| Holder | Position | Shares (Direct) | Shares (Indirect) | Report Date |
|---|---|---|---|---|
| James L Robo | - | 0 | 1,616,489 | 30 May, 2025 |
| Anderson Capital Advisors Lp Kayne | - | 0 | 957,217 | 23 May, 2024 |
| Albert Rabil | - | 0 | 121,686 | 23 May, 2025 |
| Leonard Ken | Co Chief Investment Officer | 0 | 67,757 | 16 Apr, 2024 |
| Leonard Ken | Co Chief Investment Officer | 44,041 | 0 | 02 Nov, 2022 |
| James C Baker | Chief Executive Officer | 31,129 | 0 | 16 Apr, 2024 |
| Quinn Terry | Vice Chairman | 22,325 | 0 | 16 Apr, 2024 |
| Terry A Hart | Cfo And Treasurer | 19,052 | 0 | 16 Apr, 2024 |
| Michael J Levitt | Chief Executive Officer | 0 | 18,362 | 04 Oct, 2021 |
| Goodwillie Doug | Co Chief Investment Officer | 18,255 | 0 | 16 Apr, 2024 |
| Susan C Schnabel | - | 13,121 | 0 | 06 Mar, 2025 |
| Mariel A Joliet | - | 13,000 | 0 | 22 Jul, 2024 |
| George E Jr Marucci | - | 10,000 | 0 | 09 Mar, 2026 |
| Susan C Schnabel | - | 8,087 | 0 | 19 Dec, 2024 |
| Frank P Karl | Senior Vice President | 6,379 | 0 | 16 Apr, 2024 |
| Michael J O'Neil | Cco Secretary | 0 | 4,568 | 16 Apr, 2024 |
| Michael J O'Neil | Cco Secretary | 0 | 3,405 | 06 Apr, 2023 |
| Michael J O'Neil | Chief Compliance Officer | 0 | 1,697 | 06 Dec, 2021 |
| Rhonda Scott Smith | - | 1,615 | 0 | 30 Sep, 2025 |
* Please note that the shares above only reflect shares from the fund portfolio and the institutional portfolio. Shares from the personal portfolio are excluded from this Institutional Ownership Page. See these insiders' latest transactions here on Insider Page.
| Transaction Date | Insider Name | Security Class | Transaction Type | Shares Traded | Price | Shares Remaining | Ownership | Code |
|---|---|---|---|---|---|---|---|---|
| 06 Mar, 2026 | George E Jr Marucci | Common Stock | A | 9,000 | $13.74 | 10,000 | D | P |
| 04 Mar, 2026 | George E Jr Marucci | Common Stock | A | 1,000 | $13.96 | 1,000 | D | P |
| 29 Sep, 2025 | Rhonda Scott Smith | Common Stock | A | 365 | $13.68 | 1,615 | D | P |
| 28 May, 2025 | James L Robo | Common Stock | A | 43,020 | $15.84 | 1,616,489 | I | P |
| 28 May, 2025 | Albert Rabil | Common Stock | D | 43,020 | $15.84 | 0 | I | S |
| 22 May, 2025 | Albert Rabil | Common Stock | D | 314,465 | $15.90 | 151,686 | I | S |
| 23 May, 2025 | Albert Rabil | Common Stock | D | 10,000 | $15.76 | 141,686 | I | S |
| 23 May, 2025 | Albert Rabil | Common Stock | D | 5,000 | $15.65 | 136,686 | I | S |
| 23 May, 2025 | Albert Rabil | Common Stock | D | 5,000 | $15.63 | 131,686 | I | S |
| 23 May, 2025 | Albert Rabil | Common Stock | D | 5,000 | $15.57 | 126,686 | I | S |
| 23 May, 2025 | Albert Rabil | Common Stock | D | 5,000 | $15.71 | 121,686 | I | S |
| 05 Mar, 2025 | Susan C Schnabel | Common Stock | A | 5,000 | $16.40 | 13,121 | D | P |
| 18 Dec, 2024 | Susan C Schnabel | Common stock | A | 2,500 | $16.54 | 8,087 | D | P |
| 18 Sep, 2024 | Susan C Schnabel | Common Stock | A | 472 | $16.02 | 5,587 | D | P |
| 22 Aug, 2024 | Susan C Schnabel | Common Stock | A | 5,000 | $16.03 | 5,000 | D | P |
| 23 Aug, 2024 | Susan C Schnabel | Common Stock | A | 115 | $16.00 | 5,115 | D | P |
| 19 Jul, 2024 | Mariel A Joliet | Common Stock | A | 13,000 | $16.14 | 13,000 | D | P |
| 03 Jun, 2024 | Rhonda Scott Smith | Common Stock | A | 1,250 | $16.12 | 1,250 | D | P |
| 22 May, 2024 | James L Robo | Common Stock | A | 60,132 | $16.63 | 1,573,469 | I | P |
| 22 May, 2024 | Anderson Capital Advisors Lp Kayne | Common Stock | A | 957,217 | $16.63 | 957,217 | I | P |