | 16 Apr, 2024 |
| 10 | Mariel A Joliet | Director | 13,000 | 0 | 13,000 | 0.6% | 22 Jul, 2024 |
| 11 | George E Jr Marucci | Director | 10,000 | 0 | 10,000 | 0.5% | 09 Mar, 2026 |
| 12 | Frank P Karl | Senior Vice President | 6,379 | 0 | 6,379 | 0.3% | 16 Apr, 2024 |
| 13 | Michael J O'Neil | Cco Secretary | 0 | 4,568 | 4,568 | 0.2% | 16 Apr, 2024 |
| 14 | Rhonda Scott Smith | Director | 1,615 | 0 | 1,615 | 0.1% | 30 Sep, 2025 |
Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.
| Date | Insider | Position | Transaction | Shares | Price | Value | Shares Held After | Ownership |
|---|---|---|---|---|---|---|---|---|
| 28 Sep, 2026 | James L Robo | Director | Acquired P | 146,755 | $13.03 | $1.91Mn | 766,716 | Indirect |
| 24 Sep, 2026 | James L Robo | Director | Acquired P | 105,000 | $13.05 | $1.37Mn | 619,961 | Indirect |
| 22 Sep, 2026 | James L Robo | Director | Acquired P | 20,841 | $13.14 | $273.75K | 420,841 | Indirect |
| 23 Sep, 2026 | James L Robo | Director | Acquired P | 94,120 | $13.08 | $1.23Mn | 514,961 | Indirect |
| 06 Mar, 2026 | George E Jr Marucci | Director | Acquired P | 9,000 | $13.74 | $123.66K | 10,000 | Direct |
| 04 Mar, 2026 | George E Jr Marucci | Director | Acquired P | 1,000 | $13.96 | $13.96K | 1,000 | Direct |
| 29 Sep, 2025 | Rhonda Scott Smith | Director | Acquired P | 365 | $13.68 | $4.99K | 1,615 | Direct |
| 28 May, 2025 | James L Robo | Director | Acquired P | 43,020 | $15.84 | $681.44K | 1,616,489 | Indirect |
| 28 May, 2025 | Albert Rabil | Director | Disposed S | 43,020 | $15.84 | $681.44K | 0 | Indirect |
| 22 May, 2025 | Albert Rabil | Director | Disposed S | 314,465 | $15.90 | $5.00Mn | 151,686 | Indirect |
| 23 May, 2025 | Albert Rabil | Director | Disposed S | 10,000 | $15.76 | $157.61K | 141,686 | Indirect |
| 23 May, 2025 | Albert Rabil | Director | Disposed S | 5,000 | $15.65 | $78.25K | 136,686 | Indirect |
| 23 May, 2025 | Albert Rabil | Director | Disposed S | 5,000 | $15.63 | $78.13K | 131,686 | Indirect |
| 23 May, 2025 | Albert Rabil | Director | Disposed S | 5,000 | $15.57 | $77.85K | 126,686 | Indirect |
| 23 May, 2025 | Albert Rabil | Director | Disposed S | 5,000 | $15.71 | $78.56K | 121,686 | Indirect |
| 05 Mar, 2025 | Susan C Schnabel | Director | Acquired P | 5,000 | $16.40 | $82.00K | 13,121 | Direct |
| 18 Dec, 2024 | Susan C Schnabel | Director | Acquired P | 2,500 | $16.54 | $41.35K | 8,087 | Direct |
| 18 Sep, 2024 | Susan C Schnabel | Director | Acquired P | 472 | $16.02 | $7.56K | 5,587 | Direct |
| 22 Aug, 2024 | Susan C Schnabel | Director | Acquired P | 5,000 | $16.03 | $80.15K | 5,000 | Direct |
| 23 Aug, 2024 | Susan C Schnabel | Director | Acquired P | 115 | $16.00 | $1.84K | 5,115 | Direct |